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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+12.38%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$749M
AUM Growth
-$38.8M
Cap. Flow
-$77.3M
Cap. Flow %
-10.31%
Top 10 Hldgs %
25.16%
Holding
633
New
37
Increased
118
Reduced
257
Closed
76

Top Buys

Rank Stock Value
1
TGT icon
Target
TGT
+$4.83M
2
IPG
Interpublic Group of Companies
IPG
+$4.56M
3
RRC icon
Range Resources
RRC
+$4.05M
4
SWK icon
Stanley Black & Decker
SWK
+$1.97M
5
ETP
Energy Transfer Partners L.p.
ETP
+$1.95M

Top Sells

Rank Stock Value
1
TTE icon
TotalEnergies
TTE
+$7.75M
2
CINF icon
Cincinnati Financial
CINF
+$6.43M
3
AAPL icon
Apple
AAPL
+$5.96M
4
JPM icon
JPMorgan Chase
JPM
+$5.76M
5
WLY icon
John Wiley & Sons Class A
WLY
+$5.35M

Sector Composition

Rank Sector Weight
1 Technology 17.46%
2 Consumer Discretionary 10.77%
3 Energy 10.74%
4 Communication Services 10.44%
5 Financials 10.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLG
426
Flagstar Bank National Association
FLG
$5.84B
$238K 0.03%
5,583
-134
-2% -$5.89K
SCHD icon
427
Schwab US Dividend Equity ETF
SCHD
$107B
$235K 0.03%
16,662
+99
+0.6% +$1.4K
MET icon
428
MetLife
MET
$61.7B
$234K 0.03%
5,921
+87
+1% +$3.27K
OCSL icon
429
Oaktree Specialty Lending
OCSL
$1.12B
$232K 0.03%
13,327
+514
+4% +$8.82K
CI icon
430
Cigna
CI
$73.6B
$230K 0.03%
1,762
-400
-19% -$52.2K
EMN icon
431
Eastman Chemical
EMN
$8.39B
$230K 0.03%
3,400
+200
+6% +$13.4K
MMT
432
Aberdeen Multi-Market Income Fund
MMT
$242M
$228K 0.03%
37,500
– –
STK
433
Columbia Seligman Premium Technology Growth Fund
STK
$923M
$228K 0.03%
12,271
– –
NEE icon
434
NextEra Energy
NEE
$177B
$226K 0.03%
7,400
– –
EWA icon
435
iShares MSCI Australia ETF
EWA
$1.47B
$224K 0.03%
10,708
– –
AEE icon
436
Ameren
AEE
$29.6B
$223K 0.03%
4,531
-115
-2% -$5.87K
PWOD
437
DELISTED
Penns Woods Bancorp
PWOD
$223K 0.03%
7,508
– –
VEU icon
438
Vanguard FTSE All-World ex-US ETF
VEU
$69.9B
$223K 0.03%
4,916
– –
SJNK icon
439
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.79B
$222K 0.03%
8,000
– –
KYN icon
440
Kayne Anderson Energy Infrastructure Fund
KYN
$2.45B
$221K 0.03%
10,700
– –
PBA icon
441
Pembina Pipeline
PBA
$27.8B
$221K 0.03%
7,250
-800
-10% -$24.1K
BCIC
442
BCP Investment Corp
BCIC
$94.7M
$220K 0.03%
4,748
– –
PX
443
DELISTED
Praxair Inc
PX
$219K 0.03%
1,816
– –
AN icon
444
AutoNation
AN
$6.88B
$218K 0.03%
4,468
-200
-4% -$9.83K
BUD icon
445
AB InBev
BUD
$164B
$217K 0.03%
+1,650
New +$209K
PH icon
446
Parker-Hannifin
PH
$134B
$217K 0.03%
+1,725
New +$206K
MRO
447
DELISTED
Marathon Oil Corporation
MRO
$217K 0.03%
13,720
+547
+4% +$8.12K
PGH
448
DELISTED
Pengrowth Energy Corporation
PGH
$217K 0.03%
136,600
-1,000
-0.7% -$1.57K
LNC icon
449
Lincoln National
LNC
$8.75B
$216K 0.03%
+4,590
New +$206K
MFIC icon
450
MidCap Financial Investment
MFIC
$797M
$216K 0.03%
12,428
-3,900
-24% -$68.4K
16 17
18
19 20

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Sheaff Brock Investment Advisors held 633 positions worth $749M, down 4.9% from $788M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $77.3M in Q3 2016, closing 76 positions and reducing 257 holdings. Its most notable exit was Cincinnati Financial, an estimated $6.43M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Energy.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Interpublic Group of Companies worth $4.44M.

  • Sheaff Brock Investment Advisors's largest Q3 2016 buy was Interpublic Group of Companies: 198,517 shares worth $4.44M.
  • Sheaff Brock Investment Advisors added most to Target in Q3 2016, an estimated $4.83M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $7.75M.
  • Sheaff Brock Investment Advisors fully exited Cincinnati Financial in Q3 2016, selling an estimated $6.43M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $749M portfolio in Q3 2016.
  • Sheaff Brock Investment Advisors opened 37 new positions and closed 76 in Q3 2016.
  • Sheaff Brock Investment Advisors's portfolio value fell 4.9% quarter-over-quarter to $749M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2016, filed 8 Nov 2016.