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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+12.75%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.09B
AUM Growth
+$75M
Cap. Flow
-$21.1M
Cap. Flow %
-1.94%
Top 10 Hldgs %
49.85%
Holding
500
New
44
Increased
153
Reduced
171
Closed
38

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$17.9M
2
PPG icon
PPG Industries
PPG
+$4.72M
3
LLY icon
Eli Lilly
LLY
+$4.37M
4
WMT icon
Walmart Inc
WMT
+$3.67M
5
MMM icon
3M
MMM
+$3.04M

Top Sells

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$3.34M
2
AXP icon
American Express
AXP
+$2.69M
3
IBM icon
IBM
IBM
+$2.59M
4
BMY icon
Bristol-Myers Squibb
BMY
+$2.29M
5
LMT icon
Lockheed Martin
LMT
+$2.04M

Sector Composition

Rank Sector Weight
1 Technology 23.01%
2 Consumer Discretionary 9.1%
3 Financials 8.39%
4 Healthcare 5.82%
5 Industrials 5.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLF icon
376
Cleveland-Cliffs
CLF
$7.08B
$216K 0.02%
33,643
+5,000
+17% +$30.1K
TD icon
377
Toronto Dominion Bank
TD
$201B
$216K 0.02%
4,673
+41
+0.9% +$1.91K
IJR icon
378
iShares Core S&P Small-Cap ETF
IJR
$112B
$214K 0.02%
3,049
-785
-20% -$56.3K
XSOE icon
379
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.09B
$212K 0.02%
6,300
-700
-10% -$23.3K
MMT
380
Aberdeen Multi-Market Income Fund
MMT
$244M
$211K 0.02%
37,500
– –
NAD icon
381
Nuveen Quality Municipal Income Fund
NAD
$2.75B
$211K 0.02%
14,533
-3,825
-21% -$55.5K
CLX icon
382
PUT
Clorox
CLX
$13.1B
$210K 0.02%
+1,000
New +$223K
GLD icon
383
SPDR Gold Trust
GLD
$143B
$208K 0.02%
+1,177
New +$212K
PTON icon
384
Peloton Interactive
PTON
$2.46B
$208K 0.02%
+2,100
New +$155K
WMB icon
385
Williams Companies
WMB
$88.4B
$207K 0.02%
+10,537
New +$215K
CTVA icon
386
Corteva
CTVA
$50.9B
$206K 0.02%
7,145
-631
-8% -$17.8K
STLD icon
387
Steel Dynamics
STLD
$37.8B
$205K 0.02%
+7,164
New +$206K
XLI icon
388
State Street Industrial Select Sector SPDR ETF
XLI
$34.7B
$205K 0.02%
+2,661
New +$199K
CHI
389
Calamos Convertible Opportunities and Income Fund
CHI
$1.06B
$204K 0.02%
18,526
– –
NEM icon
390
Newmont
NEM
$124B
$202K 0.02%
+3,183
New +$207K
VPL icon
391
Vanguard FTSE Pacific ETF
VPL
$8.42B
$202K 0.02%
+2,975
New +$199K
TWTR
392
DELISTED
Twitter, Inc.
TWTR
$202K 0.02%
+4,536
New +$174K
VWO icon
393
Vanguard FTSE Emerging Markets ETF
VWO
$125B
$200K 0.02%
+4,624
New +$201K
TEVA icon
394
Teva Pharmaceuticals
TEVA
$42.5B
$198K 0.02%
22,000
-500
-2% -$5.29K
ETW
395
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$197K 0.02%
23,048
+500
+2% +$4.42K
PTY icon
396
PIMCO Corporate & Income Opportunity Fund
PTY
$2.51B
$197K 0.02%
12,195
– –
SVC
397
Service Properties Trust
SVC
$1.05B
$193K 0.02%
4,847
+43
+0.9% +$1.64K
GHY
398
PGIM Global High Yield Fund
GHY
$482M
$186K 0.02%
14,000
– –
PFD
399
Flaherty & Crumrine Preferred and Income Fund
PFD
$146M
$183K 0.02%
+11,100
New +$173K
CHW
400
Calamos Global Dynamic Income Fund
CHW
$552M
$182K 0.02%
22,399
– –
14 15
16
17 18

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MW
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TAM
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Sheaff Brock Investment Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Sheaff Brock Investment Advisors held 500 positions worth $1.09B, up 7.4% from $1.01B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2020 filing shows 44 new, 153 increased, 171 reduced and 38 closed positions. Its largest new stake was PPG Industries: 40,401 shares worth $4.93M. The largest sale was UnitedHealth, an estimated $3.34M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 21% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sheaff Brock Investment Advisors's largest Q3 2020 buy was PPG Industries: 40,401 shares worth $4.93M.
  • Sheaff Brock Investment Advisors added most to Amazon in Q3 2020, an estimated $17.9M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2020 reduction was UnitedHealth, cutting an estimated $3.34M.
  • Sheaff Brock Investment Advisors fully exited BBVA Argentina in Q3 2020, selling an estimated $1.88M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 50% of its $1.09B portfolio in Q3 2020.
  • Sheaff Brock Investment Advisors opened 44 new positions and closed 38 in Q3 2020.
  • Sheaff Brock Investment Advisors's portfolio value rose 7.4% quarter-over-quarter to $1.09B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2020, filed 30 Oct 2020.