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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
-14.22%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$636M
AUM Growth
-$422M
Cap. Flow
-$301M
Cap. Flow %
-47.35%
Top 10 Hldgs %
24.56%
Holding
561
New
36
Increased
147
Reduced
182
Closed
86

Top Buys

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$8.35M
2
WBA
Walgreens Boots Alliance
WBA
+$5.21M
3
NKE icon
Nike
NKE
+$2.55M
4
CAH icon
Cardinal Health
CAH
+$2.02M
5
ORI icon
Old Republic International
ORI
+$1.74M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$7.2M
2
RF icon
Regions Financial
RF
+$6.32M
3
AAPL icon
Apple
AAPL
+$6.13M
4
IP icon
International Paper
IP
+$4.61M
5
AMZN icon
Amazon
AMZN
+$3.64M

Sector Composition

Rank Sector Weight
1 Technology 19.67%
2 Financials 16.33%
3 Healthcare 11.45%
4 Industrials 9.54%
5 Consumer Discretionary 9.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJT icon
351
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.36B
$256K 0.04%
3,168
+32
+1% +$2.85K
NAD icon
352
Nuveen Quality Municipal Income Fund
NAD
$2.77B
$253K 0.04%
20,143
– –
BPL
353
DELISTED
Buckeye Partners, L.P.
BPL
$249K 0.04%
8,591
-342
-4% -$10.9K
SLB icon
354
SLB Ltd
SLB
$78.9B
$244K 0.04%
6,773
-1,185
-15% -$58.5K
TTWO icon
355
Take-Two Interactive
TTWO
$47.4B
$244K 0.04%
2,375
+50
+2% +$5.76K
GRX
356
Gabelli Healthcare & Wellness Trust
GRX
$147M
$242K 0.04%
26,201
+5,460
+26% +$56.1K
PGEN icon
357
Precigen
PGEN
$2.51B
$242K 0.04%
37,052
– –
STZ icon
358
CALL
Constellation Brands
STZ
$22.8B
$241K 0.04%
1,500
– –
PPT
359
Franklin Premier Income Trust
PPT
$330M
$240K 0.04%
51,176
– –
CCI icon
360
Crown Castle
CCI
$31.3B
$239K 0.04%
+2,203
New +$242K
PBA icon
361
Pembina Pipeline
PBA
$27.8B
$237K 0.04%
8,003
– –
TOTL icon
362
State Street DoubleLine Total Return Tactical ETF
TOTL
$3.99B
$237K 0.04%
5,000
– –
TNA icon
363
Direxion Daily Small Cap Bull 3x ETF
TNA
$1.45B
$236K 0.04%
+5,600
New +$342K
VNQ icon
364
Vanguard Real Estate ETF
VNQ
$38.6B
$236K 0.04%
3,164
+117
+4% +$9.22K
PFLT icon
365
PennantPark Floating Rate Capital
PFLT
$734M
$232K 0.04%
20,021
+159
+0.8% +$2.01K
IP icon
366
International Paper
IP
$21.9B
$230K 0.04%
6,030
-109,777
-95% -$4.61M
APD icon
367
Air Products & Chemicals
APD
$68.6B
$229K 0.04%
1,431
– –
WTPI
368
WisdomTree Equity Premium Income Fund
WTPI
$504M
$229K 0.04%
9,000
– –
PGF icon
369
Invesco Financial Preferred ETF
PGF
$667M
$228K 0.04%
13,117
+1,800
+16% +$31.8K
MGK icon
370
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.8B
$227K 0.04%
10,595
– –
ERC
371
Allspring Multi-Sector Income Fund
ERC
$261M
$225K 0.04%
20,315
– –
IFLN
372
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$306M
$225K 0.04%
12,734
– –
IEP icon
373
Icahn Enterprises
IEP
$5.28B
$224K 0.04%
3,918
+200
+5% +$13.3K
IJH icon
374
iShares Core S&P Mid-Cap ETF
IJH
$127B
$224K 0.04%
6,745
-1,300
-16% -$47.4K
FE icon
375
FirstEnergy
FE
$27.1B
$222K 0.03%
5,902
-356
-6% -$13.5K
13 14
15
16 17

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WCF
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Sheaff Brock Investment Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Sheaff Brock Investment Advisors held 561 positions worth $636M, down 40% from $1.06B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $301M in Q4 2018, closing 86 positions and reducing 182 holdings. Its most notable exit was Energy Transfer Partners, L.P., an estimated $2.23M position sold in full.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Cardinal Health worth $1.73M.

  • Sheaff Brock Investment Advisors's largest Q4 2018 buy was Cardinal Health: 38,835 shares worth $1.73M.
  • Sheaff Brock Investment Advisors added most to Cisco in Q4 2018, an estimated $8.35M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2018 reduction was Pfizer, cutting an estimated $7.2M.
  • Sheaff Brock Investment Advisors fully exited Energy Transfer Partners, L.P. in Q4 2018, selling an estimated $2.23M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $636M portfolio in Q4 2018.
  • Sheaff Brock Investment Advisors opened 36 new positions and closed 86 in Q4 2018.
  • Sheaff Brock Investment Advisors's portfolio value fell 40% quarter-over-quarter to $636M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2018, filed 28 Jan 2019.