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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$771M
AUM Growth
+$10M
Cap. Flow
-$29.1M
Cap. Flow %
-3.77%
Top 10 Hldgs %
23.96%
Holding
593
New
30
Increased
142
Reduced
253
Closed
64

Top Buys

Rank Stock Value
1
DFS
Discover Financial Services
DFS
+$5.55M
2
RF icon
Regions Financial
RF
+$1.45M
3
PCAR icon
PACCAR
PCAR
+$1.37M
4
BWA icon
BorgWarner
BWA
+$1.34M
5
TROW icon
T. Rowe Price
TROW
+$1.3M

Top Sells

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$4.5M
2
FNF icon
Fidelity National Financial
FNF
+$1.92M
3
MS icon
Morgan Stanley
MS
+$1.75M
4
ARR
Armour Residential REIT
ARR
+$1.63M
5
BMY icon
Bristol-Myers Squibb
BMY
+$1.55M

Sector Composition

Rank Sector Weight
1 Technology 17.25%
2 Financials 15.74%
3 Consumer Discretionary 10.01%
4 Healthcare 9.76%
5 Industrials 9.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FBIN icon
426
Fortune Brands Innovations
FBIN
$6.06B
$228K 0.03%
3,896
– –
HWM icon
427
Howmet Aerospace
HWM
$112B
$228K 0.03%
10,903
-8,577
-44% -$167K
MMT
428
Aberdeen Multi-Market Income Fund
MMT
$243M
$228K 0.03%
37,500
– –
FPI
429
Farmland Partners
FPI
$432M
$226K 0.03%
26,000
+10,000
+63% +$89.7K
HIO
430
Western Asset High Income Opportunity Fund
HIO
$340M
$225K 0.03%
44,412
-3,600
-7% -$18.2K
OLED icon
431
Universal Display
OLED
$4.19B
$224K 0.03%
+1,300
New +$207K
HL icon
432
Hecla Mining
HL
$11.3B
$223K 0.03%
56,201
– –
CVA
433
DELISTED
Covanta Holding Corporation
CVA
$222K 0.03%
13,120
+18
+0.1% +$278
EEP
434
DELISTED
Enbridge Energy Partners
EEP
$222K 0.03%
16,043
+19
+0.1% +$276
ARR
435
Armour Residential REIT
ARR
$2.36B
$220K 0.03%
1,715
-12,698
-88% -$1.63M
CXE
436
DELISTED
MFS High Income Municipal Trust
CXE
$219K 0.03%
41,742
– –
AAP icon
437
Advance Auto Parts
AAP
$3.49B
$217K 0.03%
2,172
-128
-6% -$11.8K
KR icon
438
Kroger
KR
$34.8B
$217K 0.03%
7,911
-3,812
-33% -$88.8K
AOD
439
abrdn Total Dynamic Dividend Fund
AOD
$1.12B
$215K 0.03%
22,730
– –
PX
440
DELISTED
Praxair Inc
PX
$214K 0.03%
1,385
-600
-30% -$89K
EEM icon
441
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$213K 0.03%
4,526
-189
-4% -$8.74K
BIP icon
442
Brookfield Infrastructure Partners
BIP
$18B
$212K 0.03%
7,962
-154
-2% -$3.99K
CHI
443
Calamos Convertible Opportunities and Income Fund
CHI
$1.05B
$212K 0.03%
18,932
+1,200
+7% +$13.8K
ANDV
444
DELISTED
Andeavor
ANDV
$211K 0.03%
1,846
-4,045
-69% -$435K
FFC
445
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
$210K 0.03%
10,267
-1,907
-16% -$39.8K
VNQ icon
446
Vanguard Real Estate ETF
VNQ
$39B
$210K 0.03%
2,530
-898
-26% -$75.3K
GHY
447
PGIM Global High Yield Fund
GHY
$483M
$209K 0.03%
14,500
– –
BIV icon
448
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$204K 0.03%
2,435
-818
-25% -$68.9K
UL icon
449
Unilever
UL
$136B
$204K 0.03%
3,284
+1
+0% +$63
VEU icon
450
Vanguard FTSE All-World ex-US ETF
VEU
$68.5B
$204K 0.03%
+3,729
New +$201K
16 17
18
19 20

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CHP
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MW
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TAM
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SIA
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Sheaff Brock Investment Advisors held 593 positions worth $771M, up 1.3% from $761M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $29.1M in Q4 2017, closing 64 positions and reducing 253 holdings. Its most notable exit was Huntsman Corp, an estimated $1.25M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in PACCAR worth $1.38M.

  • Sheaff Brock Investment Advisors's largest Q4 2017 buy was PACCAR: 29,010 shares worth $1.38M.
  • Sheaff Brock Investment Advisors added most to Discover Financial Services in Q4 2017, an estimated $5.55M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2017 reduction was CVS Health, cutting an estimated $4.5M.
  • Sheaff Brock Investment Advisors fully exited Huntsman Corp in Q4 2017, selling an estimated $1.25M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 24% of its $771M portfolio in Q4 2017.
  • Sheaff Brock Investment Advisors opened 30 new positions and closed 64 in Q4 2017.
  • Sheaff Brock Investment Advisors's portfolio value rose 1.3% quarter-over-quarter to $771M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2017, filed 12 Feb 2018.