We are live on ! Find out more
SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+16.11%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.19B
AUM Growth
+$109M
Cap. Flow
-$36M
Cap. Flow %
-3.01%
Top 10 Hldgs %
48.67%
Holding
522
New
60
Increased
119
Reduced
196
Closed
40

Top Buys

Rank Stock Value
1
ALL icon
Allstate
ALL
+$5.4M
2
FNF icon
Fidelity National Financial
FNF
+$4.71M
3
AVGO icon
Broadcom
AVGO
+$4.53M
4
MMM icon
3M
MMM
+$4.53M
5
WMT icon
Walmart Inc
WMT
+$3.64M

Top Sells

Rank Stock Value
1
INTC icon
Intel
INTC
+$5.83M
2
SYY icon
Sysco
SYY
+$5.24M
3
PRU icon
Prudential Financial
PRU
+$4.51M
4
CAT icon
Caterpillar
CAT
+$4.04M
5
GS icon
Goldman Sachs
GS
+$3.37M

Sector Composition

Rank Sector Weight
1 Technology 23.3%
2 Financials 8.95%
3 Consumer Discretionary 8.75%
4 Healthcare 6.93%
5 Industrials 5.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFS
26
DELISTED
Discover Financial Services
DFS
$7.62M 0.64%
84,179
-2,879
-3% -$215K
XOM icon
27
ExxonMobil
XOM
$662B
$7.58M 0.64%
183,956
-4,852
-3% -$182K
RF icon
28
Regions Financial
RF
$26.8B
$7.14M 0.6%
442,700
-2,000
-0.4% -$28.9K
TGT icon
29
Target
TGT
$69B
$6.93M 0.58%
39,269
-1,824
-4% -$304K
ALL icon
30
Allstate
ALL
$68.2B
$6.91M 0.58%
62,814
+54,910
+695% +$5.4M
KLAC icon
31
KLA
KLAC
$252B
$6.89M 0.58%
266,300
-4,930
-2% -$115K
UNH icon
32
UnitedHealth
UNH
$371B
$6.62M 0.55%
18,877
+9,491
+101% +$3.18M
LMT icon
33
Lockheed Martin
LMT
$139B
$6.54M 0.55%
18,408
-81
-0.4% -$29.8K
JNJ icon
34
Johnson & Johnson
JNJ
$631B
$6.5M 0.54%
41,320
+20,549
+99% +$3.03M
PH icon
35
Parker-Hannifin
PH
$134B
$6.46M 0.54%
23,707
-582
-2% -$144K
NFLX icon
36
Netflix
NFLX
$318B
$6.35M 0.53%
117,450
-800
-0.7% -$40.6K
SPY icon
37
State Street SPDR S&P 500 ETF Trust
SPY
$810B
$6.28M 0.53%
16,789
+49
+0.3% +$17.4K
IRM icon
38
Iron Mountain
IRM
$36.2B
$6.05M 0.51%
205,140
-2,228
-1% -$61.8K
MRK icon
39
Merck
MRK
$323B
$6.05M 0.51%
77,479
+38,969
+101% +$2.98M
GS icon
40
Goldman Sachs
GS
$301B
$6.02M 0.5%
22,837
-15,154
-40% -$3.37M
MDT icon
41
Medtronic
MDT
$114B
$5.67M 0.48%
48,430
-34
-0.1% -$3.74K
AVGO icon
42
Broadcom
AVGO
$2.01T
$5.57M 0.47%
127,160
+116,260
+1,067% +$4.53M
SIRI icon
43
SiriusXM
SIRI
$9.7B
$5.41M 0.45%
84,993
+4
+0% +$246
FNF icon
44
Fidelity National Financial
FNF
$12.9B
$5.25M 0.44%
+139,750
New +$4.71M
BBY icon
45
Best Buy
BBY
$17.4B
$5.24M 0.44%
52,552
-962
-2% -$108K
GOOGL icon
46
Alphabet (Google) Class A
GOOGL
$4.37T
$5.22M 0.44%
59,600
-12,720
-18% -$1.07M
GL icon
47
Globe Life
GL
$14.2B
$5.19M 0.43%
54,649
-312
-0.6% -$27.8K
DAL icon
48
Delta Air Lines
DAL
$58.7B
$5.08M 0.43%
126,376
-1,298
-1% -$47.2K
F icon
49
Ford
F
$55.8B
$5.08M 0.43%
577,944
+26,220
+5% +$220K
PPG icon
50
PPG Industries
PPG
$25.7B
$5.07M 0.42%
35,161
-5,240
-13% -$730K
1
2
3 4 5

Similar funds

LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.72% 1-Year Est. Return
CIG
CCM Investment Group Northfield, Minnesota $946M AUM
CCM
CAAS Capital Management New York $934M AUM 1.45% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return

Sheaff Brock Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Sheaff Brock Investment Advisors held 522 positions worth $1.19B, up 10% from $1.09B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $36M in Q4 2020, closing 40 positions and reducing 196 holdings. Its most notable exit was Sysco, an estimated $5.24M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 23% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Fidelity National Financial worth $5.25M.

  • Sheaff Brock Investment Advisors's largest Q4 2020 buy was Fidelity National Financial: 139,750 shares worth $5.25M.
  • Sheaff Brock Investment Advisors added most to Allstate in Q4 2020, an estimated $5.4M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2020 reduction was Intel, cutting an estimated $5.83M.
  • Sheaff Brock Investment Advisors fully exited Sysco in Q4 2020, selling an estimated $5.24M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 49% of its $1.19B portfolio in Q4 2020.
  • Sheaff Brock Investment Advisors opened 60 new positions and closed 40 in Q4 2020.
  • Sheaff Brock Investment Advisors's portfolio value rose 10% quarter-over-quarter to $1.19B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2020, filed 1 Feb 2021.