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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+16.11%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.19B
AUM Growth
+$109M
Cap. Flow
-$36M
Cap. Flow %
-3.01%
Top 10 Hldgs %
48.67%
Holding
522
New
60
Increased
119
Reduced
196
Closed
40

Top Buys

Rank Stock Value
1
ALL icon
Allstate
ALL
+$5.4M
2
FNF icon
Fidelity National Financial
FNF
+$4.71M
3
AVGO icon
Broadcom
AVGO
+$4.53M
4
MMM icon
3M
MMM
+$4.53M
5
WMT icon
Walmart Inc
WMT
+$3.64M

Top Sells

Rank Stock Value
1
INTC icon
Intel
INTC
+$5.83M
2
SYY icon
Sysco
SYY
+$5.24M
3
PRU icon
Prudential Financial
PRU
+$4.51M
4
CAT icon
Caterpillar
CAT
+$4.04M
5
GS icon
Goldman Sachs
GS
+$3.37M

Sector Composition

Rank Sector Weight
1 Technology 23.3%
2 Financials 8.95%
3 Consumer Discretionary 8.75%
4 Healthcare 6.93%
5 Industrials 5.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENBL
476
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$53K ﹤0.01%
10,000
-2,800
-22% -$14.2K
PNNT
477
Pennant Park Investment Corp
PNNT
$242M
$52K ﹤0.01%
+11,340
New +$42.9K
REI icon
478
Ring Energy
REI
$349M
$48K ﹤0.01%
72,400
– –
AAIC
479
DELISTED
Arlington Asset Investment Corp.
AAIC
$43K ﹤0.01%
11,445
– –
AMPE
480
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$38K ﹤0.01%
80
-7
-8% -$2.3K
BMY.RT
481
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$15K ﹤0.01%
21,667
– –
OGI
482
Organigram Holdings
OGI
$177M
$14K ﹤0.01%
2,554
– –
AAPL icon
483
CALL
Apple
AAPL
$4.43T
– –
-11,200
Closed -$1.3M
ABT icon
484
CALL
Abbott
ABT
$189B
– –
-2,000
Closed -$218K
ARLP icon
485
Alliance Resource Partners
ARLP
$3.2B
– –
-16,000
Closed -$44K
BB icon
486
BlackBerry
BB
$5.31B
– –
-10,300
Closed -$47K
BBDC icon
487
Barings BDC
BBDC
$965M
– –
-10,105
Closed -$81K
BCE icon
488
BCE
BCE
$21.6B
– –
-5,798
Closed -$240K
BIIB icon
489
Biogen
BIIB
$30B
– –
-910
Closed -$258K
BLV icon
490
Vanguard Long-Term Bond ETF
BLV
$5.72B
– –
-2,014
Closed -$225K
CHMI
491
Cherry Hill Mortgage Investment Corp
CHMI
$107M
– –
-12,376
Closed -$111K
CLX icon
492
PUT
Clorox
CLX
$12.8B
– –
-1,000
Closed -$210K
DNN icon
493
Denison Mines
DNN
$3.01B
– –
-36,700
Closed -$15K
FITB
494
Fifth Third Bancorp
FITB
$52.3B
– –
-44,285
Closed -$944K
GE icon
495
CALL
GE Aerospace
GE
$382B
– –
-5,036
Closed -$156K
HYG icon
496
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
– –
-4,000
Closed -$336K
JBL icon
497
Jabil
JBL
$38.4B
– –
-26,212
Closed -$898K
LDOS icon
498
Leidos
LDOS
$17.5B
– –
-9,616
Closed -$857K
LUMN icon
499
Lumen
LUMN
$6.58B
– –
-11,193
Closed -$113K
PRI icon
500
Primerica
PRI
$9.57B
– –
-6,833
Closed -$773K
17 18 19
20
21

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Sheaff Brock Investment Advisors held 522 positions worth $1.19B, up 10% from $1.09B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $36M in Q4 2020, closing 40 positions and reducing 196 holdings. Its most notable exit was Sysco, an estimated $5.24M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 23% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Fidelity National Financial worth $5.25M.

  • Sheaff Brock Investment Advisors's largest Q4 2020 buy was Fidelity National Financial: 139,750 shares worth $5.25M.
  • Sheaff Brock Investment Advisors added most to Allstate in Q4 2020, an estimated $5.4M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2020 reduction was Intel, cutting an estimated $5.83M.
  • Sheaff Brock Investment Advisors fully exited Sysco in Q4 2020, selling an estimated $5.24M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 49% of its $1.19B portfolio in Q4 2020.
  • Sheaff Brock Investment Advisors opened 60 new positions and closed 40 in Q4 2020.
  • Sheaff Brock Investment Advisors's portfolio value rose 10% quarter-over-quarter to $1.19B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2020, filed 1 Feb 2021.