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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+8.05%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.06B
AUM Growth
+$34.3M
Cap. Flow
-$34.8M
Cap. Flow %
-3.29%
Top 10 Hldgs %
41.43%
Holding
578
New
37
Increased
154
Reduced
214
Closed
53

Top Buys

Rank Stock Value
1
PRU icon
Prudential Financial
PRU
+$6.43M
2
LMT icon
Lockheed Martin
LMT
+$6.39M
3
VZ icon
Verizon
VZ
+$6.11M
4
WBA
Walgreens Boots Alliance
WBA
+$2.73M
5
CAT icon
Caterpillar
CAT
+$1.93M

Top Sells

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$6.22M
2
AAPL icon
Apple
AAPL
+$5.59M
3
WLL
Whiting Petroleum Corporation
WLL
+$5.46M
4
WMT icon
Walmart Inc
WMT
+$5.4M
5
WHR icon
Whirlpool
WHR
+$5.07M

Sector Composition

Rank Sector Weight
1 Technology 15.16%
2 Financials 12.29%
3 Healthcare 7.87%
4 Consumer Discretionary 7.74%
5 Industrials 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLD icon
401
Prologis
PLD
$132B
$238K 0.02%
3,517
+421
+14% +$27.7K
IFLN
402
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$306M
$236K 0.02%
12,734
– –
TOTL icon
403
State Street DoubleLine Total Return Tactical ETF
TOTL
$3.99B
$236K 0.02%
5,000
– –
EBAY icon
404
eBay
EBAY
$47.9B
$234K 0.02%
7,090
+588
+9% +$20.4K
ADAM
405
Adamas Trust
ADAM
$880M
$234K 0.02%
9,612
+3,250
+51% +$81.3K
PFBC icon
406
Preferred Bank
PFBC
$1.25B
$234K 0.02%
4,000
– –
BNY
407
Bank of New York Mellon
BNY
$108B
$233K 0.02%
4,564
– –
FE icon
408
FirstEnergy
FE
$27.1B
$233K 0.02%
6,258
+1
+0% +$37
OHI icon
409
Omega Healthcare
OHI
$14.4B
$232K 0.02%
7,076
-189
-3% -$6.02K
KMX icon
410
CarMax
KMX
$8.34B
$231K 0.02%
3,095
– –
EEM icon
411
iShares MSCI Emerging Markets ETF
EEM
$29.8B
$229K 0.02%
5,333
-143
-3% -$6.17K
GRX
412
Gabelli Healthcare & Wellness Trust
GRX
$147M
$229K 0.02%
20,741
– –
EEP
413
DELISTED
Enbridge Energy Partners
EEP
$229K 0.02%
20,793
+5,200
+33% +$58.4K
AVGO icon
414
Broadcom
AVGO
$2.01T
$227K 0.02%
9,180
-980
-10% -$22K
XHR
415
Xenia Hotels & Resorts
XHR
$1.74B
$227K 0.02%
9,585
+763
+9% +$18.4K
XLK icon
416
CALL
State Street Technology Select Sector SPDR ETF
XLK
$122B
$226K 0.02%
+6,000
New +$220K
GDV icon
417
Gabelli Dividend & Income Trust
GDV
$2.67B
$224K 0.02%
9,367
– –
IWF icon
418
iShares Russell 1000 Growth ETF
IWF
$127B
$224K 0.02%
+5,736
New +$217K
VXF icon
419
Vanguard Extended Market ETF
VXF
$31.8B
$224K 0.02%
1,830
– –
SJNK icon
420
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.79B
$221K 0.02%
8,000
– –
APTV icon
421
Aptiv
APTV
$10.3B
$219K 0.02%
2,611
– –
FTF
422
Franklin Limited Duration Income Trust
FTF
$234M
$219K 0.02%
21,500
+11,500
+115% +$128K
JHA
423
DELISTED
Nuveen High Inc Dec 2018 Tgt Trm
JHA
$219K 0.02%
22,200
– –
GLD icon
424
SPDR Gold Trust
GLD
$143B
$218K 0.02%
1,937
+200
+12% +$22.9K
ORAN
425
DELISTED
Orange
ORAN
$218K 0.02%
13,736
– –
15 16
17
18 19

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Sheaff Brock Investment Advisors held 578 positions worth $1.06B, up 3.3% from $1.02B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $34.8M in Q3 2018, closing 53 positions and reducing 214 holdings. Its most notable exit was Whiting Petroleum Corporation, an estimated $5.46M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sheaff Brock Investment Advisors opened a new position in American Eagle Outfitters worth $1.08M.

  • Sheaff Brock Investment Advisors's largest Q3 2018 buy was American Eagle Outfitters: 43,321 shares worth $1.08M.
  • Sheaff Brock Investment Advisors added most to Prudential Financial in Q3 2018, an estimated $6.43M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2018 reduction was DuPont de Nemours, cutting an estimated $6.22M.
  • Sheaff Brock Investment Advisors fully exited Whiting Petroleum Corporation in Q3 2018, selling an estimated $5.46M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 41% of its $1.06B portfolio in Q3 2018.
  • Sheaff Brock Investment Advisors opened 37 new positions and closed 53 in Q3 2018.
  • Sheaff Brock Investment Advisors's portfolio value rose 3.3% quarter-over-quarter to $1.06B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2018, filed 9 Nov 2018.