We are live on ! Find out more
SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+5.71%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$41.3M
Cap. Flow
+$8.16M
Cap. Flow %
1.03%
Top 10 Hldgs %
22.1%
Holding
669
New
111
Increased
254
Reduced
168
Closed
59

Top Buys

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$6.09M
2
WMT icon
Walmart Inc
WMT
+$5.61M
3
RTX icon
RTX Corp
RTX
+$5.52M
4
MCD icon
McDonald's
MCD
+$5.26M
5
PFE icon
Pfizer
PFE
+$4.27M

Top Sells

Rank Stock Value
1
TWX
Time Warner Inc
TWX
+$6.65M
2
AAPL icon
Apple
AAPL
+$5.5M
3
JNJ icon
Johnson & Johnson
JNJ
+$5.2M
4
UPS icon
United Parcel Service
UPS
+$4.54M
5
T icon
AT&T
T
+$2.75M

Sector Composition

Rank Sector Weight
1 Technology 16.51%
2 Financials 12.34%
3 Energy 10.58%
4 Industrials 10.46%
5 Consumer Discretionary 10.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HAS icon
451
Hasbro
HAS
$13.3B
$257K 0.03%
+3,300
New +$272K
NDAQ icon
452
Nasdaq
NDAQ
$53.4B
$257K 0.03%
11,466
-4,104
-26% -$90.5K
BFK
453
DELISTED
BlackRock Municipal Income Trust
BFK
$256K 0.03%
18,496
-1,600
-8% -$22.9K
BKD icon
454
Brookdale Senior Living
BKD
$3.27B
$255K 0.03%
20,500
– –
MCK icon
455
McKesson
MCK
$103B
$254K 0.03%
1,805
-834
-32% -$123K
PWOD
456
DELISTED
Penns Woods Bancorp
PWOD
$253K 0.03%
7,508
– –
TXT icon
457
Textron
TXT
$15.3B
$253K 0.03%
5,200
-1,100
-17% -$47.9K
AIZ icon
458
Assurant
AIZ
$14.2B
$252K 0.03%
2,716
-465
-15% -$40.6K
ATVI
459
DELISTED
Activision Blizzard
ATVI
$252K 0.03%
+6,965
New +$278K
TNL icon
460
Travel + Leisure Co
TNL
$4.5B
$251K 0.03%
+7,276
New +$234K
CMO
461
DELISTED
Capstead Mortgage Corp.
CMO
$251K 0.03%
24,669
+9,719
+65% +$95.4K
EBAY icon
462
eBay
EBAY
$47.9B
$249K 0.03%
8,402
-7,100
-46% -$210K
KYN icon
463
Kayne Anderson Energy Infrastructure Fund
KYN
$2.45B
$245K 0.03%
12,500
+1,800
+17% +$34.9K
XEL icon
464
Xcel Energy
XEL
$48B
$245K 0.03%
6,019
-797
-12% -$31.9K
SCHD icon
465
Schwab US Dividend Equity ETF
SCHD
$107B
$244K 0.03%
16,812
+150
+0.9% +$2.13K
UL icon
466
Unilever
UL
$135B
$244K 0.03%
5,325
-522
-9% -$24.3K
SLV icon
467
iShares Silver Trust
SLV
$32B
$242K 0.03%
+16,035
New +$261K
TOTL icon
468
State Street DoubleLine Total Return Tactical ETF
TOTL
$3.99B
$242K 0.03%
5,000
– –
WY icon
469
Weyerhaeuser
WY
$18.2B
$241K 0.03%
+7,997
New +$246K
BBDC icon
470
Barings BDC
BBDC
$980M
$239K 0.03%
13,005
– –
TMP icon
471
Tompkins Financial
TMP
$1.4B
$236K 0.03%
+2,500
New +$209K
IJT icon
472
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.36B
$234K 0.03%
+3,116
New +$220K
BCV
473
Bancroft Fund
BCV
$140M
$233K 0.03%
11,511
+1,288
+13% +$26.3K
AVGO icon
474
Broadcom
AVGO
$2.01T
$231K 0.03%
13,090
+1,140
+10% +$19.8K
STK
475
Columbia Seligman Premium Technology Growth Fund
STK
$923M
$230K 0.03%
12,271
– –
17 18
19
20 21

Similar funds

LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.72% 1-Year Est. Return
CIG
CCM Investment Group Northfield, Minnesota $946M AUM
CCM
CAAS Capital Management New York $934M AUM 1.45% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return

Sheaff Brock Investment Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Sheaff Brock Investment Advisors held 669 positions worth $791M, up 5.5% from $749M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2016 filing shows 111 new, 254 increased, 168 reduced and 59 closed positions. Its largest new stake was Morgan Stanley: 30,285 shares worth $1.28M. The largest sale was Time Warner Inc, an estimated $6.65M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Financials and Energy.

  • Sheaff Brock Investment Advisors's largest Q4 2016 buy was Morgan Stanley: 30,285 shares worth $1.28M.
  • Sheaff Brock Investment Advisors added most to CVS Health in Q4 2016, an estimated $6.09M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2016 reduction was Time Warner Inc, cutting an estimated $6.65M.
  • Sheaff Brock Investment Advisors fully exited Lear in Q4 2016, selling an estimated $1.76M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 22% of its $791M portfolio in Q4 2016.
  • Sheaff Brock Investment Advisors opened 111 new positions and closed 59 in Q4 2016.
  • Sheaff Brock Investment Advisors's portfolio value rose 5.5% quarter-over-quarter to $791M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2016, filed 24 Jan 2017.