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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+12.75%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.09B
AUM Growth
+$75M
Cap. Flow
-$21.1M
Cap. Flow %
-1.94%
Top 10 Hldgs %
49.85%
Holding
500
New
44
Increased
153
Reduced
171
Closed
38

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$17.9M
2
PPG icon
PPG Industries
PPG
+$4.72M
3
LLY icon
Eli Lilly
LLY
+$4.37M
4
WMT icon
Walmart Inc
WMT
+$3.67M
5
MMM icon
3M
MMM
+$3.04M

Top Sells

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$3.34M
2
AXP icon
American Express
AXP
+$2.69M
3
IBM icon
IBM
IBM
+$2.59M
4
BMY icon
Bristol-Myers Squibb
BMY
+$2.29M
5
LMT icon
Lockheed Martin
LMT
+$2.04M

Sector Composition

Rank Sector Weight
1 Technology 23.01%
2 Consumer Discretionary 9.1%
3 Financials 8.39%
4 Healthcare 5.82%
5 Industrials 5.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCX icon
401
Freeport-McMoran
FCX
$96.4B
$177K 0.02%
11,294
-200
-2% -$2.88K
RIV
402
RiverNorth Opportunities Fund
RIV
$319M
$172K 0.02%
12,000
– –
BBF
403
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$172K 0.02%
13,292
-1,200
-8% -$15.7K
HYI
404
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$171K 0.02%
12,200
– –
EOI
405
Eaton Vance Enhanced Equity Income Fund
EOI
$830M
$170K 0.02%
11,639
– –
DSU icon
406
BlackRock Debt Strategies Fund
DSU
$601M
$167K 0.02%
16,784
– –
CXE
407
DELISTED
MFS High Income Municipal Trust
CXE
$165K 0.02%
35,000
– –
JPS
408
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$165K 0.02%
18,707
– –
GAB icon
409
Gabelli Equity Trust
GAB
$1.8B
$160K 0.01%
32,175
-182,913
-85% -$937K
GE icon
410
CALL
GE Aerospace
GE
$382B
$156K 0.01%
5,036
+2,026
+67% +$65.9K
PMO
411
Franklin Municipal Opportunities Trust
PMO
$285M
$156K 0.01%
12,000
– –
AOD
412
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
$155K 0.01%
19,479
-8
-0% -$64
KRG icon
413
Kite Realty
KRG
$5.24B
$149K 0.01%
12,893
+160
+1% +$1.76K
RQI icon
414
Cohen & Steers Quality Income Realty Fund
RQI
$1.66B
$145K 0.01%
13,026
– –
PDCE
415
DELISTED
PDC Energy, Inc.
PDCE
$143K 0.01%
11,522
– –
ERC
416
Allspring Multi-Sector Income Fund
ERC
$261M
$142K 0.01%
13,215
– –
CIM
417
Chimera Investment
CIM
$996M
$137K 0.01%
5,557
+1,333
+32% +$35.5K
NOK icon
418
Nokia
NOK
$52.7B
$137K 0.01%
35,044
+6,000
+21% +$27K
NS
419
DELISTED
NuStar Energy L.P.
NS
$137K 0.01%
12,905
– –
ERX icon
420
Direxion Daily Energy Bull 2X ETF
ERX
$244M
$136K 0.01%
14,500
– –
SRNE
421
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$135K 0.01%
+12,100
New +$111K
HRZN icon
422
Horizon Technology Finance
HRZN
$328M
$129K 0.01%
10,498
– –
CLM icon
423
Cornerstone Strategic Value Fund
CLM
$2.25B
$126K 0.01%
11,528
– –
LUMN icon
424
Lumen
LUMN
$6.58B
$113K 0.01%
11,193
-7,946
-42% -$82.6K
EMX
425
DELISTED
EMX Royalty
EMX
$112K 0.01%
42,732
– –
15 16
17
18 19

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Sheaff Brock Investment Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Sheaff Brock Investment Advisors held 500 positions worth $1.09B, up 7.4% from $1.01B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2020 filing shows 44 new, 153 increased, 171 reduced and 38 closed positions. Its largest new stake was PPG Industries: 40,401 shares worth $4.93M. The largest sale was UnitedHealth, an estimated $3.34M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 21% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sheaff Brock Investment Advisors's largest Q3 2020 buy was PPG Industries: 40,401 shares worth $4.93M.
  • Sheaff Brock Investment Advisors added most to Amazon in Q3 2020, an estimated $17.9M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2020 reduction was UnitedHealth, cutting an estimated $3.34M.
  • Sheaff Brock Investment Advisors fully exited BBVA Argentina in Q3 2020, selling an estimated $1.88M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 50% of its $1.09B portfolio in Q3 2020.
  • Sheaff Brock Investment Advisors opened 44 new positions and closed 38 in Q3 2020.
  • Sheaff Brock Investment Advisors's portfolio value rose 7.4% quarter-over-quarter to $1.09B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2020, filed 30 Oct 2020.