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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+5.46%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$761M
AUM Growth
+$1.59M
Cap. Flow
-$33.6M
Cap. Flow %
-4.42%
Top 10 Hldgs %
22.94%
Holding
648
New
41
Increased
190
Reduced
212
Closed
81

Top Buys

Rank Stock Value
1
T icon
AT&T
T
+$6.24M
2
WHR icon
Whirlpool
WHR
+$5.66M
3
BMY icon
Bristol-Myers Squibb
BMY
+$5.41M
4
MS icon
Morgan Stanley
MS
+$1.45M
5
CAT icon
Caterpillar
CAT
+$1.42M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$5.67M
2
LAMR icon
Lamar Advertising Co
LAMR
+$5.57M
3
IPG
Interpublic Group of Companies
IPG
+$4.89M
4
VLO icon
Valero Energy
VLO
+$4.79M
5
ADTN icon
Adtran
ADTN
+$2.89M

Sector Composition

Rank Sector Weight
1 Technology 16.37%
2 Financials 14.51%
3 Healthcare 11.26%
4 Industrials 9.34%
5 Consumer Discretionary 9.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARLP icon
451
Alliance Resource Partners
ARLP
$3.17B
$219K 0.03%
+11,295
New +$216K
CXE
452
DELISTED
MFS High Income Municipal Trust
CXE
$219K 0.03%
41,742
– –
REGN icon
453
Regeneron Pharmaceuticals
REGN
$80.8B
$219K 0.03%
490
-150
-23% -$71.4K
EMR icon
454
Emerson Electric
EMR
$88.3B
$218K 0.03%
3,466
+103
+3% +$6.21K
BKD icon
455
Brookdale Senior Living
BKD
$3.4B
$217K 0.03%
20,500
– –
EVT icon
456
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.16B
$217K 0.03%
9,813
+22
+0.2% +$482
MLCO icon
457
Melco Resorts & Entertainment
MLCO
$2.14B
$217K 0.03%
+9,000
New +$196K
APD icon
458
Air Products & Chemicals
APD
$67.6B
$216K 0.03%
1,431
– –
GGT
459
Gabelli Multimedia Trust
GGT
$174M
$216K 0.03%
22,608
+734
+3% +$6.72K
GHY
460
PGIM Global High Yield Fund
GHY
$483M
$216K 0.03%
14,500
– –
TMP icon
461
Tompkins Financial
TMP
$1.42B
$215K 0.03%
+2,500
New +$194K
RVLT
462
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
$215K 0.03%
33,123
-47,072
-59% -$338K
CRM icon
463
Salesforce
CRM
$158B
$214K 0.03%
+2,286
New +$210K
HE icon
464
Hawaiian Electric Industries
HE
$2.14B
$214K 0.03%
6,425
-4,848
-43% -$160K
UL icon
465
Unilever
UL
$136B
$214K 0.03%
3,283
-1,065
-24% -$68.5K
VGR
466
DELISTED
Vector Group Ltd.
VGR
$214K 0.03%
16,229
+8
+0% +$104
SINA
467
DELISTED
Sina Corp
SINA
$214K 0.03%
+1,865
New +$188K
NGG icon
468
National Grid
NGG
$81.3B
$213K 0.03%
3,843
-214
-5% -$12K
AN icon
469
AutoNation
AN
$6.92B
$212K 0.03%
+4,468
New +$193K
BBF
470
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$212K 0.03%
14,492
– –
EEM icon
471
iShares MSCI Emerging Markets ETF
EEM
$30B
$211K 0.03%
+4,715
New +$208K
USG
472
DELISTED
Usg
USG
$211K 0.03%
+6,450
New +$186K
OCSL icon
473
Oaktree Specialty Lending
OCSL
$1.14B
$210K 0.03%
12,821
-1,434
-10% -$22.9K
NFG icon
474
National Fuel Gas
NFG
$7.65B
$209K 0.03%
3,700
– –
PEG icon
475
Public Service Enterprise Group
PEG
$37.7B
$209K 0.03%
4,524
-1,106
-20% -$50.1K
17 18
19
20 21

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MW
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TAM
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Sheaff Brock Investment Advisors held 648 positions worth $761M, up 0.21% from $760M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $33.6M in Q3 2017, closing 81 positions and reducing 212 holdings. Its most notable exit was Lamar Advertising Co, an estimated $5.57M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Whirlpool worth $5.84M.

  • Sheaff Brock Investment Advisors's largest Q3 2017 buy was Whirlpool: 31,679 shares worth $5.84M.
  • Sheaff Brock Investment Advisors added most to AT&T in Q3 2017, an estimated $6.24M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2017 reduction was Meta Platforms (Facebook), cutting an estimated $5.67M.
  • Sheaff Brock Investment Advisors fully exited Lamar Advertising Co in Q3 2017, selling an estimated $5.57M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 23% of its $761M portfolio in Q3 2017.
  • Sheaff Brock Investment Advisors opened 41 new positions and closed 81 in Q3 2017.
  • Sheaff Brock Investment Advisors's portfolio value rose 0.21% quarter-over-quarter to $761M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2017, filed 13 Nov 2017.