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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
-19.84%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$756M
AUM Growth
-$274M
Cap. Flow
-$46.6M
Cap. Flow %
-6.16%
Top 10 Hldgs %
47.38%
Holding
509
New
33
Increased
126
Reduced
183
Closed
95

Top Buys

Rank Stock Value
1
IRM icon
Iron Mountain
IRM
+$6.31M
2
DAL icon
Delta Air Lines
DAL
+$6.06M
3
TRV icon
Travelers Companies
TRV
+$2.6M
4
VZ icon
Verizon
VZ
+$2.47M
5
HD icon
Home Depot
HD
+$2.18M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$8.19M
2
DRI icon
Darden Restaurants
DRI
+$5.46M
3
XOM icon
ExxonMobil
XOM
+$5.14M
4
AMZN icon
Amazon
AMZN
+$4.07M
5
CAT icon
Caterpillar
CAT
+$3.32M

Sector Composition

Rank Sector Weight
1 Technology 20.92%
2 Financials 9.89%
3 Healthcare 7.3%
4 Communication Services 6.5%
5 Industrials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFBC icon
476
Preferred Bank
PFBC
$1.27B
– –
-4,000
Closed -$240K
PGX icon
477
Invesco Preferred ETF
PGX
$3.77B
– –
-33,730
Closed -$506K
PNNT
478
Pennant Park Investment Corp
PNNT
$245M
– –
-12,040
Closed -$79K
PWOD
479
DELISTED
Penns Woods Bancorp
PWOD
– –
-7,507
Closed -$267K
QLD icon
480
ProShares Ultra QQQ
QLD
$14.1B
– –
-56,040
Closed -$854K
REM icon
481
iShares Mortgage Real Estate ETF
REM
$544M
– –
-9,807
Closed -$437K
ROST icon
482
Ross Stores
ROST
$79.8B
– –
-7,800
Closed -$908K
SCHE icon
483
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
– –
-9,164
Closed -$251K
SLB icon
484
SLB Ltd
SLB
$78.5B
– –
-6,989
Closed -$281K
SSO icon
485
ProShares Ultra S&P500
SSO
$8.38B
– –
-48,296
Closed -$911K
STLD icon
486
Steel Dynamics
STLD
$37.5B
– –
-6,544
Closed -$223K
STWD icon
487
Starwood Property Trust
STWD
$6.14B
– –
-11,966
Closed -$297K
SUN icon
488
Sunoco
SUN
$14B
– –
-7,085
Closed -$217K
SWK icon
489
Stanley Black & Decker
SWK
$15.4B
– –
-4,944
Closed -$819K
TD icon
490
Toronto Dominion Bank
TD
$203B
– –
-4,659
Closed -$261K
TDY icon
491
Teledyne Technologies
TDY
$31.5B
– –
-600
Closed -$206K
TMP icon
492
Tompkins Financial
TMP
$1.44B
– –
-2,500
Closed -$229K
TMUS icon
493
T-Mobile US
TMUS
$190B
– –
-7,340
Closed -$576K
TTD icon
494
Trade Desk
TTD
$6.23B
– –
-8,950
Closed -$233K
UL icon
495
Unilever
UL
$133B
– –
-3,220
Closed -$207K
UYG icon
496
ProShares Ultra Financials
UYG
$849M
– –
-12,000
Closed -$644K
V icon
497
CALL
Visa
V
$670B
– –
-1,500
Closed -$282K
VOOG icon
498
Vanguard S&P 500 Growth ETF
VOOG
$27.2B
– –
-7,788
Closed -$226K
VXF icon
499
Vanguard Extended Market ETF
VXF
$32.1B
– –
-1,900
Closed -$239K
XLE icon
500
State Street Energy Select Sector SPDR ETF
XLE
$39.7B
– –
-12,986
Closed -$390K
17 18 19
20
21

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q1 2020 Portfolio in Review

As of Q1 2020, Sheaff Brock Investment Advisors held 509 positions worth $756M, down 27% from $1.03B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $46.6M in Q1 2020, closing 95 positions and reducing 183 holdings. Its most notable exit was Darden Restaurants, an estimated $5.46M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Iron Mountain worth $4.96M.

  • Sheaff Brock Investment Advisors's largest Q1 2020 buy was Iron Mountain: 208,498 shares worth $4.96M.
  • Sheaff Brock Investment Advisors added most to Delta Air Lines in Q1 2020, an estimated $6.06M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2020 reduction was Apple, cutting an estimated $8.19M.
  • Sheaff Brock Investment Advisors fully exited Darden Restaurants in Q1 2020, selling an estimated $5.46M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 47% of its $756M portfolio in Q1 2020.
  • Sheaff Brock Investment Advisors opened 33 new positions and closed 95 in Q1 2020.
  • Sheaff Brock Investment Advisors's portfolio value fell 27% quarter-over-quarter to $756M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2020, filed 30 Apr 2020.