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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+28.5%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$822M
AUM Growth
+$186M
Cap. Flow
+$81.3M
Cap. Flow %
9.9%
Top 10 Hldgs %
31.5%
Holding
532
New
58
Increased
172
Reduced
153
Closed
21

Top Buys

Rank Stock Value
1
RF icon
Regions Financial
RF
+$6.11M
2
XOM icon
ExxonMobil
XOM
+$5.95M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.82M
4
AAPL icon
Apple
AAPL
+$3.12M
5
IBM icon
IBM
IBM
+$2.66M

Top Sells

Rank Stock Value
1
TTE icon
TotalEnergies
TTE
+$18.9M
2
MCD icon
McDonald's
MCD
+$6.85M
3
UNH icon
UnitedHealth
UNH
+$2.05M
4
WMT icon
Walmart Inc
WMT
+$1.63M
5
RDS.B
Royal Dutch Shell PLC ADS Class B
RDS.B
+$1.31M

Sector Composition

Rank Sector Weight
1 Technology 19.4%
2 Financials 14.84%
3 Healthcare 8.9%
4 Industrials 8.57%
5 Consumer Discretionary 7.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KSS icon
351
Kohl's
KSS
$2.16B
$283K 0.03%
4,120
-190
-4% -$12.9K
XLK icon
352
State Street Technology Select Sector SPDR ETF
XLK
$122B
$282K 0.03%
7,620
-1,394
-15% -$47.7K
MNK
353
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$279K 0.03%
12,840
-600
-4% -$12.8K
HIO
354
Western Asset High Income Opportunity Fund
HIO
$338M
$276K 0.03%
57,212
-2,000
-3% -$9.51K
ICE icon
355
Intercontinental Exchange
ICE
$84.5B
$276K 0.03%
+3,620
New +$271K
APC
356
DELISTED
Anadarko Petroleum
APC
$275K 0.03%
6,054
-68
-1% -$3.08K
AGG icon
357
iShares Core US Aggregate Bond ETF
AGG
$137B
$273K 0.03%
2,500
– –
APD icon
358
Air Products & Chemicals
APD
$68.6B
$273K 0.03%
1,431
– –
NAD icon
359
Nuveen Quality Municipal Income Fund
NAD
$2.77B
$273K 0.03%
20,143
– –
OHI icon
360
Omega Healthcare
OHI
$14.4B
$273K 0.03%
7,157
-310
-4% -$11.5K
CLX icon
361
Clorox
CLX
$13B
$272K 0.03%
1,694
+1
+0.1% +$155
GGN
362
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$837M
$272K 0.03%
62,680
+36,000
+135% +$151K
LUMN icon
363
Lumen
LUMN
$6.85B
$270K 0.03%
22,506
-208
-0.9% -$2.89K
VNQ icon
364
Vanguard Real Estate ETF
VNQ
$38.6B
$270K 0.03%
3,112
-52
-2% -$4.3K
RTN
365
DELISTED
Raytheon Company
RTN
$269K 0.03%
1,476
-427
-22% -$74.4K
ETW
366
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$266K 0.03%
27,197
+112
+0.4% +$1.09K
STWD icon
367
Starwood Property Trust
STWD
$6.16B
$266K 0.03%
+11,891
New +$259K
FUN icon
368
Cedar Fair
FUN
$1.62B
– –
0
– –
GRX
369
Gabelli Healthcare & Wellness Trust
GRX
$147M
$265K 0.03%
25,201
-1,000
-4% -$10.1K
PPT
370
Franklin Premier Income Trust
PPT
$330M
$264K 0.03%
51,176
– –
MGK icon
371
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.8B
$263K 0.03%
10,595
– –
MFA
372
MFA Financial
MFA
$919M
$261K 0.03%
8,964
+691
+8% +$20K
PFLT icon
373
PennantPark Floating Rate Capital
PFLT
$734M
$259K 0.03%
20,186
+165
+0.8% +$2.12K
GPOR
374
DELISTED
Gulfport Energy Corp.
GPOR
$257K 0.03%
32,000
+22,000
+220% +$175K
ATVI
375
DELISTED
Activision Blizzard
ATVI
$257K 0.03%
5,639
-130
-2% -$5.88K
13 14
15
16 17

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Sheaff Brock Investment Advisors's Q1 2019 Portfolio in Review

As of Q1 2019, Sheaff Brock Investment Advisors held 532 positions worth $822M, up 29% from $636M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Sheaff Brock Investment Advisors deployed $81.3M of net new capital in Q1 2019, opening 58 new positions and adding to 172 existing holdings. Its largest new stake was Booz Allen Hamilton: 17,647 shares worth $1.03M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was TotalEnergies, an estimated $18.9M trimmed.

  • Sheaff Brock Investment Advisors's largest Q1 2019 buy was Booz Allen Hamilton: 17,647 shares worth $1.03M.
  • Sheaff Brock Investment Advisors added most to Regions Financial in Q1 2019, an estimated $6.11M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2019 reduction was TotalEnergies, cutting an estimated $18.9M.
  • Sheaff Brock Investment Advisors fully exited iShares 1-3 Year Treasury Bond ETF in Q1 2019, selling an estimated $844K.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 32% of its $822M portfolio in Q1 2019.
  • Sheaff Brock Investment Advisors opened 58 new positions and closed 21 in Q1 2019.
  • Sheaff Brock Investment Advisors's portfolio value rose 29% quarter-over-quarter to $822M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2019, filed 29 Apr 2019.