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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+5.46%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$761M
AUM Growth
+$1.59M
Cap. Flow
-$33.6M
Cap. Flow %
-4.42%
Top 10 Hldgs %
22.94%
Holding
648
New
41
Increased
190
Reduced
212
Closed
81

Top Buys

Rank Stock Value
1
T icon
AT&T
T
+$6.24M
2
WHR icon
Whirlpool
WHR
+$5.66M
3
BMY icon
Bristol-Myers Squibb
BMY
+$5.41M
4
MS icon
Morgan Stanley
MS
+$1.45M
5
CAT icon
Caterpillar
CAT
+$1.42M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$5.67M
2
LAMR icon
Lamar Advertising Co
LAMR
+$5.57M
3
IPG
Interpublic Group of Companies
IPG
+$4.89M
4
VLO icon
Valero Energy
VLO
+$4.79M
5
ADTN icon
Adtran
ADTN
+$2.89M

Sector Composition

Rank Sector Weight
1 Technology 16.37%
2 Financials 14.51%
3 Healthcare 11.26%
4 Industrials 9.34%
5 Consumer Discretionary 9.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RTX icon
26
RTX Corp
RTX
$301B
$6.48M 0.85%
88,701
+1,341
+2% +$99.2K
FNF icon
27
Fidelity National Financial
FNF
$13.5B
$6.25M 0.82%
189,827
-4,095
-2% -$134K
IP icon
28
International Paper
IP
$22B
$6.22M 0.82%
115,590
-19,371
-14% -$1.02M
CVX icon
29
Chevron
CVX
$366B
$6.07M 0.8%
51,661
-295
-0.6% -$32.2K
EXC icon
30
Exelon
EXC
$47B
$5.9M 0.78%
219,700
+1,057
+0.5% +$28.3K
WHR icon
31
Whirlpool
WHR
$2.82B
$5.84M 0.77%
+31,679
New +$5.66M
MSFT icon
32
Microsoft
MSFT
$3.71T
$5.78M 0.76%
77,595
+13,609
+21% +$994K
SYY icon
33
Sysco
SYY
$40.3B
$5.74M 0.75%
106,336
+1,305
+1% +$67.9K
CSCO icon
34
Cisco
CSCO
$479B
$5.69M 0.75%
169,163
-27,522
-14% -$876K
VZ icon
35
Verizon
VZ
$196B
$5.59M 0.73%
112,972
-1,664
-1% -$78.3K
C icon
36
Citigroup
C
$226B
$5.3M 0.7%
72,888
-22,382
-23% -$1.53M
SVC
37
Service Properties Trust
SVC
$1.07B
$5.26M 0.69%
36,910
+506
+1% +$71.3K
RF icon
38
Regions Financial
RF
$26.8B
$5.14M 0.68%
337,352
+86,012
+34% +$1.24M
KDP icon
39
Keurig Dr Pepper
KDP
$40.8B
$5.01M 0.66%
56,595
+646
+1% +$58.6K
GL icon
40
Globe Life
GL
$14.3B
$4.89M 0.64%
61,032
-5,952
-9% -$464K
F icon
41
Ford
F
$55.7B
$4.88M 0.64%
407,322
+20,706
+5% +$234K
GE icon
42
GE Aerospace
GE
$384B
$4.82M 0.63%
41,555
-3,579
-8% -$433K
CELG
43
DELISTED
Celgene Corp
CELG
$4.77M 0.63%
32,697
-6,708
-17% -$914K
IBM icon
44
IBM
IBM
$224B
$4.68M 0.62%
33,768
+4,577
+16% +$638K
SIRI icon
45
SiriusXM
SIRI
$10.1B
$4.55M 0.6%
82,391
-137
-0.2% -$7.58K
TCBK icon
46
TriCo Bancshares
TCBK
$1.83B
$4.4M 0.58%
108,079
– –
BRK.A icon
47
Berkshire Hathaway Class A
BRK.A
$1.12T
$3.85M 0.51%
14
– –
CAT icon
48
Caterpillar
CAT
$387B
$3.67M 0.48%
29,442
+12,344
+72% +$1.42M
SPY icon
49
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$3.6M 0.47%
14,344
-742
-5% -$183K
KO icon
50
Coca-Cola
KO
$375B
$3.6M 0.47%
79,930
+850
+1% +$38.7K
1
2
3 4 5

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Sheaff Brock Investment Advisors held 648 positions worth $761M, up 0.21% from $760M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $33.6M in Q3 2017, closing 81 positions and reducing 212 holdings. Its most notable exit was Lamar Advertising Co, an estimated $5.57M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Whirlpool worth $5.84M.

  • Sheaff Brock Investment Advisors's largest Q3 2017 buy was Whirlpool: 31,679 shares worth $5.84M.
  • Sheaff Brock Investment Advisors added most to AT&T in Q3 2017, an estimated $6.24M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2017 reduction was Meta Platforms (Facebook), cutting an estimated $5.67M.
  • Sheaff Brock Investment Advisors fully exited Lamar Advertising Co in Q3 2017, selling an estimated $5.57M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 23% of its $761M portfolio in Q3 2017.
  • Sheaff Brock Investment Advisors opened 41 new positions and closed 81 in Q3 2017.
  • Sheaff Brock Investment Advisors's portfolio value rose 0.21% quarter-over-quarter to $761M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2017, filed 13 Nov 2017.