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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+5.71%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$41.3M
Cap. Flow
+$8.16M
Cap. Flow %
1.03%
Top 10 Hldgs %
22.1%
Holding
669
New
111
Increased
254
Reduced
168
Closed
59

Top Buys

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$6.09M
2
WMT icon
Walmart Inc
WMT
+$5.61M
3
RTX icon
RTX Corp
RTX
+$5.52M
4
MCD icon
McDonald's
MCD
+$5.26M
5
PFE icon
Pfizer
PFE
+$4.27M

Top Sells

Rank Stock Value
1
TWX
Time Warner Inc
TWX
+$6.65M
2
AAPL icon
Apple
AAPL
+$5.5M
3
JNJ icon
Johnson & Johnson
JNJ
+$5.2M
4
UPS icon
United Parcel Service
UPS
+$4.54M
5
T icon
AT&T
T
+$2.75M

Sector Composition

Rank Sector Weight
1 Technology 16.51%
2 Financials 12.34%
3 Energy 10.58%
4 Industrials 10.46%
5 Consumer Discretionary 10.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFLT icon
426
PennantPark Floating Rate Capital
PFLT
$737M
$278K 0.04%
19,710
+4,877
+33% +$65.9K
LRCX icon
427
Lam Research
LRCX
$388B
$277K 0.04%
+26,200
New +$266K
MAR icon
428
Marriott International
MAR
$91.8B
$276K 0.03%
+3,336
New +$251K
PPL
429
PPL Corp
PPL
$26.4B
$276K 0.03%
+8,118
New +$272K
TNH
430
DELISTED
Terra Nitrogen
TNH
$276K 0.03%
2,690
+200
+8% +$21.1K
EPR icon
431
EPR Properties
EPR
$4.7B
$275K 0.03%
3,836
+303
+9% +$21.6K
RITM icon
432
Rithm Capital
RITM
$5.62B
$275K 0.03%
17,513
+6,610
+61% +$97.6K
VTRS icon
433
Viatris
VTRS
$19.1B
$275K 0.03%
+7,205
New +$268K
KKR icon
434
KKR & Co
KKR
$91.4B
$274K 0.03%
17,816
-498
-3% -$7.51K
OTEX icon
435
Open Text
OTEX
$5.97B
$274K 0.03%
8,868
-1,620
-15% -$50.5K
DHY
436
Credit Suisse High Yield Credit Fund
DHY
$240M
$272K 0.03%
101,956
+9
+0% +$22
REGN icon
437
Regeneron Pharmaceuticals
REGN
$81.3B
$272K 0.03%
740
-280
-27% -$106K
CRUS icon
438
Cirrus Logic
CRUS
$6.24B
$271K 0.03%
4,785
-16,798
-78% -$930K
TCP
439
DELISTED
TC Pipelines LP
TCP
$271K 0.03%
4,600
– –
CMA
440
DELISTED
Comerica
CMA
$270K 0.03%
+3,969
New +$233K
ZIV
441
DELISTED
VelocityShares Daily Inverse VIX Medium Term ETN
ZIV
$270K 0.03%
+5,791
New +$264K
FONR
442
DELISTED
Fonar
FONR
$269K 0.03%
14,030
+2,000
+17% +$38.8K
HIO
443
Western Asset High Income Opportunity Fund
HIO
$339M
$267K 0.03%
+53,600
New +$265K
FGP
444
DELISTED
Ferrellgas Partners, L.P.
FGP
$266K 0.03%
39,248
+8,573
+28% +$68.6K
WMB icon
445
Williams Companies
WMB
$86.5B
$262K 0.03%
8,407
-1,144
-12% -$34.5K
MLCO icon
446
Melco Resorts & Entertainment
MLCO
$2.15B
$261K 0.03%
16,417
– –
VKQ icon
447
Invesco Municipal Trust
VKQ
$550M
$261K 0.03%
21,250
+2,000
+10% +$25.2K
POT
448
DELISTED
Potash Corp Of Saskatchewan
POT
$260K 0.03%
+14,375
New +$249K
LNC icon
449
Lincoln National
LNC
$8.79B
$258K 0.03%
3,890
-700
-15% -$40.7K
XIV
450
DELISTED
VelocityShares Daily Inverse VIX Short Term ETN
XIV
$258K 0.03%
+5,525
New +$230K
16 17
18
19 20

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Sheaff Brock Investment Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Sheaff Brock Investment Advisors held 669 positions worth $791M, up 5.5% from $749M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2016 filing shows 111 new, 254 increased, 168 reduced and 59 closed positions. Its largest new stake was Morgan Stanley: 30,285 shares worth $1.28M. The largest sale was Time Warner Inc, an estimated $6.65M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Financials and Energy.

  • Sheaff Brock Investment Advisors's largest Q4 2016 buy was Morgan Stanley: 30,285 shares worth $1.28M.
  • Sheaff Brock Investment Advisors added most to CVS Health in Q4 2016, an estimated $6.09M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2016 reduction was Time Warner Inc, cutting an estimated $6.65M.
  • Sheaff Brock Investment Advisors fully exited Lear in Q4 2016, selling an estimated $1.76M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 22% of its $791M portfolio in Q4 2016.
  • Sheaff Brock Investment Advisors opened 111 new positions and closed 59 in Q4 2016.
  • Sheaff Brock Investment Advisors's portfolio value rose 5.5% quarter-over-quarter to $791M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2016, filed 24 Jan 2017.