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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$771M
AUM Growth
+$10M
Cap. Flow
-$29.1M
Cap. Flow %
-3.77%
Top 10 Hldgs %
23.96%
Holding
593
New
30
Increased
142
Reduced
253
Closed
64

Top Buys

Rank Stock Value
1
DFS
Discover Financial Services
DFS
+$5.55M
2
RF icon
Regions Financial
RF
+$1.45M
3
PCAR icon
PACCAR
PCAR
+$1.37M
4
BWA icon
BorgWarner
BWA
+$1.34M
5
TROW icon
T. Rowe Price
TROW
+$1.3M

Top Sells

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$4.5M
2
FNF icon
Fidelity National Financial
FNF
+$1.92M
3
MS icon
Morgan Stanley
MS
+$1.75M
4
ARR
Armour Residential REIT
ARR
+$1.63M
5
BMY icon
Bristol-Myers Squibb
BMY
+$1.55M

Sector Composition

Rank Sector Weight
1 Technology 17.25%
2 Financials 15.74%
3 Consumer Discretionary 10.01%
4 Healthcare 9.76%
5 Industrials 9.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MLCO icon
376
Melco Resorts & Entertainment
MLCO
$2.14B
$264K 0.03%
9,100
+100
+1% +$2.55K
ALKS icon
377
Alkermes
ALKS
$8.25B
$263K 0.03%
+4,800
New +$245K
MGK icon
378
Vanguard Morningstar Mega Cap Growth ETF
MGK
$34.2B
$263K 0.03%
11,830
– –
WMB icon
379
Williams Companies
WMB
$86.1B
$263K 0.03%
8,619
+57
+0.7% +$1.66K
PAA icon
380
Plains All American Pipeline
PAA
$16.1B
$261K 0.03%
12,645
-4,035
-24% -$82.2K
IFLN
381
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$307M
$260K 0.03%
13,734
+3,734
+37% +$70.9K
LEG icon
382
Leggett & Platt
LEG
$1.31B
$259K 0.03%
5,423
+500
+10% +$23.6K
CIM
383
Chimera Investment
CIM
$1B
$258K 0.03%
4,645
-356
-7% -$19.9K
TD icon
384
Toronto Dominion Bank
TD
$200B
$256K 0.03%
4,372
+22
+0.5% +$1.26K
LUV icon
385
Southwest Airlines
LUV
$23B
$255K 0.03%
3,889
-7,334
-65% -$431K
LW icon
386
Lamb Weston
LW
$7.19B
$255K 0.03%
4,512
-999
-18% -$52.6K
KSS icon
387
Kohl's
KSS
$2.19B
$254K 0.03%
+4,683
New +$216K
PEY icon
388
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.17B
$253K 0.03%
14,198
– –
WY icon
389
Weyerhaeuser
WY
$18.4B
$252K 0.03%
7,143
+203
+3% +$7.18K
FLG
390
Flagstar Bank National Association
FLG
$5.82B
$251K 0.03%
6,423
-3,661
-36% -$142K
TSN icon
391
Tyson Foods
TSN
$20.4B
$250K 0.03%
3,079
-5,000
-62% -$383K
XBI icon
392
State Street SPDR S&P Biotech ETF
XBI
$10.3B
$250K 0.03%
2,951
-395
-12% -$33.1K
TWTR
393
DELISTED
Twitter, Inc.
TWTR
$249K 0.03%
10,375
-3,600
-26% -$73.9K
USG
394
DELISTED
Usg
USG
$249K 0.03%
6,450
– –
DOC icon
395
Healthpeak Properties
DOC
$14.8B
$248K 0.03%
9,495
-400
-4% -$10.6K
NCZ
396
Virtus Convertible & Income Fund II
NCZ
$301M
$248K 0.03%
9,972
+637
+7% +$15.8K
RAD
397
DELISTED
Rite Aid Corporation
RAD
$248K 0.03%
6,298
-1,792
-22% -$64K
DHY
398
Credit Suisse High Yield Credit Fund
DHY
$240M
$247K 0.03%
87,070
-1,413
-2% -$4K
BNY
399
Bank of New York Mellon
BNY
$107B
$246K 0.03%
4,564
– –
CLX icon
400
Clorox
CLX
$12.7B
$246K 0.03%
+1,654
New +$225K
14 15
16
17 18

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MW
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TAM
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WCF
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Sheaff Brock Investment Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Sheaff Brock Investment Advisors held 593 positions worth $771M, up 1.3% from $761M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $29.1M in Q4 2017, closing 64 positions and reducing 253 holdings. Its most notable exit was Huntsman Corp, an estimated $1.25M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in PACCAR worth $1.38M.

  • Sheaff Brock Investment Advisors's largest Q4 2017 buy was PACCAR: 29,010 shares worth $1.38M.
  • Sheaff Brock Investment Advisors added most to Discover Financial Services in Q4 2017, an estimated $5.55M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2017 reduction was CVS Health, cutting an estimated $4.5M.
  • Sheaff Brock Investment Advisors fully exited Huntsman Corp in Q4 2017, selling an estimated $1.25M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 24% of its $771M portfolio in Q4 2017.
  • Sheaff Brock Investment Advisors opened 30 new positions and closed 64 in Q4 2017.
  • Sheaff Brock Investment Advisors's portfolio value rose 1.3% quarter-over-quarter to $771M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2017, filed 12 Feb 2018.