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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+2.81%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$788M
AUM Growth
-$26.3M
Cap. Flow
-$34.8M
Cap. Flow %
-4.42%
Top 10 Hldgs %
24.03%
Holding
668
New
44
Increased
172
Reduced
239
Closed
70

Top Buys

Rank Stock Value
1
TWX
Time Warner Inc
TWX
+$6M
2
ABBV icon
AbbVie
ABBV
+$4.78M
3
UPS icon
United Parcel Service
UPS
+$4.65M
4
DG icon
Dollar General
DG
+$2.66M
5
MRD
MEMORIAL RESOURCE DEV CORP COM STK (DE)
MRD
+$2.56M

Top Sells

Rank Stock Value
1
T icon
AT&T
T
+$5.98M
2
MSFT icon
Microsoft
MSFT
+$5.66M
3
ES icon
Eversource Energy
ES
+$5.61M
4
AAPL icon
Apple
AAPL
+$3.77M
5
ALK icon
Alaska Air
ALK
+$2.08M

Sector Composition

Rank Sector Weight
1 Technology 15.8%
2 Financials 11.36%
3 Communication Services 10.73%
4 Industrials 10.31%
5 Energy 10.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KSS icon
476
Kohl's
KSS
$2.17B
$204K 0.03%
5,388
+83
+2% +$3.3K
PX
477
DELISTED
Praxair Inc
PX
$204K 0.03%
1,816
– –
APD icon
478
Air Products & Chemicals
APD
$68B
$203K 0.03%
1,547
– –
DOV icon
479
Dover
DOV
$28.4B
$203K 0.03%
+3,619
New +$195K
STK
480
Columbia Seligman Premium Technology Growth Fund
STK
$931M
$203K 0.03%
12,271
+75
+0.6% +$1.26K
FLOT icon
481
iShares Floating Rate Bond ETF
FLOT
$10.5B
$202K 0.03%
+4,000
New +$202K
VOD icon
482
Vodafone
VOD
$36.5B
$202K 0.03%
6,547
-300
-4% -$9.74K
XLP icon
483
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$202K 0.03%
3,657
-174
-5% -$9.26K
VBR icon
484
Vanguard Morningstar Small-Cap Value ETF
VBR
$38B
$201K 0.03%
+1,910
New +$198K
XBI icon
485
State Street SPDR S&P Biotech ETF
XBI
$10.3B
$201K 0.03%
+3,710
New +$203K
BNY
486
Bank of New York Mellon
BNY
$108B
$200K 0.03%
5,138
-280
-5% -$11.1K
INO icon
487
Inovio Pharmaceuticals
INO
$71.1M
$199K 0.03%
1,796
-33
-2% -$4.01K
IIM icon
488
Invesco Value Municipal Income Trust
IIM
$598M
$198K 0.03%
11,129
+124
+1% +$2.14K
MRO
489
DELISTED
Marathon Oil Corporation
MRO
$198K 0.03%
13,173
+1,352
+11% +$17.9K
POT
490
DELISTED
Potash Corp Of Saskatchewan
POT
$198K 0.03%
+12,175
New +$204K
PFLT icon
491
PennantPark Floating Rate Capital
PFLT
$735M
$195K 0.02%
15,700
-159
-1% -$1.92K
NPM
492
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$194K 0.02%
12,498
– –
CHW
493
Calamos Global Dynamic Income Fund
CHW
$550M
$191K 0.02%
27,206
– –
PSLV icon
494
Sprott Physical Silver Trust
PSLV
$13.4B
$190K 0.02%
26,239
– –
ETW
495
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$188K 0.02%
18,130
+500
+3% +$5.24K
OCSL icon
496
Oaktree Specialty Lending
OCSL
$1.12B
$186K 0.02%
12,813
+319
+3% +$4.88K
BCIC
497
BCP Investment Corp
BCIC
$92.1M
$186K 0.02%
4,748
+48
+1% +$1.71K
PSP icon
498
Invesco Global Listed Private Equity ETF
PSP
$243M
$185K 0.02%
3,681
– –
SRC
499
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$184K 0.02%
3,205
+48
+2% +$2.51K
HYT icon
500
BlackRock Corporate High Yield Fund
HYT
$1.37B
$182K 0.02%
17,393
+3,104
+22% +$31.7K
18 19
20
21 22

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MW
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TAM
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CCM
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Sheaff Brock Investment Advisors's Q2 2016 Portfolio in Review

As of Q2 2016, Sheaff Brock Investment Advisors held 668 positions worth $788M, down 3.2% from $814M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $34.8M in Q2 2016, closing 70 positions and reducing 239 holdings. Its most notable exit was Alaska Air, an estimated $2.08M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Dollar General worth $2.9M.

  • Sheaff Brock Investment Advisors's largest Q2 2016 buy was Dollar General: 30,870 shares worth $2.9M.
  • Sheaff Brock Investment Advisors added most to Time Warner Inc in Q2 2016, an estimated $6M increase.
  • Sheaff Brock Investment Advisors's biggest Q2 2016 reduction was AT&T, cutting an estimated $5.98M.
  • Sheaff Brock Investment Advisors fully exited Alaska Air in Q2 2016, selling an estimated $2.08M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 24% of its $788M portfolio in Q2 2016.
  • Sheaff Brock Investment Advisors opened 44 new positions and closed 70 in Q2 2016.
  • Sheaff Brock Investment Advisors's portfolio value fell 3.2% quarter-over-quarter to $788M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q2 2016, filed 5 Aug 2016.