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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+10.57%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.03B
AUM Growth
+$105M
Cap. Flow
+$22.9M
Cap. Flow %
2.22%
Top 10 Hldgs %
43.91%
Holding
510
New
44
Increased
155
Reduced
185
Closed
34

Top Buys

Rank Stock Value
1
BMY icon
Bristol-Myers Squibb
BMY
+$8.29M
2
AAPL icon
Apple
AAPL
+$4.67M
3
INTC icon
Intel
INTC
+$2.95M
4
WMT icon
Walmart Inc
WMT
+$2.82M
5
DHI icon
D.R. Horton
DHI
+$1.51M

Top Sells

Rank Stock Value
1
WBA
Walgreens Boots Alliance
WBA
+$4.26M
2
JPM icon
JPMorgan Chase
JPM
+$3.46M
3
CELG
Celgene Corp
CELG
+$3.1M
4
HD icon
Home Depot
HD
+$3.05M
5
BA icon
Boeing
BA
+$2.11M

Sector Composition

Rank Sector Weight
1 Technology 18.79%
2 Financials 11.67%
3 Healthcare 6.68%
4 Industrials 6.67%
5 Consumer Discretionary 6.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPT
351
Franklin Premier Income Trust
PPT
$330M
$278K 0.03%
51,176
– –
PSP icon
352
Invesco Global Listed Private Equity ETF
PSP
$244M
$277K 0.03%
4,336
– –
CII icon
353
BlackRock Enhanced Captial and Income Fund
CII
$1.02B
$276K 0.03%
15,992
-2,915
-15% -$48.2K
AXON
354
Axon Enterprise
AXON
$48.4B
$275K 0.03%
3,756
-465
-11% -$29.4K
BIDU icon
355
Baidu
BIDU
$37.1B
$275K 0.03%
2,176
-1,200
-36% -$136K
PEY icon
356
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$269K 0.03%
14,154
– –
TRV icon
357
Travelers Companies
TRV
$78.3B
$268K 0.03%
1,954
-67
-3% -$9.12K
IWF icon
358
iShares Russell 1000 Growth ETF
IWF
$127B
$267K 0.03%
+6,080
New +$254K
PWOD
359
DELISTED
Penns Woods Bancorp
PWOD
$267K 0.03%
7,507
-1
-0% -$32
CHI
360
Calamos Convertible Opportunities and Income Fund
CHI
$1.06B
$266K 0.03%
24,226
+300
+1% +$3.23K
MGC icon
361
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
$264K 0.03%
2,359
– –
KMX icon
362
CarMax
KMX
$8.34B
$263K 0.03%
2,995
-6,200
-67% -$583K
CPB icon
363
Campbell Soup
CPB
$6.69B
$262K 0.03%
5,300
– –
TD icon
364
Toronto Dominion Bank
TD
$200B
$261K 0.03%
4,659
+205
+5% +$11.6K
OXY icon
365
Occidental Petroleum
OXY
$58.6B
$257K 0.03%
6,227
-224
-3% -$8.97K
IJT icon
366
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.36B
$255K 0.02%
2,640
-100
-4% -$9.23K
PFLT icon
367
PennantPark Floating Rate Capital
PFLT
$734M
$253K 0.02%
20,738
+191
+0.9% +$2.27K
GGT
368
Gabelli Multimedia Trust
GGT
$176M
$252K 0.02%
31,913
+9,681
+44% +$77.4K
JPST icon
369
JPMorgan Ultra-Short Income ETF
JPST
$40.6B
$252K 0.02%
+5,000
New +$252K
ARCM icon
370
Arrow Reserve Capital Management ETF
ARCM
$51.1M
$251K 0.02%
+2,509
New +$251K
CLF icon
371
Cleveland-Cliffs
CLF
$7.13B
$251K 0.02%
29,895
+3,275
+12% +$25.1K
SCHE icon
372
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$251K 0.02%
9,164
– –
PFBC icon
373
Preferred Bank
PFBC
$1.25B
$240K 0.02%
4,000
– –
DGII icon
374
Digi International
DGII
$3.14B
$239K 0.02%
13,500
– –
HIO
375
Western Asset High Income Opportunity Fund
HIO
$338M
$239K 0.02%
47,122
-10,000
-18% -$50.2K
13 14
15
16 17

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CHP
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MW
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TAM
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CCM
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Sheaff Brock Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Sheaff Brock Investment Advisors held 510 positions worth $1.03B, up 11% from $924M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2019 filing shows 44 new, 155 increased, 185 reduced and 34 closed positions. Its largest new stake was D.R. Horton: 28,324 shares worth $1.49M. The largest sale was Walgreens Boots Alliance, an estimated $4.26M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Sheaff Brock Investment Advisors's largest Q4 2019 buy was D.R. Horton: 28,324 shares worth $1.49M.
  • Sheaff Brock Investment Advisors added most to Bristol-Myers Squibb in Q4 2019, an estimated $8.29M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2019 reduction was Walgreens Boots Alliance, cutting an estimated $4.26M.
  • Sheaff Brock Investment Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $3.1M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 44% of its $1.03B portfolio in Q4 2019.
  • Sheaff Brock Investment Advisors opened 44 new positions and closed 34 in Q4 2019.
  • Sheaff Brock Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.03B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2019, filed 29 Jan 2020.