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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
-3.12%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.1B
AUM Growth
-$83.1M
Cap. Flow
+$689M
Cap. Flow %
62.34%
Top 10 Hldgs %
38.09%
Holding
504
New
13
Increased
115
Reduced
182
Closed
41

Top Buys

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$694M
2
NVDA icon
NVIDIA
NVDA
+$12.6M
3
PPG icon
PPG Industries
PPG
+$6.52M
4
ALSN icon
Allison Transmission
ALSN
+$6.31M
5
PG icon
Procter & Gamble
PG
+$3.63M

Top Sells

Rank Stock Value
1
ALL icon
Allstate
ALL
+$4.61M
2
HD icon
Home Depot
HD
+$3.75M
3
NKE icon
Nike
NKE
+$3.49M
4
BMI icon
Badger Meter
BMI
+$2.8M
5
LLY icon
Eli Lilly
LLY
+$2.56M

Sector Composition

Rank Sector Weight
1 Technology 30.21%
2 Healthcare 8.85%
3 Financials 7.94%
4 Industrials 7.69%
5 Consumer Discretionary 7.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETW
351
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.07B
$263K 0.02%
34,359
– –
MRNA icon
352
Moderna
MRNA
$24.2B
$260K 0.02%
2,517
– –
OLED icon
353
Universal Display
OLED
$4.32B
$259K 0.02%
1,650
– –
PEG icon
354
Public Service Enterprise Group
PEG
$37.5B
$259K 0.02%
4,548
– –
DTE icon
355
DTE Energy
DTE
$28.6B
$258K 0.02%
2,604
– –
AAPL icon
356
CALL
Apple
AAPL
$4.45T
– –
0
– –
EAD
357
Allspring Income Opportunities Fund
EAD
$381M
$257K 0.02%
42,065
– –
LUV icon
358
Southwest Airlines
LUV
$22.3B
$255K 0.02%
9,436
+700
+8% +$22.8K
EXAS
359
DELISTED
Exact Sciences
EXAS
$255K 0.02%
3,735
+100
+3% +$8.48K
AGG icon
360
iShares Core US Aggregate Bond ETF
AGG
$137B
$254K 0.02%
2,698
– –
AMP icon
361
Ameriprise Financial
AMP
$49.7B
$251K 0.02%
762
– –
ED icon
362
Consolidated Edison
ED
$39.8B
$250K 0.02%
2,922
-400
-12% -$36.4K
PBA icon
363
Pembina Pipeline
PBA
$28.3B
$250K 0.02%
8,306
+37
+0.4% +$1.14K
NEAR icon
364
iShares Short Maturity Bond ETF
NEAR
$4.88B
$249K 0.02%
5,000
– –
KRG icon
365
Kite Realty
KRG
$5.24B
$249K 0.02%
11,643
– –
PFBC icon
366
Preferred Bank
PFBC
$1.26B
$249K 0.02%
4,000
– –
RIV
367
RiverNorth Opportunities Fund
RIV
$319M
$247K 0.02%
23,500
– –
FL
368
DELISTED
Foot Locker
FL
$247K 0.02%
14,219
-270
-2% -$6.04K
CCI icon
369
Crown Castle
CCI
$31.3B
$242K 0.02%
2,631
-150
-5% -$15.5K
USRT icon
370
iShares Core US REIT ETF
USRT
$4.53B
$241K 0.02%
5,100
– –
SNOW icon
371
Snowflake
SNOW
$116B
$239K 0.02%
1,567
+44
+3% +$7.16K
IWO icon
372
iShares Russell 2000 Growth ETF
IWO
$14.9B
$239K 0.02%
1,065
+3
+0.3% +$718
XLRE icon
373
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.48B
$237K 0.02%
6,942
+1
+0% +$37
AB icon
374
AllianceBernstein
AB
$3.46B
$235K 0.02%
7,730
– –
VHT icon
375
Vanguard Health Care ETF
VHT
$19B
$234K 0.02%
996
– –
13 14
15
16 17

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CHP
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MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
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SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Sheaff Brock Investment Advisors held 504 positions worth $1.1B, down 7% from $1.19B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Sheaff Brock Investment Advisors deployed $689M of net new capital in Q3 2023, opening 13 new positions and adding to 115 existing holdings. Its largest new stake was PPG Industries: 46,454 shares worth $6.03M.

By sector, the portfolio is most concentrated in Technology at 30% of assets, up from 30% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Allstate, an estimated $4.61M trimmed.

  • Sheaff Brock Investment Advisors's largest Q3 2023 buy was PPG Industries: 46,454 shares worth $6.03M.
  • Sheaff Brock Investment Advisors added most to Berkshire Hathaway Class A in Q3 2023, an estimated $694M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2023 reduction was Allstate, cutting an estimated $4.61M.
  • Sheaff Brock Investment Advisors fully exited Badger Meter in Q3 2023, selling an estimated $2.8M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 38% of its $1.1B portfolio in Q3 2023.
  • Sheaff Brock Investment Advisors opened 13 new positions and closed 41 in Q3 2023.
  • Sheaff Brock Investment Advisors's portfolio value fell 7% quarter-over-quarter to $1.1B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2023, filed 8 Nov 2023.