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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
-1.06%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$966M
AUM Growth
+$195M
Cap. Flow
+$218M
Cap. Flow %
22.55%
Top 10 Hldgs %
39.1%
Holding
598
New
65
Increased
191
Reduced
179
Closed
47

Top Buys

Rank Stock Value
1
OPLN
Openlane
OPLN
+$6.44M
2
KLAC icon
KLA
KLAC
+$6.04M
3
IBM icon
IBM
IBM
+$1.61M
4
UNP icon
Union Pacific
UNP
+$1.39M
5
CE icon
Celanese
CE
+$1.37M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$7.72M
2
KDP icon
Keurig Dr Pepper
KDP
+$5.64M
3
EXC icon
Exelon
EXC
+$5.37M
4
CAT icon
Caterpillar
CAT
+$1.54M
5
TROW icon
T. Rowe Price
TROW
+$1.4M

Sector Composition

Rank Sector Weight
1 Technology 15.05%
2 Financials 12.27%
3 Consumer Discretionary 8.47%
4 Healthcare 7.44%
5 Industrials 7.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KSS icon
351
Kohl's
KSS
$2.16B
$308K 0.03%
4,708
+25
+0.5% +$1.59K
AABA
352
DELISTED
Altaba Inc
AABA
$308K 0.03%
4,162
-150
-3% -$11.3K
WPZ
353
DELISTED
Williams Partners L.P.
WPZ
$308K 0.03%
8,950
-472
-5% -$18.4K
LNG icon
354
Cheniere Energy
LNG
$54.9B
$305K 0.03%
5,705
+300
+6% +$16.5K
JHB
355
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$303K 0.03%
31,300
+16,000
+105% +$156K
LL
356
DELISTED
LL Flooring Holdings, Inc.
LL
$299K 0.03%
+12,500
New +$331K
EXAS
357
DELISTED
Exact Sciences
EXAS
$298K 0.03%
7,400
-300
-4% -$14.6K
IJH icon
358
iShares Core S&P Mid-Cap ETF
IJH
$127B
$296K 0.03%
7,895
+200
+3% +$7.65K
IWM icon
359
iShares Russell 2000 ETF
IWM
$81.5B
$296K 0.03%
1,947
+2
+0.1% +$309
COLL icon
360
Collegium Pharmaceutical
COLL
$882M
$295K 0.03%
+11,550
New +$275K
PHM icon
361
Pultegroup
PHM
$24.8B
$292K 0.03%
9,916
+191
+2% +$5.92K
RRC icon
362
Range Resources
RRC
$9.41B
$291K 0.03%
+20,020
New +$299K
TLP
363
DELISTED
Transmontaigne
TLP
$290K 0.03%
8,100
– –
VKQ icon
364
Invesco Municipal Trust
VKQ
$547M
$289K 0.03%
24,750
+1,700
+7% +$20.4K
ANET icon
365
Arista Networks
ANET
$242B
$288K 0.03%
+18,080
New +$305K
OMER icon
366
Omeros
OMER
$986M
$288K 0.03%
25,750
+3,000
+13% +$42.1K
KRG icon
367
Kite Realty
KRG
$5.29B
$287K 0.03%
18,850
+4,244
+29% +$68.7K
HIO
368
Western Asset High Income Opportunity Fund
HIO
$338M
$286K 0.03%
59,412
+15,000
+34% +$74.1K
DHY
369
Credit Suisse High Yield Credit Fund
DHY
$243M
$283K 0.03%
106,513
+19,443
+22% +$53.3K
AGG icon
370
iShares Core US Aggregate Bond ETF
AGG
$137B
$282K 0.03%
2,625
– –
RPM icon
371
RPM International
RPM
$14.8B
$282K 0.03%
5,918
+4
+0.1% +$204
STLD icon
372
Steel Dynamics
STLD
$38.5B
$281K 0.03%
6,359
+14
+0.2% +$645
TWTR
373
DELISTED
Twitter, Inc.
TWTR
$281K 0.03%
9,700
-675
-7% -$19.8K
STK
374
Columbia Seligman Premium Technology Growth Fund
STK
$923M
$279K 0.03%
12,721
-3,550
-22% -$80.1K
BXMX
375
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$278K 0.03%
20,852
-2,447
-11% -$33.8K
13 14
15
16 17

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q1 2018 Portfolio in Review

As of Q1 2018, Sheaff Brock Investment Advisors held 598 positions worth $966M, up 25% from $771M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Sheaff Brock Investment Advisors deployed $218M of net new capital in Q1 2018, opening 65 new positions and adding to 191 existing holdings. Its largest new stake was Openlane: 319,148 shares worth $6.55M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 17% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $7.72M trimmed.

  • Sheaff Brock Investment Advisors's largest Q1 2018 buy was Openlane: 319,148 shares worth $6.55M.
  • Sheaff Brock Investment Advisors added most to IBM in Q1 2018, an estimated $1.61M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2018 reduction was Meta Platforms (Facebook), cutting an estimated $7.72M.
  • Sheaff Brock Investment Advisors fully exited Keurig Dr Pepper in Q1 2018, selling an estimated $5.64M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 39% of its $966M portfolio in Q1 2018.
  • Sheaff Brock Investment Advisors opened 65 new positions and closed 47 in Q1 2018.
  • Sheaff Brock Investment Advisors's portfolio value rose 25% quarter-over-quarter to $966M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2018, filed 3 May 2018.