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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+10.57%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.03B
AUM Growth
+$105M
Cap. Flow
+$22.9M
Cap. Flow %
2.22%
Top 10 Hldgs %
43.91%
Holding
510
New
44
Increased
155
Reduced
185
Closed
34

Top Buys

Rank Stock Value
1
BMY icon
Bristol-Myers Squibb
BMY
+$8.29M
2
AAPL icon
Apple
AAPL
+$4.67M
3
INTC icon
Intel
INTC
+$2.95M
4
WMT icon
Walmart Inc
WMT
+$2.82M
5
DHI icon
D.R. Horton
DHI
+$1.51M

Top Sells

Rank Stock Value
1
WBA
Walgreens Boots Alliance
WBA
+$4.26M
2
JPM icon
JPMorgan Chase
JPM
+$3.46M
3
CELG
Celgene Corp
CELG
+$3.1M
4
HD icon
Home Depot
HD
+$3.05M
5
BA icon
Boeing
BA
+$2.11M

Sector Composition

Rank Sector Weight
1 Technology 18.79%
2 Financials 11.67%
3 Healthcare 6.68%
4 Industrials 6.67%
5 Consumer Discretionary 6.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
26
Microsoft
MSFT
$3.71T
$6.84M 0.66%
43,405
-1,288
-3% -$189K
PRU icon
27
Prudential Financial
PRU
$41.8B
$6.6M 0.64%
70,429
+1,934
+3% +$178K
UNH icon
28
UnitedHealth
UNH
$370B
$6.5M 0.63%
22,105
+1,143
+5% +$299K
MA icon
29
Mastercard
MA
$493B
$6.48M 0.63%
21,690
-118
-0.5% -$33.3K
META icon
30
Meta Platforms (Facebook)
META
$1.51T
$6.46M 0.63%
31,467
+2,473
+9% +$479K
SIRI icon
31
SiriusXM
SIRI
$10.1B
$6.38M 0.62%
89,273
+4
+0% +$270
CFG icon
32
Citizens Financial Group
CFG
$30.6B
$6.24M 0.61%
153,733
-8,435
-5% -$316K
GL icon
33
Globe Life
GL
$14.3B
$5.9M 0.57%
56,036
-562
-1% -$56K
UPS icon
34
United Parcel Service
UPS
$88.9B
$5.76M 0.56%
49,229
-775
-2% -$91.7K
BAC icon
35
Bank of America
BAC
$442B
$5.74M 0.56%
162,955
-25,388
-13% -$820K
CVX icon
36
Chevron
CVX
$366B
$5.68M 0.55%
47,122
-1,330
-3% -$157K
IBM icon
37
IBM
IBM
$224B
$5.63M 0.55%
43,948
+427
+1% +$55.5K
DRI icon
38
Darden Restaurants
DRI
$24.4B
$5.46M 0.53%
50,069
+683
+1% +$77.5K
WBA
39
DELISTED
Walgreens Boots Alliance
WBA
$5.45M 0.53%
92,449
-73,901
-44% -$4.26M
CAT icon
40
Caterpillar
CAT
$387B
$5.45M 0.53%
36,901
+264
+0.7% +$36.8K
V icon
41
Visa
V
$677B
$5.36M 0.52%
28,517
-83
-0.3% -$15K
WMT icon
42
Walmart Inc
WMT
$890B
$5.22M 0.51%
131,835
+71,025
+117% +$2.82M
F icon
43
Ford
F
$55.7B
$5.11M 0.5%
549,873
-17,026
-3% -$153K
SVC
44
Service Properties Trust
SVC
$1.07B
$5.03M 0.49%
41,305
+693
+2% +$84.4K
IIPR icon
45
Innovative Industrial Properties
IIPR
$1.72B
$4.7M 0.46%
61,949
+4,692
+8% +$364K
NKE icon
46
Nike
NKE
$61.9B
$4.63M 0.45%
45,713
+2,014
+5% +$190K
GOOGL icon
47
Alphabet (Google) Class A
GOOGL
$4.33T
$4.58M 0.44%
68,320
+8,840
+15% +$570K
NVDA icon
48
NVIDIA
NVDA
$5.42T
$4.46M 0.43%
757,600
-116,880
-13% -$608K
DIA icon
49
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
$4.44M 0.43%
15,585
+1,872
+14% +$516K
BRK.A icon
50
Berkshire Hathaway Class A
BRK.A
$1.12T
$4.42M 0.43%
13
– –
1
2
3 4 5

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Sheaff Brock Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Sheaff Brock Investment Advisors held 510 positions worth $1.03B, up 11% from $924M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2019 filing shows 44 new, 155 increased, 185 reduced and 34 closed positions. Its largest new stake was D.R. Horton: 28,324 shares worth $1.49M. The largest sale was Walgreens Boots Alliance, an estimated $4.26M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Sheaff Brock Investment Advisors's largest Q4 2019 buy was D.R. Horton: 28,324 shares worth $1.49M.
  • Sheaff Brock Investment Advisors added most to Bristol-Myers Squibb in Q4 2019, an estimated $8.29M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2019 reduction was Walgreens Boots Alliance, cutting an estimated $4.26M.
  • Sheaff Brock Investment Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $3.1M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 44% of its $1.03B portfolio in Q4 2019.
  • Sheaff Brock Investment Advisors opened 44 new positions and closed 34 in Q4 2019.
  • Sheaff Brock Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.03B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2019, filed 29 Jan 2020.