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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
-3.12%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.1B
AUM Growth
-$83.1M
Cap. Flow
+$689M
Cap. Flow %
62.34%
Top 10 Hldgs %
38.09%
Holding
504
New
13
Increased
115
Reduced
182
Closed
41

Top Buys

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$694M
2
NVDA icon
NVIDIA
NVDA
+$12.6M
3
PPG icon
PPG Industries
PPG
+$6.52M
4
ALSN icon
Allison Transmission
ALSN
+$6.31M
5
PG icon
Procter & Gamble
PG
+$3.63M

Top Sells

Rank Stock Value
1
ALL icon
Allstate
ALL
+$4.61M
2
HD icon
Home Depot
HD
+$3.75M
3
NKE icon
Nike
NKE
+$3.49M
4
BMI icon
Badger Meter
BMI
+$2.8M
5
LLY icon
Eli Lilly
LLY
+$2.56M

Sector Composition

Rank Sector Weight
1 Technology 30.21%
2 Healthcare 8.85%
3 Financials 7.94%
4 Industrials 7.69%
5 Consumer Discretionary 7.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COP icon
26
ConocoPhillips
COP
$148B
$8.2M 0.74%
68,487
-656
-0.9% -$76.2K
LMT icon
27
Lockheed Martin
LMT
$139B
$8.11M 0.73%
19,822
-168
-0.8% -$74.5K
UNH icon
28
UnitedHealth
UNH
$371B
$8.04M 0.73%
15,947
-36
-0.2% -$17.7K
QCOM icon
29
Qualcomm
QCOM
$170B
$8.03M 0.73%
72,340
+32
+0% +$3.71K
TXN icon
30
Texas Instruments
TXN
$256B
$7.99M 0.72%
50,278
-109
-0.2% -$18.6K
UPS icon
31
United Parcel Service
UPS
$89.1B
$7.83M 0.71%
50,258
-142
-0.3% -$24.5K
PH icon
32
Parker-Hannifin
PH
$134B
$7.63M 0.69%
19,590
-528
-3% -$212K
CVX icon
33
Chevron
CVX
$382B
$7.59M 0.69%
45,022
+10,757
+31% +$1.74M
TSLA icon
34
Tesla
TSLA
$1.31T
$7.45M 0.67%
29,757
-2,623
-8% -$674K
PEP icon
35
PepsiCo
PEP
$188B
$7.44M 0.67%
43,881
-428
-1% -$77.7K
OKE icon
36
Oneok
OKE
$56.9B
$7.25M 0.66%
114,350
+9,216
+9% +$602K
SPY icon
37
State Street SPDR S&P 500 ETF Trust
SPY
$810B
$7.18M 0.65%
16,793
-1,269
-7% -$564K
DIA icon
38
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.4B
$7.16M 0.65%
21,370
+1,223
+6% +$424K
META icon
39
Meta Platforms (Facebook)
META
$1.52T
$7.07M 0.64%
23,561
-1,024
-4% -$309K
BRK.A icon
40
Berkshire Hathaway Class A
BRK.A
$1.14T
$6.91M 0.63%
1,300
+1,287
+9,900% +$694M
CMI icon
41
Cummins
CMI
$87.4B
$6.84M 0.62%
29,939
-137
-0.5% -$33.1K
CI icon
42
Cigna
CI
$73.6B
$6.8M 0.62%
23,753
-152
-0.6% -$43.3K
IPPP
43
DELISTED
Preferred-Plus ETF
IPPP
$6.76M 0.61%
742,665
-52,502
-7% -$482K
CAT icon
44
Caterpillar
CAT
$385B
$6.36M 0.58%
23,289
-736
-3% -$200K
ALSN icon
45
Allison Transmission
ALSN
$10.3B
$6.33M 0.57%
+107,221
New +$6.31M
GOOG icon
46
Alphabet (Google) Class C
GOOG
$4.35T
$6.15M 0.56%
46,620
-1,579
-3% -$205K
PPG icon
47
PPG Industries
PPG
$25.7B
$6.03M 0.55%
+46,454
New +$6.52M
GL icon
48
Globe Life
GL
$14.2B
$5.97M 0.54%
54,892
-4,650
-8% -$519K
CVS icon
49
CVS Health
CVS
$122B
$5.7M 0.52%
81,634
+646
+0.8% +$45.8K
DFS
50
DELISTED
Discover Financial Services
DFS
$5.7M 0.52%
65,780
-393
-0.6% -$39K
1
2
3 4 5

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MW
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Sheaff Brock Investment Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Sheaff Brock Investment Advisors held 504 positions worth $1.1B, down 7% from $1.19B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Sheaff Brock Investment Advisors deployed $689M of net new capital in Q3 2023, opening 13 new positions and adding to 115 existing holdings. Its largest new stake was PPG Industries: 46,454 shares worth $6.03M.

By sector, the portfolio is most concentrated in Technology at 30% of assets, up from 30% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Allstate, an estimated $4.61M trimmed.

  • Sheaff Brock Investment Advisors's largest Q3 2023 buy was PPG Industries: 46,454 shares worth $6.03M.
  • Sheaff Brock Investment Advisors added most to Berkshire Hathaway Class A in Q3 2023, an estimated $694M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2023 reduction was Allstate, cutting an estimated $4.61M.
  • Sheaff Brock Investment Advisors fully exited Badger Meter in Q3 2023, selling an estimated $2.8M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 38% of its $1.1B portfolio in Q3 2023.
  • Sheaff Brock Investment Advisors opened 13 new positions and closed 41 in Q3 2023.
  • Sheaff Brock Investment Advisors's portfolio value fell 7% quarter-over-quarter to $1.1B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2023, filed 8 Nov 2023.