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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+10.53%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.01B
AUM Growth
+$83.3M
Cap. Flow
+$129M
Cap. Flow %
12.71%
Top 10 Hldgs %
34.06%
Holding
541
New
51
Increased
207
Reduced
125
Closed
30

Top Buys

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$16.8M
2
COP icon
ConocoPhillips
COP
+$9.84M
3
APA icon
APA Corp
APA
+$8.95M
4
PEP icon
PepsiCo
PEP
+$5.57M
5
AMGN icon
Amgen
AMGN
+$3.34M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$9.04M
2
DOW icon
Dow Inc
DOW
+$7.17M
3
GLW icon
Corning
GLW
+$4.78M
4
WSM icon
Williams-Sonoma
WSM
+$4.58M
5
STX icon
Seagate
STX
+$3.87M

Sector Composition

Rank Sector Weight
1 Technology 22.92%
2 Healthcare 9.98%
3 Financials 9.9%
4 Industrials 7.79%
5 Energy 7.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LULU icon
401
lululemon athletica
LULU
$14.3B
$219K 0.02%
+683
New +$225K
EOG icon
402
EOG Resources
EOG
$75.2B
$218K 0.02%
+1,687
New +$224K
BBDC icon
403
Barings BDC
BBDC
$975M
$213K 0.02%
26,194
– –
PIM
404
Franklin Master Intermediate Income Trust
PIM
$153M
$212K 0.02%
66,272
– –
PBR icon
405
Petrobras
PBR
$116B
$210K 0.02%
19,714
+7,964
+68% +$96.2K
DIAX
406
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$208K 0.02%
13,410
+5
+0% +$76
GLD icon
407
SPDR Gold Trust
GLD
$143B
$206K 0.02%
+1,215
New +$196K
NBIX icon
408
Neurocrine Biosciences
NBIX
$16.5B
$206K 0.02%
+1,721
New +$202K
SNOW icon
409
Snowflake
SNOW
$116B
$204K 0.02%
+1,423
New +$217K
SONO icon
410
Sonos
SONO
$1.78B
$204K 0.02%
12,080
+34
+0.3% +$554
NOW icon
411
ServiceNow
NOW
$132B
$204K 0.02%
+2,620
New +$205K
NS
412
DELISTED
NuStar Energy L.P.
NS
$203K 0.02%
12,705
– –
IVV icon
413
iShares Core S&P 500 ETF
IVV
$902B
$203K 0.02%
529
-176
-25% -$67.9K
BNY
414
Bank of New York Mellon
BNY
$109B
$203K 0.02%
+4,460
New +$191K
FDL icon
415
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.88B
$202K 0.02%
+5,528
New +$199K
AVXL icon
416
Anavex Life Sciences
AVXL
$325M
$201K 0.02%
21,750
– –
SUN icon
417
Sunoco
SUN
$13.8B
$201K 0.02%
+4,665
New +$197K
EOI
418
Eaton Vance Enhanced Equity Income Fund
EOI
$830M
$201K 0.02%
13,459
+1,531
+13% +$24.2K
VKQ icon
419
Invesco Municipal Trust
VKQ
$545M
$198K 0.02%
20,000
– –
CHI
420
Calamos Convertible Opportunities and Income Fund
CHI
$1.06B
$195K 0.02%
18,526
– –
WBD icon
421
Warner Bros
WBD
$67.9B
$194K 0.02%
20,428
-1,425
-7% -$16.1K
BLE
422
DELISTED
BlackRock Municipal Income Trust II
BLE
$191K 0.02%
18,465
– –
PSP icon
423
Invesco Global Listed Private Equity ETF
PSP
$249M
$190K 0.02%
4,021
– –
GAB icon
424
Gabelli Equity Trust
GAB
$1.8B
$188K 0.02%
34,380
– –
PTY icon
425
PIMCO Corporate & Income Opportunity Fund
PTY
$2.51B
$186K 0.02%
+15,526
New +$194K
15 16
17
18 19

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Sheaff Brock Investment Advisors held 541 positions worth $1.01B, up 8.9% from $931M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Sheaff Brock Investment Advisors deployed $129M of net new capital in Q4 2022, opening 51 new positions and adding to 207 existing holdings. Its largest new stake was ProShares UltraPro QQQ: 164,504 shares worth $1.42M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 26% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Apple, an estimated $9.04M trimmed.

  • Sheaff Brock Investment Advisors's largest Q4 2022 buy was ProShares UltraPro QQQ: 164,504 shares worth $1.42M.
  • Sheaff Brock Investment Advisors added most to iShares Select Dividend ETF in Q4 2022, an estimated $16.8M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2022 reduction was Apple, cutting an estimated $9.04M.
  • Sheaff Brock Investment Advisors fully exited Williams-Sonoma in Q4 2022, selling an estimated $4.58M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 34% of its $1.01B portfolio in Q4 2022.
  • Sheaff Brock Investment Advisors opened 51 new positions and closed 30 in Q4 2022.
  • Sheaff Brock Investment Advisors's portfolio value rose 8.9% quarter-over-quarter to $1.01B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2022, filed 13 Feb 2023.