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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+0.2%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.36B
AUM Growth
-$28.3M
Cap. Flow
-$24.7M
Cap. Flow %
-1.82%
Top 10 Hldgs %
47.48%
Holding
576
New
54
Increased
238
Reduced
126
Closed
27

Top Buys

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$6.78M
2
WSM icon
Williams-Sonoma
WSM
+$6.33M
3
STX icon
Seagate
STX
+$5.76M
4
HD icon
Home Depot
HD
+$3.53M
5
V icon
Visa
V
+$3.49M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.6M
2
PPG icon
PPG Industries
PPG
+$6.01M
3
BMY icon
Bristol-Myers Squibb
BMY
+$4.77M
4
PG icon
Procter & Gamble
PG
+$4.45M
5
MSFT icon
Microsoft
MSFT
+$3.98M

Sector Composition

Rank Sector Weight
1 Technology 22.95%
2 Consumer Discretionary 9.83%
3 Financials 9.36%
4 Healthcare 6.77%
5 Industrials 5.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABM icon
376
ABM Industries
ABM
$2.85B
$301K 0.02%
+6,696
New +$310K
NOW icon
377
ServiceNow
NOW
$131B
$301K 0.02%
2,425
+45
+2% +$5.45K
BFK
378
DELISTED
BlackRock Municipal Income Trust
BFK
$300K 0.02%
20,248
– –
THG icon
379
Hanover Insurance
THG
$7.87B
$300K 0.02%
+2,317
New +$316K
ITT icon
380
ITT
ITT
$19.5B
$299K 0.02%
+3,484
New +$327K
MCHP icon
381
Microchip Technology
MCHP
$44.2B
$298K 0.02%
3,882
+332
+9% +$24.9K
OMF icon
382
OneMain Financial
OMF
$7.34B
$298K 0.02%
5,386
-100
-2% -$5.82K
SNOW icon
383
Snowflake
SNOW
$116B
$297K 0.02%
980
+83
+9% +$23.6K
OXY icon
384
CALL
Occidental Petroleum
OXY
$59.2B
$296K 0.02%
20,000
– –
VHT icon
385
Vanguard Health Care ETF
VHT
$19B
$295K 0.02%
1,196
-20
-2% -$5.13K
FELE icon
386
Franklin Electric
FELE
$4.74B
$294K 0.02%
+3,687
New +$303K
PSP icon
387
Invesco Global Listed Private Equity ETF
PSP
$249M
$293K 0.02%
3,915
+6
+0.2% +$478
TD icon
388
Toronto Dominion Bank
TD
$201B
$292K 0.02%
4,411
+28
+0.6% +$1.87K
DTE icon
389
DTE Energy
DTE
$28.5B
$291K 0.02%
2,604
-462
-15% -$54.2K
STZ icon
390
Constellation Brands
STZ
$22.6B
$290K 0.02%
1,376
-1,030
-43% -$225K
DCI icon
391
Donaldson
DCI
$11.3B
$289K 0.02%
+5,038
New +$325K
RIV
392
RiverNorth Opportunities Fund
RIV
$317M
$289K 0.02%
17,000
+3,000
+21% +$54.2K
PBA icon
393
Pembina Pipeline
PBA
$28.3B
$288K 0.02%
9,071
+41
+0.5% +$1.29K
NOC icon
394
Northrop Grumman
NOC
$81.8B
$287K 0.02%
796
– –
FBIN icon
395
Fortune Brands Innovations
FBIN
$5.95B
$284K 0.02%
3,724
– –
IWO icon
396
iShares Russell 2000 Growth ETF
IWO
$14.9B
$284K 0.02%
967
– –
MS icon
397
Morgan Stanley
MS
$339B
$282K 0.02%
2,897
-9,399
-76% -$931K
PEY icon
398
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$282K 0.02%
14,248
-647
-4% -$13.1K
PFXF icon
399
VanEck Preferred Securities ex Financials ETF
PFXF
$2.45B
$282K 0.02%
13,250
+250
+2% +$5.36K
BLE
400
DELISTED
BlackRock Municipal Income Trust II
BLE
$280K 0.02%
18,465
– –
14 15
16
17 18

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Sheaff Brock Investment Advisors held 576 positions worth $1.36B, down 2% from $1.39B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2021 filing shows 54 new, 238 increased, 126 reduced and 27 closed positions. Its largest new stake was Williams-Sonoma: 74,774 shares worth $6.63M. The largest sale was Apple, an estimated $20.6M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sheaff Brock Investment Advisors's largest Q3 2021 buy was Williams-Sonoma: 74,774 shares worth $6.63M.
  • Sheaff Brock Investment Advisors added most to CVS Health in Q3 2021, an estimated $6.78M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2021 reduction was Apple, cutting an estimated $20.6M.
  • Sheaff Brock Investment Advisors fully exited PPG Industries in Q3 2021, selling an estimated $6.01M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 47% of its $1.36B portfolio in Q3 2021.
  • Sheaff Brock Investment Advisors opened 54 new positions and closed 27 in Q3 2021.
  • Sheaff Brock Investment Advisors's portfolio value fell 2% quarter-over-quarter to $1.36B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2021, filed 3 Nov 2021.