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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+16.11%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.19B
AUM Growth
+$109M
Cap. Flow
-$36M
Cap. Flow %
-3.01%
Top 10 Hldgs %
48.67%
Holding
522
New
60
Increased
119
Reduced
196
Closed
40

Top Buys

Rank Stock Value
1
ALL icon
Allstate
ALL
+$5.4M
2
FNF icon
Fidelity National Financial
FNF
+$4.71M
3
AVGO icon
Broadcom
AVGO
+$4.53M
4
MMM icon
3M
MMM
+$4.53M
5
WMT icon
Walmart Inc
WMT
+$3.64M

Top Sells

Rank Stock Value
1
INTC icon
Intel
INTC
+$5.83M
2
SYY icon
Sysco
SYY
+$5.24M
3
PRU icon
Prudential Financial
PRU
+$4.51M
4
CAT icon
Caterpillar
CAT
+$4.04M
5
GS icon
Goldman Sachs
GS
+$3.37M

Sector Composition

Rank Sector Weight
1 Technology 23.3%
2 Financials 8.95%
3 Consumer Discretionary 8.75%
4 Healthcare 6.93%
5 Industrials 5.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CIEN icon
401
Ciena
CIEN
$54.7B
$221K 0.02%
+4,173
New +$185K
BEP icon
402
Brookfield Renewable
BEP
$10.3B
$220K 0.02%
+5,100
New +$195K
CMG icon
403
Chipotle Mexican Grill
CMG
$40.5B
$219K 0.02%
7,900
-850
-10% -$22.3K
DIG icon
404
ProShares Ultra Energy
DIG
$83M
$219K 0.02%
+24,000
New +$186K
EXC icon
405
Exelon
EXC
$46.2B
$219K 0.02%
+7,282
New +$215K
U icon
406
Unity
U
$19.2B
$219K 0.02%
+1,425
New +$173K
PTY icon
407
PIMCO Corporate & Income Opportunity Fund
PTY
$2.51B
$218K 0.02%
12,195
– –
SCHG icon
408
Schwab US Large-Cap Growth ETF
SCHG
$62.7B
$218K 0.02%
+13,600
New +$206K
WIW
409
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$512M
$217K 0.02%
17,500
+7,500
+75% +$87.8K
WMB icon
410
Williams Companies
WMB
$88.3B
$215K 0.02%
10,737
+200
+2% +$4.05K
GWW icon
411
W.W. Grainger
GWW
$61.3B
$214K 0.02%
+525
New +$206K
PBA icon
412
Pembina Pipeline
PBA
$28.4B
$213K 0.02%
+9,003
New +$212K
BLK icon
413
Blackrock
BLK
$177B
$212K 0.02%
+294
New +$195K
MS icon
414
Morgan Stanley
MS
$338B
$211K 0.02%
3,082
-4,441
-59% -$255K
VT icon
415
Vanguard Total World Stock ETF
VT
$81.1B
$210K 0.02%
+2,267
New +$197K
ERX icon
416
Direxion Daily Energy Bull 2X ETF
ERX
$243M
$208K 0.02%
14,500
– –
GLD icon
417
SPDR Gold Trust
GLD
$142B
$208K 0.02%
1,167
-10
-0.8% -$1.76K
NVDA icon
418
CALL
NVIDIA
NVDA
$5.28T
$208K 0.02%
+16,000
New +$214K
SPLK
419
DELISTED
Splunk Inc
SPLK
$208K 0.02%
1,224
-100
-8% -$19.1K
BEAM icon
420
Beam Therapeutics
BEAM
$2.79B
$204K 0.02%
+2,500
New +$123K
GHY
421
PGIM Global High Yield Fund
GHY
$481M
$203K 0.02%
14,000
– –
STWD icon
422
Starwood Property Trust
STWD
$6.2B
$203K 0.02%
+10,500
New +$179K
NKSH icon
423
National Bankshares
NKSH
$269M
$202K 0.02%
+6,464
New +$191K
PFBC icon
424
Preferred Bank
PFBC
$1.27B
$202K 0.02%
+4,000
New +$156K
CNI icon
425
Canadian National Railway
CNI
$76.4B
$201K 0.02%
+1,828
New +$198K
15 16
17
18 19

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MW
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TAM
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SIA
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Sheaff Brock Investment Advisors held 522 positions worth $1.19B, up 10% from $1.09B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $36M in Q4 2020, closing 40 positions and reducing 196 holdings. Its most notable exit was Sysco, an estimated $5.24M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 23% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Fidelity National Financial worth $5.25M.

  • Sheaff Brock Investment Advisors's largest Q4 2020 buy was Fidelity National Financial: 139,750 shares worth $5.25M.
  • Sheaff Brock Investment Advisors added most to Allstate in Q4 2020, an estimated $5.4M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2020 reduction was Intel, cutting an estimated $5.83M.
  • Sheaff Brock Investment Advisors fully exited Sysco in Q4 2020, selling an estimated $5.24M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 49% of its $1.19B portfolio in Q4 2020.
  • Sheaff Brock Investment Advisors opened 60 new positions and closed 40 in Q4 2020.
  • Sheaff Brock Investment Advisors's portfolio value rose 10% quarter-over-quarter to $1.19B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2020, filed 1 Feb 2021.