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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+3.69%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$930M
AUM Growth
+$108M
Cap. Flow
+$84.1M
Cap. Flow %
9.04%
Top 10 Hldgs %
42.13%
Holding
545
New
33
Increased
147
Reduced
188
Closed
53

Top Buys

Rank Stock Value
1
DRI icon
Darden Restaurants
DRI
+$6.06M
2
IIPR icon
Innovative Industrial Properties
IIPR
+$5.26M
3
XOM icon
ExxonMobil
XOM
+$3.14M
4
CVX icon
Chevron
CVX
+$2.6M
5
WMT icon
Walmart Inc
WMT
+$2.48M

Top Sells

Rank Stock Value
1
HOMB icon
Home BancShares
HOMB
+$7.49M
2
OPLN
Openlane
OPLN
+$6.03M
3
FNF icon
Fidelity National Financial
FNF
+$5.43M
4
UPS icon
United Parcel Service
UPS
+$5M
5
AAPL icon
Apple
AAPL
+$4.94M

Sector Composition

Rank Sector Weight
1 Technology 15.95%
2 Financials 11.85%
3 Industrials 7.33%
4 Healthcare 6.66%
5 Energy 6.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYI
426
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$196K 0.02%
13,100
– –
ARR
427
Armour Residential REIT
ARR
$2.36B
$191K 0.02%
2,045
– –
AMLP icon
428
Alerian MLP ETF
AMLP
$13.1B
$187K 0.02%
3,803
– –
CHW
429
Calamos Global Dynamic Income Fund
CHW
$545M
$181K 0.02%
22,399
– –
PMO
430
Franklin Municipal Opportunities Trust
PMO
$285M
$181K 0.02%
14,300
– –
SRCI
431
DELISTED
SRC Energy Inc
SRCI
$180K 0.02%
36,192
– –
LUMN icon
432
Lumen
LUMN
$6.44B
$178K 0.02%
15,136
-7,370
-33% -$82.9K
DNP icon
433
DNP Select Income Fund
DNP
$4.09B
$177K 0.02%
14,985
-1,695
-10% -$19.7K
EOI
434
Eaton Vance Enhanced Equity Income Fund
EOI
$826M
$174K 0.02%
11,639
– –
MFIN icon
435
Medallion Financial
MFIN
$250M
$173K 0.02%
25,600
– –
DGII icon
436
Digi International
DGII
$3.1B
$171K 0.02%
13,500
– –
JPS
437
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$168K 0.02%
17,700
– –
MNK
438
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$165K 0.02%
18,027
+5,187
+40% +$74.9K
AOD
439
abrdn Total Dynamic Dividend Fund
AOD
$1.12B
$163K 0.02%
19,486
– –
HYB
440
DELISTED
New America High Income Fund, Inc.
HYB
$162K 0.02%
18,220
-40
-0.2% -$346
GGT
441
Gabelli Multimedia Trust
GGT
$174M
$160K 0.02%
20,100
+2,030
+11% +$16.5K
BOE icon
442
BlackRock Enhanced Global Dividend Trust
BOE
$684M
$154K 0.02%
14,344
– –
FCX icon
443
Freeport-McMoran
FCX
$97.5B
$152K 0.02%
13,077
+106
+0.8% +$1.23K
BLE
444
DELISTED
BlackRock Municipal Income Trust II
BLE
$149K 0.02%
10,167
– –
BKD icon
445
Brookdale Senior Living
BKD
$3.4B
$148K 0.02%
20,500
– –
DSU icon
446
BlackRock Debt Strategies Fund
DSU
$597M
$148K 0.02%
+13,784
New +$148K
TCPC icon
447
BlackRock TCP Capital
TCPC
$345M
$148K 0.02%
10,360
– –
UWT
448
DELISTED
VelocityShares3x Long Crude Oil ETNs linked to the S&P GSCI Crude Oil Index ER
UWT
$147K 0.02%
10,000
-50,000
-83% -$883K
ACB
449
Aurora Cannabis
ACB
$185M
$146K 0.02%
156
+56
+56% +$56.3K
BWG
450
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$131M
$141K 0.02%
12,000
– –
16 17
18
19 20

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WCF
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Sheaff Brock Investment Advisors's Q2 2019 Portfolio in Review

As of Q2 2019, Sheaff Brock Investment Advisors held 545 positions worth $930M, up 13% from $822M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Sheaff Brock Investment Advisors deployed $84.1M of net new capital in Q2 2019, opening 33 new positions and adding to 147 existing holdings. Its largest new stake was Darden Restaurants: 50,953 shares worth $6.2M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 19% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was United Parcel Service, an estimated $5M trimmed.

  • Sheaff Brock Investment Advisors's largest Q2 2019 buy was Darden Restaurants: 50,953 shares worth $6.2M.
  • Sheaff Brock Investment Advisors added most to ExxonMobil in Q2 2019, an estimated $3.14M increase.
  • Sheaff Brock Investment Advisors's biggest Q2 2019 reduction was United Parcel Service, cutting an estimated $5M.
  • Sheaff Brock Investment Advisors fully exited Home BancShares in Q2 2019, selling an estimated $7.49M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 42% of its $930M portfolio in Q2 2019.
  • Sheaff Brock Investment Advisors opened 33 new positions and closed 53 in Q2 2019.
  • Sheaff Brock Investment Advisors's portfolio value rose 13% quarter-over-quarter to $930M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q2 2019, filed 31 Jul 2019.