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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
-19.84%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$756M
AUM Growth
-$274M
Cap. Flow
-$46.6M
Cap. Flow %
-6.16%
Top 10 Hldgs %
47.38%
Holding
509
New
33
Increased
126
Reduced
183
Closed
95

Top Buys

Rank Stock Value
1
IRM icon
Iron Mountain
IRM
+$6.31M
2
DAL icon
Delta Air Lines
DAL
+$6.06M
3
TRV icon
Travelers Companies
TRV
+$2.6M
4
VZ icon
Verizon
VZ
+$2.47M
5
HD icon
Home Depot
HD
+$2.18M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$8.19M
2
DRI icon
Darden Restaurants
DRI
+$5.46M
3
XOM icon
ExxonMobil
XOM
+$5.14M
4
AMZN icon
Amazon
AMZN
+$4.07M
5
CAT icon
Caterpillar
CAT
+$3.32M

Sector Composition

Rank Sector Weight
1 Technology 20.92%
2 Financials 9.89%
3 Healthcare 7.3%
4 Communication Services 6.5%
5 Industrials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CII icon
426
BlackRock Enhanced Captial and Income Fund
CII
$1.01B
– –
-15,992
Closed -$276K
CMA
427
DELISTED
Comerica
CMA
– –
-4,908
Closed -$352K
CTVA icon
428
Corteva
CTVA
$50.9B
– –
-25,994
Closed -$768K
CUBE icon
429
CubeSmart
CUBE
$9.2B
– –
-18,839
Closed -$593K
DHY
430
Credit Suisse High Yield Credit Fund
DHY
$242M
– –
-10,566
Closed -$26K
DRI icon
431
Darden Restaurants
DRI
$25B
– –
-50,069
Closed -$5.46M
DXCM icon
432
DexCom
DXCM
$33.8B
– –
-6,000
Closed -$328K
EEM icon
433
iShares MSCI Emerging Markets ETF
EEM
$29.9B
– –
-5,211
Closed -$234K
EOD
434
Allspring Global Dividend Opportunity Fund
EOD
$287M
– –
-14,850
Closed -$84K
EXC icon
435
Exelon
EXC
$46.2B
– –
-10,556
Closed -$343K
FANG icon
436
Diamondback Energy
FANG
$56.5B
– –
-4,600
Closed -$427K
FBIN icon
437
Fortune Brands Innovations
FBIN
$5.97B
– –
-3,724
Closed -$208K
FE icon
438
FirstEnergy
FE
$27.1B
– –
-4,128
Closed -$201K
FSM icon
439
Fortuna Silver Mines
FSM
$3.21B
– –
-27,340
Closed -$112K
FUN icon
440
Cedar Fair
FUN
$1.63B
– –
-6,169
Closed -$342K
GGN
441
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$836M
– –
-47,680
Closed -$210K
GGT
442
Gabelli Multimedia Trust
GGT
$175M
– –
-31,913
Closed -$252K
GS icon
443
Goldman Sachs
GS
$301B
– –
-1,507
Closed -$347K
GWW icon
444
W.W. Grainger
GWW
$61.3B
– –
-609
Closed -$206K
HES
445
DELISTED
Hess
HES
– –
-5,461
Closed -$365K
HIG icon
446
Hartford Financial Services
HIG
$38.1B
– –
-3,299
Closed -$201K
HTGC icon
447
Hercules Capital
HTGC
$3.12B
– –
-12,850
Closed -$180K
HWM icon
448
Howmet Aerospace
HWM
$112B
– –
-10,025
Closed -$237K
HXL icon
449
Hexcel
HXL
$7.6B
– –
-12,417
Closed -$910K
IBB icon
450
iShares Biotechnology ETF
IBB
$9.81B
– –
-2,818
Closed -$340K
16 17
18
19 20

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CHP
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MW
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TAM
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SIA
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q1 2020 Portfolio in Review

As of Q1 2020, Sheaff Brock Investment Advisors held 509 positions worth $756M, down 27% from $1.03B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $46.6M in Q1 2020, closing 95 positions and reducing 183 holdings. Its most notable exit was Darden Restaurants, an estimated $5.46M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Iron Mountain worth $4.96M.

  • Sheaff Brock Investment Advisors's largest Q1 2020 buy was Iron Mountain: 208,498 shares worth $4.96M.
  • Sheaff Brock Investment Advisors added most to Delta Air Lines in Q1 2020, an estimated $6.06M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2020 reduction was Apple, cutting an estimated $8.19M.
  • Sheaff Brock Investment Advisors fully exited Darden Restaurants in Q1 2020, selling an estimated $5.46M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 47% of its $756M portfolio in Q1 2020.
  • Sheaff Brock Investment Advisors opened 33 new positions and closed 95 in Q1 2020.
  • Sheaff Brock Investment Advisors's portfolio value fell 27% quarter-over-quarter to $756M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2020, filed 30 Apr 2020.