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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$771M
AUM Growth
+$10M
Cap. Flow
-$29.1M
Cap. Flow %
-3.77%
Top 10 Hldgs %
23.96%
Holding
593
New
30
Increased
142
Reduced
253
Closed
64

Top Buys

Rank Stock Value
1
DFS
Discover Financial Services
DFS
+$5.55M
2
RF icon
Regions Financial
RF
+$1.45M
3
PCAR icon
PACCAR
PCAR
+$1.37M
4
BWA icon
BorgWarner
BWA
+$1.34M
5
TROW icon
T. Rowe Price
TROW
+$1.3M

Top Sells

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$4.5M
2
FNF icon
Fidelity National Financial
FNF
+$1.92M
3
MS icon
Morgan Stanley
MS
+$1.75M
4
ARR
Armour Residential REIT
ARR
+$1.63M
5
BMY icon
Bristol-Myers Squibb
BMY
+$1.55M

Sector Composition

Rank Sector Weight
1 Technology 17.25%
2 Financials 15.74%
3 Consumer Discretionary 10.01%
4 Healthcare 9.76%
5 Industrials 9.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHW
451
Calamos Global Dynamic Income Fund
CHW
$545M
$203K 0.03%
22,399
– –
FLOT icon
452
iShares Floating Rate Bond ETF
FLOT
$10.3B
$203K 0.03%
4,000
– –
NFG icon
453
National Fuel Gas
NFG
$7.65B
$203K 0.03%
3,700
– –
TMP icon
454
Tompkins Financial
TMP
$1.42B
$203K 0.03%
2,500
– –
BBF
455
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$203K 0.03%
14,492
– –
BZUN
456
Baozun
BZUN
$172M
$202K 0.03%
+6,400
New +$207K
BHC icon
457
Bausch Health
BHC
$2.34B
$200K 0.03%
+9,634
New +$153K
ERC
458
Allspring Multi-Sector Income Fund
ERC
$259M
$200K 0.03%
15,315
+3,600
+31% +$47.1K
HIG icon
459
Hartford Financial Services
HIG
$39.3B
$200K 0.03%
+3,550
New +$198K
XLP icon
460
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$200K 0.03%
+3,509
New +$193K
BKD icon
461
Brookdale Senior Living
BKD
$3.4B
$199K 0.03%
20,500
– –
SXCP
462
DELISTED
SunCoke Energy Partners, L.P.
SXCP
$199K 0.03%
11,400
– –
HYI
463
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$198K 0.03%
13,100
– –
OBCI
464
DELISTED
Ocean Bio-Chem Inc
OBCI
$194K 0.03%
44,600
– –
CMO
465
DELISTED
Capstead Mortgage Corp.
CMO
$193K 0.03%
22,302
-1,700
-7% -$15.6K
EOI
466
Eaton Vance Enhanced Equity Income Fund
EOI
$826M
$192K 0.02%
13,202
+28
+0.2% +$400
CX icon
467
Cemex
CX
$16.3B
$188K 0.02%
25,014
-442
-2% -$3.5K
IAU icon
468
iShares Gold Trust
IAU
$67.5B
$188K 0.02%
7,520
-1,750
-19% -$42.9K
ARI
469
Apollo Commercial Real Estate
ARI
$885M
$187K 0.02%
+10,121
New +$187K
NVG icon
470
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
$187K 0.02%
12,144
+880
+8% +$13.6K
REI icon
471
Ring Energy
REI
$339M
$181K 0.02%
13,000
– –
DNP icon
472
DNP Select Income Fund
DNP
$4.09B
$179K 0.02%
16,620
-1,000
-6% -$11.3K
PHT
473
DELISTED
Pioneer High Income Fund
PHT
$178K 0.02%
18,326
– –
PMO
474
Franklin Municipal Opportunities Trust
PMO
$285M
$177K 0.02%
14,300
– –
MORL
475
DELISTED
ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN
MORL
$177K 0.02%
+10,050
New +$176K
17 18
19
20 21

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WCF
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Sheaff Brock Investment Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Sheaff Brock Investment Advisors held 593 positions worth $771M, up 1.3% from $761M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $29.1M in Q4 2017, closing 64 positions and reducing 253 holdings. Its most notable exit was Huntsman Corp, an estimated $1.25M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in PACCAR worth $1.38M.

  • Sheaff Brock Investment Advisors's largest Q4 2017 buy was PACCAR: 29,010 shares worth $1.38M.
  • Sheaff Brock Investment Advisors added most to Discover Financial Services in Q4 2017, an estimated $5.55M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2017 reduction was CVS Health, cutting an estimated $4.5M.
  • Sheaff Brock Investment Advisors fully exited Huntsman Corp in Q4 2017, selling an estimated $1.25M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 24% of its $771M portfolio in Q4 2017.
  • Sheaff Brock Investment Advisors opened 30 new positions and closed 64 in Q4 2017.
  • Sheaff Brock Investment Advisors's portfolio value rose 1.3% quarter-over-quarter to $771M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2017, filed 12 Feb 2018.