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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+10.53%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.01B
AUM Growth
+$83.3M
Cap. Flow
+$129M
Cap. Flow %
12.71%
Top 10 Hldgs %
34.06%
Holding
541
New
51
Increased
207
Reduced
125
Closed
30

Top Buys

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$16.8M
2
COP icon
ConocoPhillips
COP
+$9.84M
3
APA icon
APA Corp
APA
+$8.95M
4
PEP icon
PepsiCo
PEP
+$5.57M
5
AMGN icon
Amgen
AMGN
+$3.34M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$9.04M
2
DOW icon
Dow Inc
DOW
+$7.17M
3
GLW icon
Corning
GLW
+$4.78M
4
WSM icon
Williams-Sonoma
WSM
+$4.58M
5
STX icon
Seagate
STX
+$3.87M

Sector Composition

Rank Sector Weight
1 Technology 22.92%
2 Healthcare 9.98%
3 Financials 9.9%
4 Industrials 7.79%
5 Energy 7.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPT
426
Franklin Premier Income Trust
PPT
$331M
$186K 0.02%
51,176
– –
ZTR
427
Virtus Total Return Fund
ZTR
$338M
$185K 0.02%
28,274
+30
+0.1% +$195
RITM icon
428
Rithm Capital
RITM
$5.72B
$182K 0.02%
22,325
+429
+2% +$3.58K
CION icon
429
CION Investment
CION
$373M
$182K 0.02%
18,616
– –
VALE icon
430
Vale
VALE
$61B
$178K 0.02%
10,460
-1,000
-9% -$15K
GOOG icon
431
CALL
Alphabet (Google) Class C
GOOG
$4.19T
$177K 0.02%
+2,000
New +$191K
GGT
432
Gabelli Multimedia Trust
GGT
$174M
$174K 0.02%
33,028
+5,459
+20% +$32.8K
NAD icon
433
Nuveen Quality Municipal Income Fund
NAD
$2.75B
$171K 0.02%
14,533
– –
MFIN icon
434
Medallion Financial
MFIN
$253M
$171K 0.02%
24,000
– –
NZF icon
435
Nuveen Municipal Credit Income Fund
NZF
$2.41B
$171K 0.02%
14,184
– –
MMT
436
Aberdeen Multi-Market Income Fund
MMT
$244M
$169K 0.02%
37,500
– –
ETB
437
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$461M
$166K 0.02%
12,600
+25
+0.2% +$356
MHI
438
DELISTED
Pioneer Municipal High Income Fund
MHI
$163K 0.02%
19,019
-8,126
-30% -$69.1K
REI icon
439
Ring Energy
REI
$354M
$158K 0.02%
64,400
– –
AOD
440
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
$152K 0.02%
19,480
– –
GHY
441
PGIM Global High Yield Fund
GHY
$481M
$152K 0.02%
14,000
– –
PHK
442
PIMCO High Income Fund
PHK
$876M
$150K 0.01%
31,623
-2,860
-8% -$13.8K
YUMC icon
443
Yum China
YUMC
$16.3B
$149K 0.01%
+2,735
New +$139K
GAIN icon
444
Gladstone Investment Corp
GAIN
$656M
$146K 0.01%
11,300
– –
OMER icon
445
Omeros
OMER
$984M
$143K 0.01%
63,125
+5,545
+10% +$15.3K
FEN
446
DELISTED
First Trust Energy Income and Growth Fund
FEN
$142K 0.01%
10,000
– –
HYI
447
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$137K 0.01%
11,000
– –
HTGC icon
448
Hercules Capital
HTGC
$3.12B
$135K 0.01%
+10,216
New +$139K
NVG icon
449
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$130K 0.01%
10,744
– –
PMO
450
Franklin Municipal Opportunities Trust
PMO
$285M
$130K 0.01%
12,000
– –
16 17
18
19 20

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CHP
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MW
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TAM
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SIA
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Sheaff Brock Investment Advisors held 541 positions worth $1.01B, up 8.9% from $931M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Sheaff Brock Investment Advisors deployed $129M of net new capital in Q4 2022, opening 51 new positions and adding to 207 existing holdings. Its largest new stake was ProShares UltraPro QQQ: 164,504 shares worth $1.42M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 26% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Apple, an estimated $9.04M trimmed.

  • Sheaff Brock Investment Advisors's largest Q4 2022 buy was ProShares UltraPro QQQ: 164,504 shares worth $1.42M.
  • Sheaff Brock Investment Advisors added most to iShares Select Dividend ETF in Q4 2022, an estimated $16.8M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2022 reduction was Apple, cutting an estimated $9.04M.
  • Sheaff Brock Investment Advisors fully exited Williams-Sonoma in Q4 2022, selling an estimated $4.58M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 34% of its $1.01B portfolio in Q4 2022.
  • Sheaff Brock Investment Advisors opened 51 new positions and closed 30 in Q4 2022.
  • Sheaff Brock Investment Advisors's portfolio value rose 8.9% quarter-over-quarter to $1.01B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2022, filed 13 Feb 2023.