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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
-14.22%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$636M
AUM Growth
-$422M
Cap. Flow
-$301M
Cap. Flow %
-47.35%
Top 10 Hldgs %
24.56%
Holding
561
New
36
Increased
147
Reduced
182
Closed
86

Top Buys

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$8.35M
2
WBA
Walgreens Boots Alliance
WBA
+$5.21M
3
NKE icon
Nike
NKE
+$2.55M
4
CAH icon
Cardinal Health
CAH
+$2.02M
5
ORI icon
Old Republic International
ORI
+$1.74M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$7.2M
2
RF icon
Regions Financial
RF
+$6.32M
3
AAPL icon
Apple
AAPL
+$6.13M
4
IP icon
International Paper
IP
+$4.61M
5
AMZN icon
Amazon
AMZN
+$3.64M

Sector Composition

Rank Sector Weight
1 Technology 19.67%
2 Financials 16.33%
3 Healthcare 11.45%
4 Industrials 9.54%
5 Consumer Discretionary 9.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
476
CALL
Apple
AAPL
$4.5T
– –
-4,400
Closed -$248K
AMZN icon
477
CALL
Amazon
AMZN
$3T
– –
-20,000
Closed -$2M
ANET icon
478
Arista Networks
ANET
$242B
– –
-17,280
Closed -$287K
APTV icon
479
Aptiv
APTV
$10.3B
– –
-2,611
Closed -$219K
AR icon
480
Antero Resources
AR
$11.4B
– –
-10,000
Closed -$177K
ARR
481
Armour Residential REIT
ARR
$2.34B
– –
-1,779
Closed -$200K
AXON
482
Axon Enterprise
AXON
$48.4B
– –
-3,961
Closed -$271K
BWA icon
483
BorgWarner
BWA
$14.1B
– –
-24,097
Closed -$907K
BZUN
484
Baozun
BZUN
$170M
– –
-8,250
Closed -$401K
CPB icon
485
Campbell Soup
CPB
$6.69B
– –
-5,614
Closed -$206K
DXC icon
486
DXC Technology
DXC
$1.74B
– –
-2,890
Closed -$270K
EBAY icon
487
eBay
EBAY
$47.9B
– –
-7,090
Closed -$234K
ENTG icon
488
Entegris
ENTG
$22B
– –
-27,125
Closed -$785K
EVR icon
489
Evercore
EVR
$11.5B
– –
-9,934
Closed -$999K
FFC
490
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$783M
– –
-10,566
Closed -$193K
FPI
491
Farmland Partners
FPI
$424M
– –
-16,000
Closed -$107K
FTF
492
Franklin Limited Duration Income Trust
FTF
$233M
– –
-21,500
Closed -$219K
GDV icon
493
Gabelli Dividend & Income Trust
GDV
$2.67B
– –
-9,367
Closed -$224K
GLD icon
494
SPDR Gold Trust
GLD
$143B
– –
-1,937
Closed -$218K
GOOGL icon
495
CALL
Alphabet (Google) Class A
GOOGL
$4.37T
– –
-26,000
Closed -$1.57M
GWW icon
496
W.W. Grainger
GWW
$61.1B
– –
-608
Closed -$217K
HAS icon
497
Hasbro
HAS
$13.3B
– –
-11,708
Closed -$1.23M
HDSN
498
Hudson Technologies
HDSN
$240M
– –
-13,500
Closed -$17K
HL icon
499
Hecla Mining
HL
$11.8B
– –
-51,291
Closed -$143K
HLI icon
500
Houlihan Lokey
HLI
$8.62B
– –
-20,224
Closed -$909K
18 19
20
21 22

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CHP
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MW
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TAM
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SIA
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Sheaff Brock Investment Advisors held 561 positions worth $636M, down 40% from $1.06B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $301M in Q4 2018, closing 86 positions and reducing 182 holdings. Its most notable exit was Energy Transfer Partners, L.P., an estimated $2.23M position sold in full.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Cardinal Health worth $1.73M.

  • Sheaff Brock Investment Advisors's largest Q4 2018 buy was Cardinal Health: 38,835 shares worth $1.73M.
  • Sheaff Brock Investment Advisors added most to Cisco in Q4 2018, an estimated $8.35M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2018 reduction was Pfizer, cutting an estimated $7.2M.
  • Sheaff Brock Investment Advisors fully exited Energy Transfer Partners, L.P. in Q4 2018, selling an estimated $2.23M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $636M portfolio in Q4 2018.
  • Sheaff Brock Investment Advisors opened 36 new positions and closed 86 in Q4 2018.
  • Sheaff Brock Investment Advisors's portfolio value fell 40% quarter-over-quarter to $636M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2018, filed 28 Jan 2019.