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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
-19.84%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$756M
AUM Growth
-$274M
Cap. Flow
-$46.6M
Cap. Flow %
-6.16%
Top 10 Hldgs %
47.38%
Holding
509
New
33
Increased
126
Reduced
183
Closed
95

Top Buys

Rank Stock Value
1
IRM icon
Iron Mountain
IRM
+$6.31M
2
DAL icon
Delta Air Lines
DAL
+$6.06M
3
TRV icon
Travelers Companies
TRV
+$2.6M
4
VZ icon
Verizon
VZ
+$2.47M
5
HD icon
Home Depot
HD
+$2.18M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$8.19M
2
DRI icon
Darden Restaurants
DRI
+$5.46M
3
XOM icon
ExxonMobil
XOM
+$5.14M
4
AMZN icon
Amazon
AMZN
+$4.07M
5
CAT icon
Caterpillar
CAT
+$3.32M

Sector Composition

Rank Sector Weight
1 Technology 20.92%
2 Financials 9.89%
3 Healthcare 7.3%
4 Communication Services 6.5%
5 Industrials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MNK
401
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$36K ﹤0.01%
18,027
– –
OCSL icon
402
Oaktree Specialty Lending
OCSL
$1.13B
$34K ﹤0.01%
3,483
– –
RIG icon
403
Transocean
RIG
$6.49B
$30K ﹤0.01%
26,200
+11,000
+72% +$42.9K
OGI
404
Organigram Holdings
OGI
$173M
$20K ﹤0.01%
2,554
+54
+2% +$490
WPRT
405
Westport Fuel Systems
WPRT
$36.7M
$20K ﹤0.01%
2,150
+750
+54% +$15.4K
WPG
406
DELISTED
Washington Prime Group Inc.
WPG
$18K ﹤0.01%
2,450
+586
+31% +$13.8K
ACB
407
Aurora Cannabis
ACB
$216M
$13K ﹤0.01%
120
-18
-13% -$3.21K
SMC
408
Summit Midstream
SMC
$479M
$12K ﹤0.01%
1,333
– –
DNN icon
409
Denison Mines
DNN
$3B
$10K ﹤0.01%
39,825
– –
AMPE
410
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$10K ﹤0.01%
+83
New +$15K
PER
411
DELISTED
SANDRIDGE PERMIAN TRUST
PER
$9K ﹤0.01%
20,180
-645
-3% -$529
NOG icon
412
Northern Oil and Gas
NOG
$2.58B
$7K ﹤0.01%
+1,077
New +$15.7K
CBL
413
DELISTED
CBL& Associates Properties, Inc.
CBL
$5K ﹤0.01%
23,600
– –
CHK
414
DELISTED
Chesapeake Energy Corporation
CHK
$3K ﹤0.01%
95
-18
-16% -$1.58K
AIG icon
415
American International
AIG
$40.4B
– –
-6,615
Closed -$340K
AMLP icon
416
Alerian MLP ETF
AMLP
$13.3B
– –
-2,207
Closed -$94K
AN icon
417
AutoNation
AN
$6.89B
– –
-4,268
Closed -$208K
ARCM icon
418
Arrow Reserve Capital Management ETF
ARCM
$51.1M
– –
-2,509
Closed -$251K
BA icon
419
CALL
Boeing
BA
$184B
– –
-2,500
Closed -$814K
BIDU icon
420
Baidu
BIDU
$35.9B
– –
-2,176
Closed -$275K
BNY
421
Bank of New York Mellon
BNY
$109B
– –
-4,526
Closed -$228K
BMY icon
422
CALL
Bristol-Myers Squibb
BMY
$130B
– –
-8,000
Closed -$514K
BR icon
423
Broadridge
BR
$19.5B
– –
-8,078
Closed -$998K
BTG icon
424
B2Gold
BTG
$6.7B
– –
-12,234
Closed -$49K
BTZ icon
425
BlackRock Credit Allocation Income Trust
BTZ
$956M
– –
-10,200
Closed -$143K
15 16
17
18 19

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Sheaff Brock Investment Advisors's Q1 2020 Portfolio in Review

As of Q1 2020, Sheaff Brock Investment Advisors held 509 positions worth $756M, down 27% from $1.03B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $46.6M in Q1 2020, closing 95 positions and reducing 183 holdings. Its most notable exit was Darden Restaurants, an estimated $5.46M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Iron Mountain worth $4.96M.

  • Sheaff Brock Investment Advisors's largest Q1 2020 buy was Iron Mountain: 208,498 shares worth $4.96M.
  • Sheaff Brock Investment Advisors added most to Delta Air Lines in Q1 2020, an estimated $6.06M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2020 reduction was Apple, cutting an estimated $8.19M.
  • Sheaff Brock Investment Advisors fully exited Darden Restaurants in Q1 2020, selling an estimated $5.46M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 47% of its $756M portfolio in Q1 2020.
  • Sheaff Brock Investment Advisors opened 33 new positions and closed 95 in Q1 2020.
  • Sheaff Brock Investment Advisors's portfolio value fell 27% quarter-over-quarter to $756M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2020, filed 30 Apr 2020.