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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
-1.06%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$966M
AUM Growth
+$195M
Cap. Flow
+$218M
Cap. Flow %
22.55%
Top 10 Hldgs %
39.1%
Holding
598
New
65
Increased
191
Reduced
179
Closed
47

Top Buys

Rank Stock Value
1
OPLN
Openlane
OPLN
+$6.44M
2
KLAC icon
KLA
KLAC
+$6.04M
3
IBM icon
IBM
IBM
+$1.61M
4
UNP icon
Union Pacific
UNP
+$1.39M
5
CE icon
Celanese
CE
+$1.37M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$7.72M
2
KDP icon
Keurig Dr Pepper
KDP
+$5.64M
3
EXC icon
Exelon
EXC
+$5.37M
4
CAT icon
Caterpillar
CAT
+$1.54M
5
TROW icon
T. Rowe Price
TROW
+$1.4M

Sector Composition

Rank Sector Weight
1 Technology 15.05%
2 Financials 12.27%
3 Consumer Discretionary 8.47%
4 Healthcare 7.44%
5 Industrials 7.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVDA icon
426
PUT
NVIDIA
NVDA
$5.27T
$232K 0.02%
+40,000
New +$235K
XLY icon
427
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
$232K 0.02%
+4,586
New +$239K
AMLP icon
428
Alerian MLP ETF
AMLP
$13.3B
$231K 0.02%
4,933
-1,635
-25% -$87.4K
GDV icon
429
Gabelli Dividend & Income Trust
GDV
$2.67B
$230K 0.02%
10,397
– –
PSP icon
430
Invesco Global Listed Private Equity ETF
PSP
$244M
$230K 0.02%
3,820
– –
SJNK icon
431
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.79B
$230K 0.02%
8,407
– –
WYNN icon
432
Wynn Resorts
WYNN
$10.6B
$229K 0.02%
1,253
-2,738
-69% -$473K
TCP
433
DELISTED
TC Pipelines LP
TCP
$229K 0.02%
6,600
+2,000
+43% +$98.6K
APD icon
434
Air Products & Chemicals
APD
$68.6B
$228K 0.02%
1,431
– –
CHI
435
Calamos Convertible Opportunities and Income Fund
CHI
$1.06B
$228K 0.02%
20,521
+1,589
+8% +$17.6K
GIC icon
436
Global Industrial
GIC
$1.52B
$228K 0.02%
+8,000
New +$242K
ET icon
437
Energy Transfer Partners
ET
$70.9B
$227K 0.02%
15,959
– –
DINO icon
438
HF Sinclair
DINO
$15.2B
$225K 0.02%
4,607
-200
-4% -$9.51K
APTV icon
439
Aptiv
APTV
$10.3B
$222K 0.02%
2,610
-3,299
-56% -$299K
CIM
440
Chimera Investment
CIM
$980M
$222K 0.02%
4,245
-400
-9% -$20.9K
HQY icon
441
HealthEquity
HQY
$8.93B
$221K 0.02%
+3,652
New +$198K
PXD
442
DELISTED
Pioneer Natural Resource Co.
PXD
$221K 0.02%
1,288
-1,500
-54% -$264K
MMM icon
443
CALL
3M
MMM
$93.9B
$220K 0.02%
+1,196
New +$237K
SPGI icon
444
S&P Global
SPGI
$121B
$220K 0.02%
+1,150
New +$212K
XYZ
445
Block Inc
XYZ
$47.5B
$220K 0.02%
+4,480
New +$206K
GLD icon
446
SPDR Gold Trust
GLD
$143B
$218K 0.02%
+1,737
New +$219K
FPI
447
Farmland Partners
FPI
$424M
$217K 0.02%
26,000
– –
MMT
448
Aberdeen Multi-Market Income Fund
MMT
$242M
$216K 0.02%
37,500
– –
WMB icon
449
Williams Companies
WMB
$87.9B
$216K 0.02%
8,696
+77
+0.9% +$2.27K
RAD
450
DELISTED
Rite Aid Corporation
RAD
$214K 0.02%
6,373
+75
+1% +$2.97K
16 17
18
19 20

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CHP
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MW
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TAM
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SIA
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q1 2018 Portfolio in Review

As of Q1 2018, Sheaff Brock Investment Advisors held 598 positions worth $966M, up 25% from $771M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Sheaff Brock Investment Advisors deployed $218M of net new capital in Q1 2018, opening 65 new positions and adding to 191 existing holdings. Its largest new stake was Openlane: 319,148 shares worth $6.55M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 17% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $7.72M trimmed.

  • Sheaff Brock Investment Advisors's largest Q1 2018 buy was Openlane: 319,148 shares worth $6.55M.
  • Sheaff Brock Investment Advisors added most to IBM in Q1 2018, an estimated $1.61M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2018 reduction was Meta Platforms (Facebook), cutting an estimated $7.72M.
  • Sheaff Brock Investment Advisors fully exited Keurig Dr Pepper in Q1 2018, selling an estimated $5.64M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 39% of its $966M portfolio in Q1 2018.
  • Sheaff Brock Investment Advisors opened 65 new positions and closed 47 in Q1 2018.
  • Sheaff Brock Investment Advisors's portfolio value rose 25% quarter-over-quarter to $966M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2018, filed 3 May 2018.