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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+0.2%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.36B
AUM Growth
-$28.3M
Cap. Flow
-$24.7M
Cap. Flow %
-1.82%
Top 10 Hldgs %
47.48%
Holding
576
New
54
Increased
238
Reduced
126
Closed
27

Top Buys

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$6.78M
2
WSM icon
Williams-Sonoma
WSM
+$6.33M
3
STX icon
Seagate
STX
+$5.76M
4
HD icon
Home Depot
HD
+$3.53M
5
V icon
Visa
V
+$3.49M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.6M
2
PPG icon
PPG Industries
PPG
+$6.01M
3
BMY icon
Bristol-Myers Squibb
BMY
+$4.77M
4
PG icon
Procter & Gamble
PG
+$4.45M
5
MSFT icon
Microsoft
MSFT
+$3.98M

Sector Composition

Rank Sector Weight
1 Technology 22.95%
2 Consumer Discretionary 9.83%
3 Financials 9.36%
4 Healthcare 6.77%
5 Industrials 5.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DD icon
451
DuPont de Nemours
DD
$19.5B
$233K 0.02%
2,738
-340
-11% -$31.5K
BNY
452
Bank of New York Mellon
BNY
$109B
$232K 0.02%
4,460
– –
EPAM icon
453
EPAM Systems
EPAM
$5.15B
$232K 0.02%
406
– –
SWKS icon
454
Skyworks Solutions
SWKS
$10.3B
$232K 0.02%
1,408
-400
-22% -$73.1K
VEEV icon
455
Veeva Systems
VEEV
$38.4B
$232K 0.02%
805
-27
-3% -$8.57K
QYLD icon
456
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.27B
$231K 0.02%
10,470
+850
+9% +$19.3K
IJJ icon
457
iShares S&P Mid-Cap 400 Value ETF
IJJ
$9.02B
$230K 0.02%
2,233
– –
PARA
458
DELISTED
Paramount Global Class B
PARA
$230K 0.02%
5,844
– –
RPV icon
459
Invesco S&P 500 Pure Value ETF
RPV
$1.73B
$229K 0.02%
3,017
– –
GAB icon
460
Gabelli Equity Trust
GAB
$1.8B
$227K 0.02%
34,230
+3,778
+12% +$25.6K
NAD icon
461
Nuveen Quality Municipal Income Fund
NAD
$2.75B
$227K 0.02%
14,533
– –
XEL icon
462
Xcel Energy
XEL
$48.5B
$227K 0.02%
3,627
– –
CPB icon
463
Campbell Soup
CPB
$6.78B
$226K 0.02%
5,400
-25
-0.5% -$1.08K
DIAX
464
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$223K 0.02%
+13,285
New +$229K
REI icon
465
Ring Energy
REI
$357M
$223K 0.02%
75,400
– –
MSI icon
466
Motorola Solutions
MSI
$77.3B
$221K 0.02%
+951
New +$221K
NDAQ icon
467
Nasdaq
NDAQ
$53.1B
$221K 0.02%
+3,435
New +$216K
SWK icon
468
Stanley Black & Decker
SWK
$15.7B
$220K 0.02%
+1,254
New +$245K
BEAM icon
469
Beam Therapeutics
BEAM
$2.77B
$218K 0.02%
2,500
– –
XLU icon
470
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$217K 0.02%
6,800
– –
GHY
471
PGIM Global High Yield Fund
GHY
$482M
$216K 0.02%
14,000
– –
ZTR
472
Virtus Total Return Fund
ZTR
$338M
$216K 0.02%
23,190
+10,110
+77% +$97.7K
FLO icon
473
Flowers Foods
FLO
$1.52B
$215K 0.02%
9,124
– –
FE icon
474
FirstEnergy
FE
$27.1B
$214K 0.02%
5,994
+250
+4% +$9.49K
TTWO icon
475
Take-Two Interactive
TTWO
$46.8B
$212K 0.02%
1,375
– –
17 18
19
20 21

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Sheaff Brock Investment Advisors held 576 positions worth $1.36B, down 2% from $1.39B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2021 filing shows 54 new, 238 increased, 126 reduced and 27 closed positions. Its largest new stake was Williams-Sonoma: 74,774 shares worth $6.63M. The largest sale was Apple, an estimated $20.6M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sheaff Brock Investment Advisors's largest Q3 2021 buy was Williams-Sonoma: 74,774 shares worth $6.63M.
  • Sheaff Brock Investment Advisors added most to CVS Health in Q3 2021, an estimated $6.78M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2021 reduction was Apple, cutting an estimated $20.6M.
  • Sheaff Brock Investment Advisors fully exited PPG Industries in Q3 2021, selling an estimated $6.01M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 47% of its $1.36B portfolio in Q3 2021.
  • Sheaff Brock Investment Advisors opened 54 new positions and closed 27 in Q3 2021.
  • Sheaff Brock Investment Advisors's portfolio value fell 2% quarter-over-quarter to $1.36B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2021, filed 3 Nov 2021.