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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+8.05%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.06B
AUM Growth
+$34.3M
Cap. Flow
-$34.8M
Cap. Flow %
-3.29%
Top 10 Hldgs %
41.43%
Holding
578
New
37
Increased
154
Reduced
214
Closed
53

Top Buys

Rank Stock Value
1
PRU icon
Prudential Financial
PRU
+$6.43M
2
LMT icon
Lockheed Martin
LMT
+$6.39M
3
VZ icon
Verizon
VZ
+$6.11M
4
WBA
Walgreens Boots Alliance
WBA
+$2.73M
5
CAT icon
Caterpillar
CAT
+$1.93M

Top Sells

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$6.22M
2
AAPL icon
Apple
AAPL
+$5.59M
3
WLL
Whiting Petroleum Corporation
WLL
+$5.46M
4
WMT icon
Walmart Inc
WMT
+$5.4M
5
WHR icon
Whirlpool
WHR
+$5.07M

Sector Composition

Rank Sector Weight
1 Technology 15.16%
2 Financials 12.29%
3 Healthcare 7.87%
4 Consumer Discretionary 7.74%
5 Industrials 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GWW icon
426
W.W. Grainger
GWW
$61.1B
$217K 0.02%
608
-83
-12% -$28.6K
PWOD
427
DELISTED
Penns Woods Bancorp
PWOD
$217K 0.02%
7,508
– –
RCL icon
428
Royal Caribbean
RCL
$82.4B
$213K 0.02%
+1,643
New +$193K
NVG icon
429
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$212K 0.02%
14,534
+31
+0.2% +$458
RA
430
Brookfield Real Assets Income Fund
RA
$708M
$212K 0.02%
9,189
+55
+0.6% +$1.27K
MMM icon
431
CALL
3M
MMM
$93.9B
$211K 0.02%
+1,196
New +$206K
SCCO icon
432
Southern Copper
SCCO
$167B
$209K 0.02%
5,216
-225
-4% -$9.25K
AGN
433
DELISTED
Allergan plc
AGN
$209K 0.02%
+1,097
New +$202K
GPOR
434
DELISTED
Gulfport Energy Corp.
GPOR
$208K 0.02%
20,000
-32,000
-62% -$367K
MMT
435
Aberdeen Multi-Market Income Fund
MMT
$242M
$207K 0.02%
37,500
– –
RTN
436
CALL
DELISTED
Raytheon Company
RTN
$207K 0.02%
+1,000
New +$199K
CPB icon
437
Campbell Soup
CPB
$6.69B
$206K 0.02%
5,614
-24
-0.4% -$978
PGF icon
438
Invesco Financial Preferred ETF
PGF
$667M
$206K 0.02%
11,317
+137
+1% +$2.52K
RQI icon
439
Cohen & Steers Quality Income Realty Fund
RQI
$1.68B
$206K 0.02%
16,833
+5,497
+48% +$67.4K
VOOG icon
440
Vanguard S&P 500 Growth ETF
VOOG
$27.3B
$206K 0.02%
+7,788
New +$200K
SGI
441
Somnigroup International
SGI
$13.6B
$206K 0.02%
+15,600
New +$208K
PX
442
DELISTED
Praxair Inc
PX
$206K 0.02%
1,283
-15
-1% -$2.41K
IWO icon
443
iShares Russell 2000 Growth ETF
IWO
$14.9B
$205K 0.02%
951
-88
-8% -$18.8K
NEA icon
444
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.41B
$205K 0.02%
16,186
-5,643
-26% -$73K
FLOT icon
445
iShares Floating Rate Bond ETF
FLOT
$10.5B
$204K 0.02%
4,000
– –
PEB icon
446
Pebblebrook Hotel Trust
PEB
$2B
$204K 0.02%
5,617
-29
-0.5% -$1.11K
PCI
447
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$204K 0.02%
+8,460
New +$204K
CHW
448
Calamos Global Dynamic Income Fund
CHW
$555M
$203K 0.02%
22,399
– –
TMP icon
449
Tompkins Financial
TMP
$1.4B
$203K 0.02%
2,500
– –
UL icon
450
Unilever
UL
$135B
$203K 0.02%
3,286
+1
+0% +$63
16 17
18
19 20

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MW
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TAM
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WCF
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Sheaff Brock Investment Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Sheaff Brock Investment Advisors held 578 positions worth $1.06B, up 3.3% from $1.02B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $34.8M in Q3 2018, closing 53 positions and reducing 214 holdings. Its most notable exit was Whiting Petroleum Corporation, an estimated $5.46M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sheaff Brock Investment Advisors opened a new position in American Eagle Outfitters worth $1.08M.

  • Sheaff Brock Investment Advisors's largest Q3 2018 buy was American Eagle Outfitters: 43,321 shares worth $1.08M.
  • Sheaff Brock Investment Advisors added most to Prudential Financial in Q3 2018, an estimated $6.43M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2018 reduction was DuPont de Nemours, cutting an estimated $6.22M.
  • Sheaff Brock Investment Advisors fully exited Whiting Petroleum Corporation in Q3 2018, selling an estimated $5.46M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 41% of its $1.06B portfolio in Q3 2018.
  • Sheaff Brock Investment Advisors opened 37 new positions and closed 53 in Q3 2018.
  • Sheaff Brock Investment Advisors's portfolio value rose 3.3% quarter-over-quarter to $1.06B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2018, filed 9 Nov 2018.