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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+5.46%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$761M
AUM Growth
+$1.59M
Cap. Flow
-$33.6M
Cap. Flow %
-4.42%
Top 10 Hldgs %
22.94%
Holding
648
New
41
Increased
190
Reduced
212
Closed
81

Top Buys

Rank Stock Value
1
T icon
AT&T
T
+$6.24M
2
WHR icon
Whirlpool
WHR
+$5.66M
3
BMY icon
Bristol-Myers Squibb
BMY
+$5.41M
4
MS icon
Morgan Stanley
MS
+$1.45M
5
CAT icon
Caterpillar
CAT
+$1.42M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$5.67M
2
LAMR icon
Lamar Advertising Co
LAMR
+$5.57M
3
IPG
Interpublic Group of Companies
IPG
+$4.89M
4
VLO icon
Valero Energy
VLO
+$4.79M
5
ADTN icon
Adtran
ADTN
+$2.89M

Sector Composition

Rank Sector Weight
1 Technology 16.37%
2 Financials 14.51%
3 Healthcare 11.26%
4 Industrials 9.34%
5 Consumer Discretionary 9.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMX icon
426
CarMax
KMX
$8.26B
$235K 0.03%
+3,095
New +$206K
KR icon
427
Kroger
KR
$34.8B
$235K 0.03%
11,723
-86
-0.7% -$1.94K
LEG icon
428
Leggett & Platt
LEG
$1.31B
$235K 0.03%
4,923
– –
SJNK icon
429
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.76B
$235K 0.03%
8,407
– –
MMT
430
Aberdeen Multi-Market Income Fund
MMT
$243M
$234K 0.03%
37,500
– –
GSK icon
431
GSK
GSK
$106B
$233K 0.03%
4,594
+10
+0.2% +$507
NCZ
432
Virtus Convertible & Income Fund II
NCZ
$301M
$233K 0.03%
9,335
+2,962
+46% +$74.2K
PWOD
433
DELISTED
Penns Woods Bancorp
PWOD
$233K 0.03%
7,508
– –
RNP icon
434
Cohen & Steers REIT and Preferred and Income Fund
RNP
$989M
$233K 0.03%
11,000
-1,750
-14% -$36.6K
GDV icon
435
Gabelli Dividend & Income Trust
GDV
$2.66B
$232K 0.03%
10,382
-985
-9% -$21.6K
CHK
436
DELISTED
Chesapeake Energy Corporation
CHK
$232K 0.03%
270
+105
+64% +$90.1K
CMO
437
DELISTED
Capstead Mortgage Corp.
CMO
$232K 0.03%
24,002
-201
-0.8% -$1.98K
CX icon
438
Cemex
CX
$16.3B
$231K 0.03%
25,456
– –
NUE icon
439
Nucor
NUE
$62.1B
$231K 0.03%
4,128
-45
-1% -$2.54K
PANW icon
440
Palo Alto Networks
PANW
$297B
$230K 0.03%
+9,570
New +$218K
AAP icon
441
Advance Auto Parts
AAP
$3.49B
$228K 0.03%
2,300
-1,600
-41% -$162K
IAU icon
442
iShares Gold Trust
IAU
$67.5B
$228K 0.03%
9,270
+1,150
+14% +$28.3K
ORAN
443
DELISTED
Orange
ORAN
$226K 0.03%
13,736
– –
OBCI
444
DELISTED
Ocean Bio-Chem Inc
OBCI
$225K 0.03%
44,600
+3,100
+7% +$13.3K
FBIN icon
445
Fortune Brands Innovations
FBIN
$6.06B
$224K 0.03%
3,896
– –
SCHV
446
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$223K 0.03%
12,900
– –
DAL icon
447
Delta Air Lines
DAL
$60.1B
$222K 0.03%
+4,606
New +$230K
IJH icon
448
iShares Core S&P Mid-Cap ETF
IJH
$127B
$222K 0.03%
+6,195
New +$216K
STLD icon
449
Steel Dynamics
STLD
$37.6B
$222K 0.03%
6,426
+18
+0.3% +$632
VIG icon
450
Vanguard Dividend Appreciation ETF
VIG
$114B
$222K 0.03%
2,342
– –
16 17
18
19 20

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CHP
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MW
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TAM
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SIA
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Sheaff Brock Investment Advisors held 648 positions worth $761M, up 0.21% from $760M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $33.6M in Q3 2017, closing 81 positions and reducing 212 holdings. Its most notable exit was Lamar Advertising Co, an estimated $5.57M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Whirlpool worth $5.84M.

  • Sheaff Brock Investment Advisors's largest Q3 2017 buy was Whirlpool: 31,679 shares worth $5.84M.
  • Sheaff Brock Investment Advisors added most to AT&T in Q3 2017, an estimated $6.24M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2017 reduction was Meta Platforms (Facebook), cutting an estimated $5.67M.
  • Sheaff Brock Investment Advisors fully exited Lamar Advertising Co in Q3 2017, selling an estimated $5.57M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 23% of its $761M portfolio in Q3 2017.
  • Sheaff Brock Investment Advisors opened 41 new positions and closed 81 in Q3 2017.
  • Sheaff Brock Investment Advisors's portfolio value rose 0.21% quarter-over-quarter to $761M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2017, filed 13 Nov 2017.