We are live on ! Find out more
SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
-3.12%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.1B
AUM Growth
-$83.1M
Cap. Flow
+$689M
Cap. Flow %
62.34%
Top 10 Hldgs %
38.09%
Holding
504
New
13
Increased
115
Reduced
182
Closed
41

Top Buys

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$694M
2
NVDA icon
NVIDIA
NVDA
+$12.6M
3
PPG icon
PPG Industries
PPG
+$6.52M
4
ALSN icon
Allison Transmission
ALSN
+$6.31M
5
PG icon
Procter & Gamble
PG
+$3.63M

Top Sells

Rank Stock Value
1
ALL icon
Allstate
ALL
+$4.61M
2
HD icon
Home Depot
HD
+$3.75M
3
NKE icon
Nike
NKE
+$3.49M
4
BMI icon
Badger Meter
BMI
+$2.8M
5
LLY icon
Eli Lilly
LLY
+$2.56M

Sector Composition

Rank Sector Weight
1 Technology 30.21%
2 Healthcare 8.85%
3 Financials 7.94%
4 Industrials 7.69%
5 Consumer Discretionary 7.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPB icon
376
Campbell Soup
CPB
$6.78B
$234K 0.02%
5,700
-100
-2% -$4.37K
BBDC icon
377
Barings BDC
BBDC
$975M
$233K 0.02%
26,206
+5
+0% +$43
DKNG icon
378
DraftKings
DKNG
$12.6B
$233K 0.02%
7,900
– –
TSLY icon
379
YieldMax TSLA Option Income Strategy ETF
TSLY
$669M
$232K 0.02%
+1,699
New +$262K
TEAM icon
380
Atlassian
TEAM
$39.1B
$228K 0.02%
+1,133
New +$215K
KMX icon
381
CarMax
KMX
$8.26B
$227K 0.02%
3,205
– –
ETSY icon
382
Etsy
ETSY
$7.29B
$225K 0.02%
+3,479
New +$274K
NS
383
DELISTED
NuStar Energy L.P.
NS
$222K 0.02%
12,705
– –
STK
384
Columbia Seligman Premium Technology Growth Fund
STK
$922M
$220K 0.02%
8,070
– –
RITM icon
385
Rithm Capital
RITM
$5.72B
$219K 0.02%
23,529
+100
+0.4% +$986
OPCH icon
386
Option Care Health
OPCH
$3.61B
$218K 0.02%
6,725
+46
+0.7% +$1.55K
BDJ icon
387
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.76B
$215K 0.02%
28,307
-166
-0.6% -$1.33K
EOI
388
Eaton Vance Enhanced Equity Income Fund
EOI
$830M
$215K 0.02%
13,544
+10
+0.1% +$164
D icon
389
Dominion Energy
D
$59.9B
$213K 0.02%
4,760
-100
-2% -$4.96K
WBD icon
390
Warner Bros
WBD
$67.9B
$211K 0.02%
19,445
-100
-0.5% -$1.25K
NTR icon
391
Nutrien
NTR
$32.1B
$209K 0.02%
3,391
-1,126
-25% -$71.2K
TTWO icon
392
Take-Two Interactive
TTWO
$46.8B
$209K 0.02%
1,490
– –
BTI icon
393
British American Tobacco
BTI
$122B
$207K 0.02%
6,597
+35
+0.5% +$1.15K
PLTR icon
394
Palantir
PLTR
$420B
$204K 0.02%
12,734
– –
GS icon
395
Goldman Sachs
GS
$301B
$203K 0.02%
629
-124
-16% -$41.4K
VB icon
396
Vanguard Morningstar Small-Cap ETF
VB
$82.8B
$200K 0.02%
1,059
– –
PIM
397
Franklin Master Intermediate Income Trust
PIM
$153M
$200K 0.02%
66,272
– –
CION icon
398
CION Investment
CION
$372M
$197K 0.02%
18,616
– –
BFK
399
DELISTED
BlackRock Municipal Income Trust
BFK
$194K 0.02%
21,829
– –
DIAX
400
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$184K 0.02%
13,410
– –
14 15
16
17 18

Similar funds

LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.72% 1-Year Est. Return
CIG
CCM Investment Group Northfield, Minnesota $946M AUM
CCM
CAAS Capital Management New York $934M AUM 1.45% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return

Sheaff Brock Investment Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Sheaff Brock Investment Advisors held 504 positions worth $1.1B, down 7% from $1.19B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Sheaff Brock Investment Advisors deployed $689M of net new capital in Q3 2023, opening 13 new positions and adding to 115 existing holdings. Its largest new stake was PPG Industries: 46,454 shares worth $6.03M.

By sector, the portfolio is most concentrated in Technology at 30% of assets, up from 30% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Allstate, an estimated $4.61M trimmed.

  • Sheaff Brock Investment Advisors's largest Q3 2023 buy was PPG Industries: 46,454 shares worth $6.03M.
  • Sheaff Brock Investment Advisors added most to Berkshire Hathaway Class A in Q3 2023, an estimated $694M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2023 reduction was Allstate, cutting an estimated $4.61M.
  • Sheaff Brock Investment Advisors fully exited Badger Meter in Q3 2023, selling an estimated $2.8M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 38% of its $1.1B portfolio in Q3 2023.
  • Sheaff Brock Investment Advisors opened 13 new positions and closed 41 in Q3 2023.
  • Sheaff Brock Investment Advisors's portfolio value fell 7% quarter-over-quarter to $1.1B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2023, filed 8 Nov 2023.