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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+8.05%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.06B
AUM Growth
+$34.3M
Cap. Flow
-$34.8M
Cap. Flow %
-3.29%
Top 10 Hldgs %
41.43%
Holding
578
New
37
Increased
154
Reduced
214
Closed
53

Top Buys

Rank Stock Value
1
PRU icon
Prudential Financial
PRU
+$6.43M
2
LMT icon
Lockheed Martin
LMT
+$6.39M
3
VZ icon
Verizon
VZ
+$6.11M
4
WBA
Walgreens Boots Alliance
WBA
+$2.73M
5
CAT icon
Caterpillar
CAT
+$1.93M

Top Sells

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$6.22M
2
AAPL icon
Apple
AAPL
+$5.59M
3
WLL
Whiting Petroleum Corporation
WLL
+$5.46M
4
WMT icon
Walmart Inc
WMT
+$5.4M
5
WHR icon
Whirlpool
WHR
+$5.07M

Sector Composition

Rank Sector Weight
1 Technology 15.16%
2 Financials 12.29%
3 Healthcare 7.87%
4 Consumer Discretionary 7.74%
5 Industrials 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OPLN
26
Openlane
OPLN
$4.54B
$7.12M 0.67%
314,942
-5,585
-2% -$129K
DFS
27
DELISTED
Discover Financial Services
DFS
$7.02M 0.66%
91,860
+698
+0.8% +$52.6K
PRU icon
28
Prudential Financial
PRU
$41.8B
$6.93M 0.66%
68,406
+65,215
+2,044% +$6.43M
CFG icon
29
Citizens Financial Group
CFG
$30.6B
$6.58M 0.62%
170,661
+142
+0.1% +$5.73K
T icon
30
AT&T
T
$163B
$6.53M 0.62%
257,624
-2,459
-0.9% -$60.2K
CVX icon
31
Chevron
CVX
$366B
$6.23M 0.59%
50,940
-11,965
-19% -$1.45M
KLAC icon
32
KLA
KLAC
$259B
$6.19M 0.58%
608,360
+370
+0.1% +$4.04K
BAC icon
33
Bank of America
BAC
$442B
$6.13M 0.58%
207,978
-67,431
-24% -$2.05M
WBA
34
DELISTED
Walgreens Boots Alliance
WBA
$6.07M 0.57%
83,194
+40,264
+94% +$2.73M
META icon
35
Meta Platforms (Facebook)
META
$1.51T
$5.92M 0.56%
35,980
-2,263
-6% -$410K
SVC
36
Service Properties Trust
SVC
$1.07B
$5.81M 0.55%
40,306
+25
+0.1% +$3.58K
FNF icon
37
Fidelity National Financial
FNF
$13.5B
$5.76M 0.54%
152,195
+1,757
+1% +$67K
MO icon
38
Altria Group
MO
$114B
$5.59M 0.53%
92,693
-614
-0.7% -$36.5K
SIRI icon
39
SiriusXM
SIRI
$10.1B
$5.5M 0.52%
87,053
+23
+0% +$1.6K
PM icon
40
Philip Morris
PM
$295B
$5.48M 0.52%
67,254
+309
+0.5% +$25.4K
MA icon
41
Mastercard
MA
$493B
$5.48M 0.52%
24,623
+690
+3% +$144K
MSFT icon
42
Microsoft
MSFT
$3.71T
$5.47M 0.52%
47,829
-9,589
-17% -$1.04M
IP icon
43
International Paper
IP
$22B
$5.39M 0.51%
115,807
-13
-0% -$645
UNH icon
44
UnitedHealth
UNH
$370B
$5.09M 0.48%
19,133
+6,356
+50% +$1.65M
GL icon
45
Globe Life
GL
$14.3B
$5.04M 0.48%
58,092
-1,300
-2% -$112K
CAT icon
46
Caterpillar
CAT
$387B
$4.8M 0.45%
31,452
+13,674
+77% +$1.93M
GOOGL icon
47
Alphabet (Google) Class A
GOOGL
$4.33T
$4.66M 0.44%
77,180
+260
+0.3% +$15.7K
WMT icon
48
Walmart Inc
WMT
$890B
$4.64M 0.44%
148,395
-176,562
-54% -$5.4M
V icon
49
Visa
V
$677B
$4.6M 0.43%
30,664
-184
-0.6% -$26.2K
NVDA icon
50
NVIDIA
NVDA
$5.42T
$4.58M 0.43%
651,600
-2,000
-0.3% -$13K
1
2
3 4 5

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CHP
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MW
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Sheaff Brock Investment Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Sheaff Brock Investment Advisors held 578 positions worth $1.06B, up 3.3% from $1.02B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $34.8M in Q3 2018, closing 53 positions and reducing 214 holdings. Its most notable exit was Whiting Petroleum Corporation, an estimated $5.46M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sheaff Brock Investment Advisors opened a new position in American Eagle Outfitters worth $1.08M.

  • Sheaff Brock Investment Advisors's largest Q3 2018 buy was American Eagle Outfitters: 43,321 shares worth $1.08M.
  • Sheaff Brock Investment Advisors added most to Prudential Financial in Q3 2018, an estimated $6.43M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2018 reduction was DuPont de Nemours, cutting an estimated $6.22M.
  • Sheaff Brock Investment Advisors fully exited Whiting Petroleum Corporation in Q3 2018, selling an estimated $5.46M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 41% of its $1.06B portfolio in Q3 2018.
  • Sheaff Brock Investment Advisors opened 37 new positions and closed 53 in Q3 2018.
  • Sheaff Brock Investment Advisors's portfolio value rose 3.3% quarter-over-quarter to $1.06B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2018, filed 9 Nov 2018.