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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+0.2%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.36B
AUM Growth
-$28.3M
Cap. Flow
-$24.7M
Cap. Flow %
-1.82%
Top 10 Hldgs %
47.48%
Holding
576
New
54
Increased
238
Reduced
126
Closed
27

Top Buys

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$6.78M
2
WSM icon
Williams-Sonoma
WSM
+$6.33M
3
STX icon
Seagate
STX
+$5.76M
4
HD icon
Home Depot
HD
+$3.53M
5
V icon
Visa
V
+$3.49M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.6M
2
PPG icon
PPG Industries
PPG
+$6.01M
3
BMY icon
Bristol-Myers Squibb
BMY
+$4.77M
4
PG icon
Procter & Gamble
PG
+$4.45M
5
MSFT icon
Microsoft
MSFT
+$3.98M

Sector Composition

Rank Sector Weight
1 Technology 22.95%
2 Consumer Discretionary 9.83%
3 Financials 9.36%
4 Healthcare 6.77%
5 Industrials 5.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RHI icon
351
Robert Half
RHI
$4.33B
$330K 0.02%
+3,288
New +$322K
BSX icon
352
Boston Scientific
BSX
$74.3B
$325K 0.02%
+7,500
New +$332K
VKQ icon
353
Invesco Municipal Trust
VKQ
$545M
$325K 0.02%
24,253
+1,543
+7% +$21.3K
AIT icon
354
Applied Industrial Technologies
AIT
$13.1B
$321K 0.02%
+3,557
New +$313K
FDIS icon
355
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.73B
$321K 0.02%
4,000
– –
LULU icon
356
lululemon athletica
LULU
$14.3B
$321K 0.02%
793
-35
-4% -$14K
COR icon
357
Cencora
COR
$63.4B
$319K 0.02%
+2,676
New +$321K
SRCE icon
358
1st Source
SRCE
$2.12B
$318K 0.02%
+6,737
New +$307K
GRX
359
Gabelli Healthcare & Wellness Trust
GRX
$147M
$315K 0.02%
23,868
– –
LCID icon
360
Lucid Motors
LCID
$2.63B
$315K 0.02%
1,242
+223
+22% +$51.7K
PRI icon
361
Primerica
PRI
$9.67B
$314K 0.02%
+2,045
New +$304K
AGG icon
362
iShares Core US Aggregate Bond ETF
AGG
$137B
$310K 0.02%
2,698
-42
-2% -$4.87K
DLTR icon
363
Dollar Tree
DLTR
$24.7B
$310K 0.02%
3,230
+30
+0.9% +$2.88K
FFC
364
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$781M
$310K 0.02%
13,925
– –
SLQD icon
365
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.38B
$310K 0.02%
6,000
– –
VXF icon
366
Vanguard Extended Market ETF
VXF
$31.9B
$310K 0.02%
1,700
– –
BNTX icon
367
BioNTech
BNTX
$23.4B
$308K 0.02%
1,129
+118
+12% +$37.5K
DHI icon
368
D.R. Horton
DHI
$42.1B
$308K 0.02%
3,670
+848
+30% +$78.1K
IEP icon
369
Icahn Enterprises
IEP
$5.38B
$306K 0.02%
6,123
+2,300
+60% +$127K
ISTB icon
370
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.12B
$306K 0.02%
6,000
– –
PWR icon
371
Quanta Services
PWR
$101B
$306K 0.02%
2,683
+237
+10% +$23.8K
MSM icon
372
MSC Industrial Direct
MSM
$6.74B
$304K 0.02%
+3,799
New +$323K
AB icon
373
AllianceBernstein
AB
$3.47B
$303K 0.02%
6,101
+1,790
+42% +$88.2K
CHI
374
Calamos Convertible Opportunities and Income Fund
CHI
$1.06B
$303K 0.02%
20,226
– –
AVY icon
375
Avery Dennison
AVY
$13.6B
$302K 0.02%
+1,461
New +$314K
13 14
15
16 17

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CHP
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MW
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TAM
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SIA
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Sheaff Brock Investment Advisors held 576 positions worth $1.36B, down 2% from $1.39B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2021 filing shows 54 new, 238 increased, 126 reduced and 27 closed positions. Its largest new stake was Williams-Sonoma: 74,774 shares worth $6.63M. The largest sale was Apple, an estimated $20.6M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sheaff Brock Investment Advisors's largest Q3 2021 buy was Williams-Sonoma: 74,774 shares worth $6.63M.
  • Sheaff Brock Investment Advisors added most to CVS Health in Q3 2021, an estimated $6.78M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2021 reduction was Apple, cutting an estimated $20.6M.
  • Sheaff Brock Investment Advisors fully exited PPG Industries in Q3 2021, selling an estimated $6.01M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 47% of its $1.36B portfolio in Q3 2021.
  • Sheaff Brock Investment Advisors opened 54 new positions and closed 27 in Q3 2021.
  • Sheaff Brock Investment Advisors's portfolio value fell 2% quarter-over-quarter to $1.36B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2021, filed 3 Nov 2021.