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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+2.52%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$814M
AUM Growth
-$68.5M
Cap. Flow
-$76.4M
Cap. Flow %
-9.38%
Top 10 Hldgs %
25.11%
Holding
739
New
70
Increased
167
Reduced
255
Closed
113

Top Buys

Rank Stock Value
1
PCAR icon
PACCAR
PCAR
+$4.93M
2
IBM icon
IBM
IBM
+$4.84M
3
WLY icon
John Wiley & Sons Class A
WLY
+$4.74M
4
META icon
Meta Platforms (Facebook)
META
+$3.24M
5
COP icon
ConocoPhillips
COP
+$2.26M

Top Sells

Rank Stock Value
1
LAZ icon
Lazard
LAZ
+$5.3M
2
ADI icon
Analog Devices
ADI
+$5.1M
3
POM
PEPCO HOLDINGS, INC.
POM
+$2.96M
4
OIA icon
Invesco Municipal Income Opportunities Trust
OIA
+$2.73M
5
ANDE icon
Andersons Inc
ANDE
+$2.65M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 11.61%
3 Consumer Discretionary 10.53%
4 Communication Services 10.48%
5 Industrials 9.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLV icon
426
State Street Health Care Select Sector SPDR ETF
XLV
$44B
$255K 0.03%
3,758
+65
+2% +$4.35K
AXON
427
Axon Enterprise
AXON
$48.4B
$254K 0.03%
12,921
-780
-6% -$13.4K
WELL.PRI
428
DELISTED
Welltower Inc.
WELL.PRI
$254K 0.03%
9,673
-100
-1% -$5.87K
DHY
429
Credit Suisse High Yield Credit Fund
DHY
$243M
$251K 0.03%
111,693
+3,000
+3% +$6.38K
WDC icon
430
Western Digital
WDC
$151B
$251K 0.03%
7,032
+794
+13% +$28.4K
DIV icon
431
Global X SuperDividend US ETF
DIV
$775M
$249K 0.03%
10,000
– –
PEY icon
432
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$249K 0.03%
17,474
– –
NTI
433
DELISTED
NORTHERN TIER ENERGY LP CLASS A
NTI
$249K 0.03%
10,569
+806
+8% +$19.4K
GPN icon
434
Global Payments
GPN
$22.8B
$248K 0.03%
3,800
-1,000
-21% -$59.3K
KSS icon
435
Kohl's
KSS
$2.16B
$247K 0.03%
+5,305
New +$249K
TOTL icon
436
State Street DoubleLine Total Return Tactical ETF
TOTL
$3.99B
$247K 0.03%
5,000
– –
FDML
437
DELISTED
Federal-Mogul Holdings Corporation
FDML
$247K 0.03%
25,000
-69,000
-73% -$432K
SDOG icon
438
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
$245K 0.03%
6,290
-6,000
-49% -$213K
ASB icon
439
Associated Banc-Corp
ASB
$5.92B
$242K 0.03%
13,500
– –
SPG icon
440
Simon Property Group
SPG
$71.5B
$241K 0.03%
1,158
– –
ORAN
441
DELISTED
Orange
ORAN
$239K 0.03%
13,736
-200
-1% -$3.45K
DOC icon
442
Healthpeak Properties
DOC
$14.4B
$238K 0.03%
8,007
+110
+1% +$3.3K
DVN icon
443
Devon Energy
DVN
$49.9B
$238K 0.03%
8,656
+200
+2% +$4.87K
RTN
444
DELISTED
Raytheon Company
RTN
$238K 0.03%
1,942
+251
+15% +$30.9K
LHX icon
445
L3Harris
LHX
$54B
$237K 0.03%
+3,046
New +$244K
NG icon
446
NovaGold Resources
NG
$3.35B
$236K 0.03%
46,800
+20,000
+75% +$92.1K
TEVA icon
447
Teva Pharmaceuticals
TEVA
$42.1B
$236K 0.03%
4,408
+1
+0% +$59
NVS icon
448
Novartis
NVS
$298B
$235K 0.03%
3,614
-334
-8% -$22.7K
WYNN icon
449
Wynn Resorts
WYNN
$10.6B
$235K 0.03%
+2,514
New +$186K
WY icon
450
Weyerhaeuser
WY
$18.2B
$235K 0.03%
+7,581
New +$202K
16 17
18
19 20

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MW
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Sheaff Brock Investment Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, Sheaff Brock Investment Advisors held 739 positions worth $814M, down 7.8% from $883M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $76.4M in Q1 2016, closing 113 positions and reducing 255 holdings. Its most notable exit was Lazard, an estimated $5.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in PACCAR worth $5.37M.

  • Sheaff Brock Investment Advisors's largest Q1 2016 buy was PACCAR: 147,282 shares worth $5.37M.
  • Sheaff Brock Investment Advisors added most to IBM in Q1 2016, an estimated $4.84M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2016 reduction was Foot Locker, cutting an estimated $2.38M.
  • Sheaff Brock Investment Advisors fully exited Lazard in Q1 2016, selling an estimated $5.3M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $814M portfolio in Q1 2016.
  • Sheaff Brock Investment Advisors opened 70 new positions and closed 113 in Q1 2016.
  • Sheaff Brock Investment Advisors's portfolio value fell 7.8% quarter-over-quarter to $814M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2016, filed 25 Apr 2016.