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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+16.11%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.19B
AUM Growth
+$109M
Cap. Flow
-$36M
Cap. Flow %
-3.01%
Top 10 Hldgs %
48.67%
Holding
522
New
60
Increased
119
Reduced
196
Closed
40

Top Buys

Rank Stock Value
1
ALL icon
Allstate
ALL
+$5.4M
2
FNF icon
Fidelity National Financial
FNF
+$4.71M
3
AVGO icon
Broadcom
AVGO
+$4.53M
4
MMM icon
3M
MMM
+$4.53M
5
WMT icon
Walmart Inc
WMT
+$3.64M

Top Sells

Rank Stock Value
1
INTC icon
Intel
INTC
+$5.83M
2
SYY icon
Sysco
SYY
+$5.24M
3
PRU icon
Prudential Financial
PRU
+$4.51M
4
CAT icon
Caterpillar
CAT
+$4.04M
5
GS icon
Goldman Sachs
GS
+$3.37M

Sector Composition

Rank Sector Weight
1 Technology 23.3%
2 Financials 8.95%
3 Consumer Discretionary 8.75%
4 Healthcare 6.93%
5 Industrials 5.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PIM
351
Franklin Master Intermediate Income Trust
PIM
$153M
$280K 0.02%
66,272
– –
PTON icon
352
Peloton Interactive
PTON
$2.46B
$280K 0.02%
1,845
-255
-12% -$31.1K
VXF icon
353
Vanguard Extended Market ETF
VXF
$31.9B
$280K 0.02%
1,700
– –
NVG icon
354
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$276K 0.02%
16,466
– –
FBIN icon
355
Fortune Brands Innovations
FBIN
$5.97B
$273K 0.02%
3,724
– –
SVC
356
Service Properties Trust
SVC
$1.05B
$272K 0.02%
4,728
-119
-2% -$6.05K
SCHC icon
357
Schwab International Small-Cap Equity ETF
SCHC
$5.65B
$269K 0.02%
+7,143
New +$249K
PEY icon
358
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$267K 0.02%
15,352
– –
PFXF icon
359
VanEck Preferred Securities ex Financials ETF
PFXF
$2.45B
$267K 0.02%
13,000
+650
+5% +$13K
PEG icon
360
Public Service Enterprise Group
PEG
$37.5B
$265K 0.02%
4,548
– –
VOE icon
361
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.4B
$265K 0.02%
+2,225
New +$249K
MPC icon
362
Marathon Petroleum
MPC
$94.5B
$264K 0.02%
+6,387
New +$229K
AEP icon
363
American Electric Power
AEP
$67.3B
$263K 0.02%
3,156
-610
-16% -$52.9K
CPB icon
364
Campbell Soup
CPB
$6.78B
$262K 0.02%
5,425
– –
GGG icon
365
Graco
GGG
$13.5B
$262K 0.02%
3,625
-1,845
-34% -$123K
ZS icon
366
Zscaler
ZS
$28.9B
$261K 0.02%
+1,308
New +$208K
BXMX
367
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$259K 0.02%
20,129
-25
-0.1% -$300
ED icon
368
Consolidated Edison
ED
$39.8B
$258K 0.02%
3,572
-400
-10% -$31.1K
IBB icon
369
iShares Biotechnology ETF
IBB
$9.81B
$257K 0.02%
1,694
– –
O icon
370
Realty Income
O
$58.6B
$257K 0.02%
4,266
+220
+5% +$13K
IIIV icon
371
i3 Verticals
IIIV
$331M
$255K 0.02%
+7,692
New +$206K
TD icon
372
Toronto Dominion Bank
TD
$201B
$254K 0.02%
4,497
-176
-4% -$8.92K
CHI
373
Calamos Convertible Opportunities and Income Fund
CHI
$1.06B
$251K 0.02%
18,526
– –
XSOE icon
374
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.09B
$250K 0.02%
6,300
– –
XLU icon
375
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$249K 0.02%
7,950
– –
13 14
15
16 17

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CHP
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MW
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TAM
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SIA
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Sheaff Brock Investment Advisors held 522 positions worth $1.19B, up 10% from $1.09B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $36M in Q4 2020, closing 40 positions and reducing 196 holdings. Its most notable exit was Sysco, an estimated $5.24M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 23% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Fidelity National Financial worth $5.25M.

  • Sheaff Brock Investment Advisors's largest Q4 2020 buy was Fidelity National Financial: 139,750 shares worth $5.25M.
  • Sheaff Brock Investment Advisors added most to Allstate in Q4 2020, an estimated $5.4M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2020 reduction was Intel, cutting an estimated $5.83M.
  • Sheaff Brock Investment Advisors fully exited Sysco in Q4 2020, selling an estimated $5.24M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 49% of its $1.19B portfolio in Q4 2020.
  • Sheaff Brock Investment Advisors opened 60 new positions and closed 40 in Q4 2020.
  • Sheaff Brock Investment Advisors's portfolio value rose 10% quarter-over-quarter to $1.19B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2020, filed 1 Feb 2021.