We are live on ! Find out more
SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+10.57%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.03B
AUM Growth
+$105M
Cap. Flow
+$22.9M
Cap. Flow %
2.22%
Top 10 Hldgs %
43.91%
Holding
510
New
44
Increased
155
Reduced
185
Closed
34

Top Buys

Rank Stock Value
1
BMY icon
Bristol-Myers Squibb
BMY
+$8.29M
2
AAPL icon
Apple
AAPL
+$4.67M
3
INTC icon
Intel
INTC
+$2.95M
4
WMT icon
Walmart Inc
WMT
+$2.82M
5
DHI icon
D.R. Horton
DHI
+$1.51M

Top Sells

Rank Stock Value
1
WBA
Walgreens Boots Alliance
WBA
+$4.26M
2
JPM icon
JPMorgan Chase
JPM
+$3.46M
3
CELG
Celgene Corp
CELG
+$3.1M
4
HD icon
Home Depot
HD
+$3.05M
5
BA icon
Boeing
BA
+$2.11M

Sector Composition

Rank Sector Weight
1 Technology 18.79%
2 Financials 11.67%
3 Healthcare 6.68%
4 Industrials 6.67%
5 Consumer Discretionary 6.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMLP icon
451
Alerian MLP ETF
AMLP
$13.3B
$94K 0.01%
2,207
-1,596
-42% -$67K
DHC
452
Diversified Healthcare Trust
DHC
$2.04B
$89K 0.01%
10,600
-600
-5% -$5.06K
EOD
453
Allspring Global Dividend Opportunity Fund
EOD
$286M
$84K 0.01%
14,850
+582
+4% +$3.2K
NRO
454
Neuberger Real Estate Securities Income Fund Inc
NRO
$189M
$84K 0.01%
15,720
– –
CRON
455
Cronos Group
CRON
$1.11B
$81K 0.01%
+10,500
New +$80.3K
PNNT
456
Pennant Park Investment Corp
PNNT
$242M
$79K 0.01%
12,040
-4,000
-25% -$24.9K
SAN icon
457
Banco Santander
SAN
$210B
$78K 0.01%
19,725
+6
+0% +$23
EMX
458
DELISTED
EMX Royalty
EMX
$70K 0.01%
42,732
– –
SMC
459
Summit Midstream
SMC
$440M
$66K 0.01%
1,333
+200
+18% +$12K
BMY.RT
460
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$65K 0.01%
+21,667
New +$56.3K
MNK
461
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$63K 0.01%
18,027
– –
WPG
462
DELISTED
Washington Prime Group Inc.
WPG
$61K 0.01%
1,864
-58
-3% -$2.1K
NOK icon
463
CALL
Nokia
NOK
$51B
$60K 0.01%
16,000
+1,000
+7% +$3.93K
OXSQ icon
464
Oxford Square Capital
OXSQ
$152M
$59K 0.01%
10,875
-725
-6% -$4.01K
OCSL icon
465
Oaktree Specialty Lending
OCSL
$1.12B
$57K 0.01%
3,483
– –
BTG icon
466
B2Gold
BTG
$6.68B
$49K ﹤0.01%
12,234
– –
ANH
467
DELISTED
Anworth Mortgage Asset Corporation
ANH
$41K ﹤0.01%
11,780
– –
ACB
468
Aurora Cannabis
ACB
$179M
$36K ﹤0.01%
138
-19
-12% -$7.08K
WPRT
469
Westport Fuel Systems
WPRT
$35.7M
$33K ﹤0.01%
+1,400
New +$35.9K
CFRX
470
DELISTED
ContraFect Corporation
CFRX
$28K ﹤0.01%
56
+43
+331% +$12.5K
DHY
471
Credit Suisse High Yield Credit Fund
DHY
$243M
$26K ﹤0.01%
10,566
– –
OGI
472
Organigram Holdings
OGI
$148M
$25K ﹤0.01%
+2,500
New +$29.5K
CBL
473
DELISTED
CBL& Associates Properties, Inc.
CBL
$25K ﹤0.01%
23,600
– –
CHK
474
DELISTED
Chesapeake Energy Corporation
CHK
$19K ﹤0.01%
113
-52
-32% -$10.5K
PER
475
DELISTED
SANDRIDGE PERMIAN TRUST
PER
$18K ﹤0.01%
20,825
– –
17 18
19
20 21

Similar funds

LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.72% 1-Year Est. Return
CIG
CCM Investment Group Northfield, Minnesota $946M AUM
CCM
CAAS Capital Management New York $934M AUM 1.45% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return

Sheaff Brock Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Sheaff Brock Investment Advisors held 510 positions worth $1.03B, up 11% from $924M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2019 filing shows 44 new, 155 increased, 185 reduced and 34 closed positions. Its largest new stake was D.R. Horton: 28,324 shares worth $1.49M. The largest sale was Walgreens Boots Alliance, an estimated $4.26M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Sheaff Brock Investment Advisors's largest Q4 2019 buy was D.R. Horton: 28,324 shares worth $1.49M.
  • Sheaff Brock Investment Advisors added most to Bristol-Myers Squibb in Q4 2019, an estimated $8.29M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2019 reduction was Walgreens Boots Alliance, cutting an estimated $4.26M.
  • Sheaff Brock Investment Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $3.1M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 44% of its $1.03B portfolio in Q4 2019.
  • Sheaff Brock Investment Advisors opened 44 new positions and closed 34 in Q4 2019.
  • Sheaff Brock Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.03B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2019, filed 29 Jan 2020.