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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+5.46%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$761M
AUM Growth
+$1.59M
Cap. Flow
-$33.6M
Cap. Flow %
-4.42%
Top 10 Hldgs %
22.94%
Holding
648
New
41
Increased
190
Reduced
212
Closed
81

Top Buys

Rank Stock Value
1
T icon
AT&T
T
+$6.24M
2
WHR icon
Whirlpool
WHR
+$5.66M
3
BMY icon
Bristol-Myers Squibb
BMY
+$5.41M
4
MS icon
Morgan Stanley
MS
+$1.45M
5
CAT icon
Caterpillar
CAT
+$1.42M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$5.67M
2
LAMR icon
Lamar Advertising Co
LAMR
+$5.57M
3
IPG
Interpublic Group of Companies
IPG
+$4.89M
4
VLO icon
Valero Energy
VLO
+$4.79M
5
ADTN icon
Adtran
ADTN
+$2.89M

Sector Composition

Rank Sector Weight
1 Technology 16.37%
2 Financials 14.51%
3 Healthcare 11.26%
4 Industrials 9.34%
5 Consumer Discretionary 9.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIP icon
476
Brookfield Infrastructure Partners
BIP
$18B
$208K 0.03%
8,116
-239
-3% -$6K
KKR icon
477
KKR & Co
KKR
$92.3B
$206K 0.03%
10,123
+2
+0% +$38
AOD
478
abrdn Total Dynamic Dividend Fund
AOD
$1.12B
$205K 0.03%
22,730
– –
CHI
479
Calamos Convertible Opportunities and Income Fund
CHI
$1.05B
$204K 0.03%
17,732
+465
+3% +$5.29K
FLOT icon
480
iShares Floating Rate Bond ETF
FLOT
$10.5B
$204K 0.03%
4,000
– –
HYI
481
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$204K 0.03%
13,100
– –
NVS icon
482
Novartis
NVS
$297B
$204K 0.03%
2,657
-391
-13% -$29.5K
RCL icon
483
Royal Caribbean
RCL
$85.6B
$204K 0.03%
+1,718
New +$201K
CHW
484
Calamos Global Dynamic Income Fund
CHW
$545M
$202K 0.03%
22,399
– –
DNP icon
485
DNP Select Income Fund
DNP
$4.09B
$202K 0.03%
17,620
+500
+3% +$5.65K
UBT icon
486
ProShares Ultra 20+ Year Treasury
UBT
$58.6M
$201K 0.03%
5,010
-5,306
-51% -$217K
VTRS icon
487
Viatris
VTRS
$18.9B
$201K 0.03%
6,405
+1,000
+19% +$33.9K
SCCO icon
488
Southern Copper
SCCO
$166B
$200K 0.03%
5,427
-2,352
-30% -$85.1K
TWO
489
Two Harbors Investment
TWO
$1.27B
$198K 0.03%
2,450
+113
+5% +$9.03K
MUA icon
490
BlackRock MuniAssets Fund
MUA
$522M
$196K 0.03%
13,000
+1,000
+8% +$15.2K
PAAS icon
491
Pan American Silver
PAAS
$21.6B
$196K 0.03%
11,516
– –
SXCP
492
DELISTED
SunCoke Energy Partners, L.P.
SXCP
$196K 0.03%
11,400
+300
+3% +$5.25K
CVA
493
DELISTED
Covanta Holding Corporation
CVA
$195K 0.03%
13,102
+20
+0.2% +$282
BBDC icon
494
Barings BDC
BBDC
$965M
$191K 0.03%
13,374
+268
+2% +$4.04K
IFLN
495
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$307M
$191K 0.03%
10,000
-4,600
-32% -$87.4K
REI icon
496
Ring Energy
REI
$339M
$188K 0.02%
13,000
– –
EOI
497
Eaton Vance Enhanced Equity Income Fund
EOI
$826M
$185K 0.02%
13,174
-16,478
-56% -$225K
PHT
498
DELISTED
Pioneer High Income Fund
PHT
$184K 0.02%
18,326
– –
GHL
499
DELISTED
Greenhill & Co., Inc.
GHL
$183K 0.02%
+11,000
New +$186K
PMO
500
Franklin Municipal Opportunities Trust
PMO
$285M
$181K 0.02%
14,300
– –
18 19
20
21 22

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CHP
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MW
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TAM
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SIA
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Sheaff Brock Investment Advisors held 648 positions worth $761M, up 0.21% from $760M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $33.6M in Q3 2017, closing 81 positions and reducing 212 holdings. Its most notable exit was Lamar Advertising Co, an estimated $5.57M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Whirlpool worth $5.84M.

  • Sheaff Brock Investment Advisors's largest Q3 2017 buy was Whirlpool: 31,679 shares worth $5.84M.
  • Sheaff Brock Investment Advisors added most to AT&T in Q3 2017, an estimated $6.24M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2017 reduction was Meta Platforms (Facebook), cutting an estimated $5.67M.
  • Sheaff Brock Investment Advisors fully exited Lamar Advertising Co in Q3 2017, selling an estimated $5.57M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 23% of its $761M portfolio in Q3 2017.
  • Sheaff Brock Investment Advisors opened 41 new positions and closed 81 in Q3 2017.
  • Sheaff Brock Investment Advisors's portfolio value rose 0.21% quarter-over-quarter to $761M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2017, filed 13 Nov 2017.