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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+5.46%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$761M
AUM Growth
+$1.59M
Cap. Flow
-$33.6M
Cap. Flow %
-4.42%
Top 10 Hldgs %
22.94%
Holding
648
New
41
Increased
190
Reduced
212
Closed
81

Top Buys

Rank Stock Value
1
T icon
AT&T
T
+$6.24M
2
WHR icon
Whirlpool
WHR
+$5.66M
3
BMY icon
Bristol-Myers Squibb
BMY
+$5.41M
4
MS icon
Morgan Stanley
MS
+$1.45M
5
CAT icon
Caterpillar
CAT
+$1.42M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$5.67M
2
LAMR icon
Lamar Advertising Co
LAMR
+$5.57M
3
IPG
Interpublic Group of Companies
IPG
+$4.89M
4
VLO icon
Valero Energy
VLO
+$4.79M
5
ADTN icon
Adtran
ADTN
+$2.89M

Sector Composition

Rank Sector Weight
1 Technology 16.37%
2 Financials 14.51%
3 Healthcare 11.26%
4 Industrials 9.34%
5 Consumer Discretionary 9.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHC icon
401
Schwab International Small-Cap Equity ETF
SCHC
$5.66B
$256K 0.03%
7,143
+500
+8% +$17.3K
EEP
402
DELISTED
Enbridge Energy Partners
EEP
$256K 0.03%
16,024
-86
-0.5% -$1.32K
DHY
403
Credit Suisse High Yield Credit Fund
DHY
$240M
$255K 0.03%
88,483
-5,000
-5% -$14.3K
CTSH icon
404
Cognizant
CTSH
$26B
$252K 0.03%
+3,468
New +$244K
RPM icon
405
RPM International
RPM
$15B
$252K 0.03%
4,911
+3
+0.1% +$154
UNIT
406
Uniti Group
UNIT
$2.32B
$252K 0.03%
+17,218
New +$364K
EBAY icon
407
eBay
EBAY
$49.8B
$250K 0.03%
6,502
– –
MGK icon
408
Vanguard Morningstar Mega Cap Growth ETF
MGK
$34.2B
$248K 0.03%
+11,830
New +$244K
PFBC icon
409
Preferred Bank
PFBC
$1.25B
$248K 0.03%
4,115
– –
IVV icon
410
iShares Core S&P 500 ETF
IVV
$902B
$247K 0.03%
978
+18
+2% +$4.47K
HIO
411
Western Asset High Income Opportunity Fund
HIO
$340M
$246K 0.03%
48,012
+2,000
+4% +$10.2K
TOTL icon
412
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.03B
$246K 0.03%
5,000
– –
VUG icon
413
Vanguard Morningstar Growth ETF
VUG
$231B
$246K 0.03%
11,124
+372
+3% +$8.09K
AABA
414
DELISTED
Altaba Inc
AABA
$246K 0.03%
3,712
-600
-14% -$36.8K
TD icon
415
Toronto Dominion Bank
TD
$200B
$245K 0.03%
4,350
+124
+3% +$6.51K
ICLR icon
416
Icon
ICLR
$12.7B
$243K 0.03%
2,130
– –
LNG icon
417
Cheniere Energy
LNG
$52.9B
$243K 0.03%
5,405
-75
-1% -$3.31K
PEY icon
418
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.17B
$243K 0.03%
14,198
-306
-2% -$5.17K
BNY
419
Bank of New York Mellon
BNY
$107B
$242K 0.03%
4,564
– –
PSP icon
420
Invesco Global Listed Private Equity ETF
PSP
$246M
$242K 0.03%
3,820
-106
-3% -$6.69K
REM icon
421
iShares Mortgage Real Estate ETF
REM
$548M
$242K 0.03%
5,158
+210
+4% +$9.81K
TCP
422
DELISTED
TC Pipelines LP
TCP
$241K 0.03%
4,600
– –
IWM icon
423
iShares Russell 2000 ETF
IWM
$83B
$236K 0.03%
1,593
+3
+0.2% +$422
WY icon
424
Weyerhaeuser
WY
$18.4B
$236K 0.03%
6,940
-264
-4% -$8.67K
TWTR
425
DELISTED
Twitter, Inc.
TWTR
$236K 0.03%
13,975
-10,040
-42% -$175K
15 16
17
18 19

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CHP
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MW
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TAM
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SIA
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Sheaff Brock Investment Advisors held 648 positions worth $761M, up 0.21% from $760M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $33.6M in Q3 2017, closing 81 positions and reducing 212 holdings. Its most notable exit was Lamar Advertising Co, an estimated $5.57M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Whirlpool worth $5.84M.

  • Sheaff Brock Investment Advisors's largest Q3 2017 buy was Whirlpool: 31,679 shares worth $5.84M.
  • Sheaff Brock Investment Advisors added most to AT&T in Q3 2017, an estimated $6.24M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2017 reduction was Meta Platforms (Facebook), cutting an estimated $5.67M.
  • Sheaff Brock Investment Advisors fully exited Lamar Advertising Co in Q3 2017, selling an estimated $5.57M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 23% of its $761M portfolio in Q3 2017.
  • Sheaff Brock Investment Advisors opened 41 new positions and closed 81 in Q3 2017.
  • Sheaff Brock Investment Advisors's portfolio value rose 0.21% quarter-over-quarter to $761M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2017, filed 13 Nov 2017.