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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$771M
AUM Growth
+$10M
Cap. Flow
-$29.1M
Cap. Flow %
-3.77%
Top 10 Hldgs %
23.96%
Holding
593
New
30
Increased
142
Reduced
253
Closed
64

Top Buys

Rank Stock Value
1
DFS
Discover Financial Services
DFS
+$5.55M
2
RF icon
Regions Financial
RF
+$1.45M
3
PCAR icon
PACCAR
PCAR
+$1.37M
4
BWA icon
BorgWarner
BWA
+$1.34M
5
TROW icon
T. Rowe Price
TROW
+$1.3M

Top Sells

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$4.5M
2
FNF icon
Fidelity National Financial
FNF
+$1.92M
3
MS icon
Morgan Stanley
MS
+$1.75M
4
ARR
Armour Residential REIT
ARR
+$1.63M
5
BMY icon
Bristol-Myers Squibb
BMY
+$1.55M

Sector Composition

Rank Sector Weight
1 Technology 17.25%
2 Financials 15.74%
3 Consumer Discretionary 10.01%
4 Healthcare 9.76%
5 Industrials 9.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNIT
351
Uniti Group
UNIT
$2.32B
$301K 0.04%
16,910
-308
-2% -$5.08K
SGI
352
Somnigroup International
SGI
$13.7B
$301K 0.04%
19,200
-1,044
-5% -$15.9K
AABA
353
DELISTED
Altaba Inc
AABA
$301K 0.04%
4,312
+600
+16% +$41.8K
IWM icon
354
iShares Russell 2000 ETF
IWM
$83B
$297K 0.04%
1,945
+352
+22% +$52.9K
IJH icon
355
iShares Core S&P Mid-Cap ETF
IJH
$127B
$292K 0.04%
7,695
+1,500
+24% +$55.5K
MBFI
356
DELISTED
MB Financial Corp
MBFI
$292K 0.04%
6,558
– –
LNG icon
357
Cheniere Energy
LNG
$52.9B
$291K 0.04%
5,405
– –
SCHC icon
358
Schwab International Small-Cap Equity ETF
SCHC
$5.66B
$291K 0.04%
7,943
+800
+11% +$29K
CRM icon
359
Salesforce
CRM
$158B
$289K 0.04%
2,826
+540
+24% +$55K
VKQ icon
360
Invesco Municipal Trust
VKQ
$551M
$288K 0.04%
23,050
+400
+2% +$5K
AGG icon
361
iShares Core US Aggregate Bond ETF
AGG
$138B
$287K 0.04%
2,625
– –
PBA icon
362
Pembina Pipeline
PBA
$27.6B
$287K 0.04%
7,928
-1,765
-18% -$61K
KRG icon
363
Kite Realty
KRG
$5.36B
$286K 0.04%
14,606
– –
NZF icon
364
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$284K 0.04%
18,654
– –
APC
365
DELISTED
Anadarko Petroleum
APC
$282K 0.04%
5,256
-100
-2% -$4.92K
FCX icon
366
Freeport-McMoran
FCX
$97.5B
$281K 0.04%
14,811
-4,396
-23% -$66.3K
XEL icon
367
Xcel Energy
XEL
$48.8B
$280K 0.04%
5,830
+3
+0.1% +$149
IJR icon
368
iShares Core S&P Small-Cap ETF
IJR
$112B
$278K 0.04%
3,622
-167
-4% -$12.6K
SPG icon
369
Simon Property Group
SPG
$72.3B
$278K 0.04%
1,620
– –
ET icon
370
Energy Transfer Partners
ET
$69.3B
$275K 0.04%
15,959
– –
STLD icon
371
Steel Dynamics
STLD
$37.6B
$274K 0.04%
6,345
-81
-1% -$3.12K
PPT
372
Franklin Premier Income Trust
PPT
$328M
$273K 0.04%
51,176
– –
CPB icon
373
Campbell Soup
CPB
$6.87B
$271K 0.04%
5,637
+1
+0% +$48
PFLT icon
374
PennantPark Floating Rate Capital
PFLT
$746M
$266K 0.03%
19,423
+133
+0.7% +$1.88K
ISRG icon
375
Intuitive Surgical
ISRG
$134B
$265K 0.03%
+2,175
New +$272K
13 14
15
16 17

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Sheaff Brock Investment Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Sheaff Brock Investment Advisors held 593 positions worth $771M, up 1.3% from $761M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $29.1M in Q4 2017, closing 64 positions and reducing 253 holdings. Its most notable exit was Huntsman Corp, an estimated $1.25M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in PACCAR worth $1.38M.

  • Sheaff Brock Investment Advisors's largest Q4 2017 buy was PACCAR: 29,010 shares worth $1.38M.
  • Sheaff Brock Investment Advisors added most to Discover Financial Services in Q4 2017, an estimated $5.55M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2017 reduction was CVS Health, cutting an estimated $4.5M.
  • Sheaff Brock Investment Advisors fully exited Huntsman Corp in Q4 2017, selling an estimated $1.25M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 24% of its $771M portfolio in Q4 2017.
  • Sheaff Brock Investment Advisors opened 30 new positions and closed 64 in Q4 2017.
  • Sheaff Brock Investment Advisors's portfolio value rose 1.3% quarter-over-quarter to $771M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2017, filed 12 Feb 2018.