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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+3.04%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$924M
AUM Growth
-$5.85M
Cap. Flow
-$21.9M
Cap. Flow %
-2.37%
Top 10 Hldgs %
41.58%
Holding
517
New
28
Increased
169
Reduced
153
Closed
51

Top Buys

Rank Stock Value
1
TGT icon
Target
TGT
+$6.49M
2
LVS icon
Las Vegas Sands
LVS
+$5.69M
3
JPM icon
JPMorgan Chase
JPM
+$2.77M
4
CSCO icon
Cisco
CSCO
+$2.41M
5
RTX icon
RTX Corp
RTX
+$2.33M

Top Sells

Rank Stock Value
1
WMT icon
Walmart Inc
WMT
+$3.1M
2
XOM icon
ExxonMobil
XOM
+$2.83M
3
CVX icon
Chevron
CVX
+$2.8M
4
META icon
Meta Platforms (Facebook)
META
+$1.52M
5
MDT icon
Medtronic
MDT
+$1.48M

Sector Composition

Rank Sector Weight
1 Technology 17%
2 Financials 12.42%
3 Industrials 7.49%
4 Consumer Discretionary 7.35%
5 Healthcare 6.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FE icon
351
FirstEnergy
FE
$27.1B
$271K 0.03%
5,627
+2
+0% +$91
OLED icon
352
Universal Display
OLED
$4.16B
$269K 0.03%
1,600
+100
+7% +$20K
PPT
353
Franklin Premier Income Trust
PPT
$330M
$269K 0.03%
51,176
– –
AWK icon
354
American Water Works
AWK
$26.9B
$267K 0.03%
2,150
– –
VIG icon
355
Vanguard Dividend Appreciation ETF
VIG
$114B
$266K 0.03%
2,222
– –
PEY icon
356
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$259K 0.03%
14,154
– –
TD icon
357
Toronto Dominion Bank
TD
$200B
$259K 0.03%
4,454
+3
+0.1% +$171
IWM icon
358
iShares Russell 2000 ETF
IWM
$81.5B
$256K 0.03%
1,690
-273
-14% -$41.7K
PSP icon
359
Invesco Global Listed Private Equity ETF
PSP
$244M
$256K 0.03%
4,336
– –
EWA icon
360
iShares MSCI Australia ETF
EWA
$1.47B
$252K 0.03%
11,308
-7,455
-40% -$165K
CHI
361
Calamos Convertible Opportunities and Income Fund
CHI
$1.06B
$249K 0.03%
23,926
+1,500
+7% +$15.8K
CPB icon
362
Campbell Soup
CPB
$6.69B
$249K 0.03%
5,300
– –
IP icon
363
International Paper
IP
$21.9B
$246K 0.03%
6,220
-659
-10% -$25.8K
ERC
364
Allspring Multi-Sector Income Fund
ERC
$261M
$245K 0.03%
19,815
– –
IJT icon
365
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.36B
$244K 0.03%
2,740
-350
-11% -$31.6K
MGC icon
366
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
$243K 0.03%
2,359
– –
SLB icon
367
SLB Ltd
SLB
$78.9B
$242K 0.03%
7,096
+81
+1% +$2.96K
NS
368
DELISTED
NuStar Energy L.P.
NS
$241K 0.03%
8,505
-825
-9% -$23K
AXON
369
Axon Enterprise
AXON
$48.4B
$240K 0.03%
4,221
+36
+0.9% +$2.27K
DXCM icon
370
DexCom
DXCM
$33.1B
$239K 0.03%
+6,400
New +$249K
PFLT icon
371
PennantPark Floating Rate Capital
PFLT
$734M
$238K 0.03%
20,547
+190
+0.9% +$2.2K
CLX icon
372
Clorox
CLX
$13B
$235K 0.03%
1,550
– –
BXMX
373
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$231K 0.03%
17,638
-15
-0.1% -$196
FLO icon
374
Flowers Foods
FLO
$1.51B
$231K 0.03%
10,000
– –
PWOD
375
DELISTED
Penns Woods Bancorp
PWOD
$231K 0.03%
7,508
– –
13 14
15
16 17

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CHP
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MW
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TAM
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WCF
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Sheaff Brock Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Sheaff Brock Investment Advisors held 517 positions worth $924M, down 0.63% from $930M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2019 filing shows 28 new, 169 increased, 153 reduced and 51 closed positions. Its largest new stake was Somnigroup International: 51,784 shares worth $999K. The largest sale was Walmart Inc, an estimated $3.1M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Industrials.

  • Sheaff Brock Investment Advisors's largest Q3 2019 buy was Somnigroup International: 51,784 shares worth $999K.
  • Sheaff Brock Investment Advisors added most to Target in Q3 2019, an estimated $6.49M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2019 reduction was Walmart Inc, cutting an estimated $3.1M.
  • Sheaff Brock Investment Advisors fully exited Ulta Beauty in Q3 2019, selling an estimated $1.18M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 42% of its $924M portfolio in Q3 2019.
  • Sheaff Brock Investment Advisors opened 28 new positions and closed 51 in Q3 2019.
  • Sheaff Brock Investment Advisors's portfolio value fell 0.63% quarter-over-quarter to $924M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2019, filed 28 Oct 2019.