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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+5.71%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$41.3M
Cap. Flow
+$8.16M
Cap. Flow %
1.03%
Top 10 Hldgs %
22.1%
Holding
669
New
111
Increased
254
Reduced
168
Closed
59

Top Buys

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$6.09M
2
WMT icon
Walmart Inc
WMT
+$5.61M
3
RTX icon
RTX Corp
RTX
+$5.52M
4
MCD icon
McDonald's
MCD
+$5.26M
5
PFE icon
Pfizer
PFE
+$4.27M

Top Sells

Rank Stock Value
1
TWX
Time Warner Inc
TWX
+$6.65M
2
AAPL icon
Apple
AAPL
+$5.5M
3
JNJ icon
Johnson & Johnson
JNJ
+$5.2M
4
UPS icon
United Parcel Service
UPS
+$4.54M
5
T icon
AT&T
T
+$2.75M

Sector Composition

Rank Sector Weight
1 Technology 16.51%
2 Financials 12.34%
3 Energy 10.58%
4 Industrials 10.46%
5 Consumer Discretionary 10.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADAM
476
Adamas Trust
ADAM
$880M
$229K 0.03%
8,657
-75
-0.9% -$1.9K
VEU icon
477
Vanguard FTSE All-World ex-US ETF
VEU
$69.9B
$229K 0.03%
5,177
+261
+5% +$11.6K
AN icon
478
AutoNation
AN
$6.88B
$228K 0.03%
4,693
+225
+5% +$10.4K
OMER icon
479
Omeros
OMER
$986M
$228K 0.03%
23,000
+13,000
+130% +$133K
APA icon
480
APA Corp
APA
$14.4B
$227K 0.03%
+3,570
New +$225K
MMT
481
Aberdeen Multi-Market Income Fund
MMT
$242M
$227K 0.03%
37,500
– –
VGR
482
DELISTED
Vector Group Ltd.
VGR
$226K 0.03%
16,198
– –
GOV
483
DELISTED
Government Properties Income Trust
GOV
$225K 0.03%
+11,810
New +$229K
GGG icon
484
Graco
GGG
$13.5B
$224K 0.03%
8,097
– –
OCSL icon
485
Oaktree Specialty Lending
OCSL
$1.12B
$224K 0.03%
13,905
+578
+4% +$9.64K
VCR icon
486
Vanguard Consumer Discretionary ETF
VCR
$6.16B
$223K 0.03%
+1,736
New +$221K
SRC
487
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$223K 0.03%
4,586
+1,338
+41% +$68K
EQM
488
DELISTED
EQM Midstream Partners, LP
EQM
$222K 0.03%
+2,890
New +$214K
PX
489
DELISTED
Praxair Inc
PX
$222K 0.03%
1,896
+80
+4% +$9.51K
IJK icon
490
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.1B
$221K 0.03%
+4,852
New +$214K
SJNK icon
491
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.79B
$221K 0.03%
8,000
– –
TGNA
492
DELISTED
TEGNA Inc
TGNA
$220K 0.03%
16,094
-937
-6% -$12.8K
HP icon
493
Helmerich & Payne
HP
$4.18B
$219K 0.03%
+2,829
New +$201K
MFIC icon
494
MidCap Financial Investment
MFIC
$797M
$218K 0.03%
12,428
– –
BNY
495
Bank of New York Mellon
BNY
$108B
$216K 0.03%
+4,564
New +$206K
XBI icon
496
State Street SPDR S&P Biotech ETF
XBI
$10.4B
$214K 0.03%
3,611
+351
+11% +$21.7K
FSLR icon
497
First Solar
FSLR
$25.7B
$213K 0.03%
6,640
-2,200
-25% -$77.2K
BIV icon
498
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$212K 0.03%
2,551
-439
-15% -$37.3K
NGG icon
499
National Grid
NGG
$79.9B
$212K 0.03%
+3,758
New +$223K
DCP
500
DELISTED
DCP Midstream, LP
DCP
$212K 0.03%
+5,520
New +$193K
18 19
20
21 22

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Sheaff Brock Investment Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Sheaff Brock Investment Advisors held 669 positions worth $791M, up 5.5% from $749M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2016 filing shows 111 new, 254 increased, 168 reduced and 59 closed positions. Its largest new stake was Morgan Stanley: 30,285 shares worth $1.28M. The largest sale was Time Warner Inc, an estimated $6.65M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Financials and Energy.

  • Sheaff Brock Investment Advisors's largest Q4 2016 buy was Morgan Stanley: 30,285 shares worth $1.28M.
  • Sheaff Brock Investment Advisors added most to CVS Health in Q4 2016, an estimated $6.09M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2016 reduction was Time Warner Inc, cutting an estimated $6.65M.
  • Sheaff Brock Investment Advisors fully exited Lear in Q4 2016, selling an estimated $1.76M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 22% of its $791M portfolio in Q4 2016.
  • Sheaff Brock Investment Advisors opened 111 new positions and closed 59 in Q4 2016.
  • Sheaff Brock Investment Advisors's portfolio value rose 5.5% quarter-over-quarter to $791M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2016, filed 24 Jan 2017.