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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+8.05%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.06B
AUM Growth
+$34.3M
Cap. Flow
-$34.8M
Cap. Flow %
-3.29%
Top 10 Hldgs %
41.43%
Holding
578
New
37
Increased
154
Reduced
214
Closed
53

Top Buys

Rank Stock Value
1
PRU icon
Prudential Financial
PRU
+$6.43M
2
LMT icon
Lockheed Martin
LMT
+$6.39M
3
VZ icon
Verizon
VZ
+$6.11M
4
WBA
Walgreens Boots Alliance
WBA
+$2.73M
5
CAT icon
Caterpillar
CAT
+$1.93M

Top Sells

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$6.22M
2
AAPL icon
Apple
AAPL
+$5.59M
3
WLL
Whiting Petroleum Corporation
WLL
+$5.46M
4
WMT icon
Walmart Inc
WMT
+$5.4M
5
WHR icon
Whirlpool
WHR
+$5.07M

Sector Composition

Rank Sector Weight
1 Technology 15.16%
2 Financials 12.29%
3 Healthcare 7.87%
4 Consumer Discretionary 7.74%
5 Industrials 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ET icon
351
Energy Transfer Partners
ET
$70.9B
$313K 0.03%
17,959
– –
TLP
352
DELISTED
Transmontaigne
TLP
$312K 0.03%
8,100
– –
DPZ icon
353
Domino's
DPZ
$11.5B
$310K 0.03%
1,052
-400
-28% -$113K
NZF icon
354
Nuveen Municipal Credit Income Fund
NZF
$2.43B
$310K 0.03%
21,538
– –
RRC icon
355
Range Resources
RRC
$9.41B
$309K 0.03%
18,200
-1,820
-9% -$29.2K
PACW
356
DELISTED
PacWest Bancorp
PACW
$308K 0.03%
6,467
+3
+0% +$151
MBFI
357
DELISTED
MB Financial Corp
MBFI
$302K 0.03%
6,558
– –
PIM
358
Franklin Master Intermediate Income Trust
PIM
$153M
$300K 0.03%
66,272
-2,000
-3% -$9.19K
STLD icon
359
Steel Dynamics
STLD
$38.5B
$296K 0.03%
6,545
+167
+3% +$7.69K
STZ icon
360
Constellation Brands
STZ
$22.8B
$291K 0.03%
1,350
-108
-7% -$23K
ANET icon
361
Arista Networks
ANET
$242B
$287K 0.03%
17,280
– –
FUN icon
362
Cedar Fair
FUN
$1.62B
– –
0
– –
CHI
363
Calamos Convertible Opportunities and Income Fund
CHI
$1.06B
$284K 0.03%
23,576
+1,600
+7% +$19.6K
AABA
364
DELISTED
Altaba Inc
AABA
$284K 0.03%
4,162
– –
COL
365
DELISTED
Rockwell Collins
COL
$283K 0.03%
2,012
-922
-31% -$127K
HIO
366
Western Asset High Income Opportunity Fund
HIO
$338M
$282K 0.03%
59,212
– –
VKQ icon
367
Invesco Municipal Trust
VKQ
$547M
$281K 0.03%
24,350
-400
-2% -$4.71K
RTX icon
368
CALL
RTX Corp
RTX
$302B
$280K 0.03%
+3,178
New +$267K
HAL icon
369
Halliburton
HAL
$28B
$277K 0.03%
6,845
– –
XEL icon
370
Xcel Energy
XEL
$48B
$276K 0.03%
5,838
+3
+0.1% +$142
WTPI
371
WisdomTree Equity Premium Income Fund
WTPI
$504M
$276K 0.03%
9,000
– –
MGK icon
372
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.8B
$272K 0.03%
10,595
-935
-8% -$23.3K
PBA icon
373
Pembina Pipeline
PBA
$27.8B
$272K 0.03%
8,003
-425
-5% -$14.8K
AXON
374
Axon Enterprise
AXON
$48.4B
$271K 0.03%
3,961
-95
-2% -$6.41K
DXC icon
375
DXC Technology
DXC
$1.74B
$270K 0.03%
+2,890
New +$256K
13 14
15
16 17

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Sheaff Brock Investment Advisors held 578 positions worth $1.06B, up 3.3% from $1.02B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $34.8M in Q3 2018, closing 53 positions and reducing 214 holdings. Its most notable exit was Whiting Petroleum Corporation, an estimated $5.46M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sheaff Brock Investment Advisors opened a new position in American Eagle Outfitters worth $1.08M.

  • Sheaff Brock Investment Advisors's largest Q3 2018 buy was American Eagle Outfitters: 43,321 shares worth $1.08M.
  • Sheaff Brock Investment Advisors added most to Prudential Financial in Q3 2018, an estimated $6.43M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2018 reduction was DuPont de Nemours, cutting an estimated $6.22M.
  • Sheaff Brock Investment Advisors fully exited Whiting Petroleum Corporation in Q3 2018, selling an estimated $5.46M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 41% of its $1.06B portfolio in Q3 2018.
  • Sheaff Brock Investment Advisors opened 37 new positions and closed 53 in Q3 2018.
  • Sheaff Brock Investment Advisors's portfolio value rose 3.3% quarter-over-quarter to $1.06B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2018, filed 9 Nov 2018.