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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+5.71%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$41.3M
Cap. Flow
+$8.16M
Cap. Flow %
1.03%
Top 10 Hldgs %
22.1%
Holding
669
New
111
Increased
254
Reduced
168
Closed
59

Top Buys

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$6.09M
2
WMT icon
Walmart Inc
WMT
+$5.61M
3
RTX icon
RTX Corp
RTX
+$5.52M
4
MCD icon
McDonald's
MCD
+$5.26M
5
PFE icon
Pfizer
PFE
+$4.27M

Top Sells

Rank Stock Value
1
TWX
Time Warner Inc
TWX
+$6.65M
2
AAPL icon
Apple
AAPL
+$5.5M
3
JNJ icon
Johnson & Johnson
JNJ
+$5.2M
4
UPS icon
United Parcel Service
UPS
+$4.54M
5
T icon
AT&T
T
+$2.75M

Sector Composition

Rank Sector Weight
1 Technology 16.51%
2 Financials 12.34%
3 Energy 10.58%
4 Industrials 10.46%
5 Consumer Discretionary 10.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCSH icon
351
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
$351K 0.04%
4,419
+1,919
+77% +$153K
VTR icon
352
Ventas
VTR
$47.3B
$351K 0.04%
5,613
+427
+8% +$27K
STX icon
353
Seagate
STX
$185B
$350K 0.04%
9,160
-22,849
-71% -$853K
CMG icon
354
Chipotle Mexican Grill
CMG
$41.1B
$347K 0.04%
46,000
+4,750
+12% +$37.5K
INTU icon
355
Intuit
INTU
$90.3B
$347K 0.04%
3,027
+350
+13% +$39.2K
MKC icon
356
McCormick & Company Non-Voting
MKC
$14.3B
$346K 0.04%
7,410
-290
-4% -$13.5K
EAD
357
Allspring Income Opportunities Fund
EAD
$379M
$345K 0.04%
40,651
+164
+0.4% +$1.34K
LW icon
358
Lamb Weston
LW
$7.13B
$345K 0.04%
+9,110
New +$311K
FLG
359
Flagstar Bank National Association
FLG
$5.84B
$345K 0.04%
7,235
+1,652
+30% +$75.6K
HOG icon
360
Harley-Davidson
HOG
$2.7B
$344K 0.04%
5,889
-150
-2% -$8.55K
OXY icon
361
Occidental Petroleum
OXY
$58B
$342K 0.04%
4,795
-16,723
-78% -$1.19M
ICPT
362
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$342K 0.04%
3,150
-1,200
-28% -$143K
AFL icon
363
Aflac
AFL
$61.8B
$339K 0.04%
9,752
+1,234
+14% +$43.4K
PBA icon
364
Pembina Pipeline
PBA
$27.7B
$339K 0.04%
10,808
+3,558
+49% +$108K
STRP
365
DELISTED
Straight Path Communications Inc.
STRP
$339K 0.04%
10,010
+10
+0.1% +$276
ITW icon
366
Illinois Tool Works
ITW
$84.1B
$338K 0.04%
2,760
+500
+22% +$60.4K
MINT icon
367
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$337K 0.04%
+3,324
New +$337K
FE icon
368
FirstEnergy
FE
$27B
$336K 0.04%
10,845
+1,454
+15% +$46.6K
WPC icon
369
W.P. Carey
WPC
$16B
$336K 0.04%
5,802
+271
+5% +$15.8K
ALK icon
370
Alaska Air
ALK
$5.37B
$335K 0.04%
+3,777
New +$297K
CPB icon
371
Campbell Soup
CPB
$6.74B
$335K 0.04%
5,534
+301
+6% +$16.9K
CHK
372
DELISTED
Chesapeake Energy Corporation
CHK
$335K 0.04%
239
+29
+14% +$37.9K
DPZ icon
373
Domino's
DPZ
$11.5B
$334K 0.04%
2,095
+380
+22% +$61.8K
BIDU icon
374
Baidu
BIDU
$37.1B
$333K 0.04%
2,026
+139
+7% +$23.7K
SBNY
375
DELISTED
Signature Bank
SBNY
$330K 0.04%
2,200
-1,500
-41% -$205K
13 14
15
16 17

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Sheaff Brock Investment Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Sheaff Brock Investment Advisors held 669 positions worth $791M, up 5.5% from $749M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2016 filing shows 111 new, 254 increased, 168 reduced and 59 closed positions. Its largest new stake was Morgan Stanley: 30,285 shares worth $1.28M. The largest sale was Time Warner Inc, an estimated $6.65M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Financials and Energy.

  • Sheaff Brock Investment Advisors's largest Q4 2016 buy was Morgan Stanley: 30,285 shares worth $1.28M.
  • Sheaff Brock Investment Advisors added most to CVS Health in Q4 2016, an estimated $6.09M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2016 reduction was Time Warner Inc, cutting an estimated $6.65M.
  • Sheaff Brock Investment Advisors fully exited Lear in Q4 2016, selling an estimated $1.76M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 22% of its $791M portfolio in Q4 2016.
  • Sheaff Brock Investment Advisors opened 111 new positions and closed 59 in Q4 2016.
  • Sheaff Brock Investment Advisors's portfolio value rose 5.5% quarter-over-quarter to $791M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2016, filed 24 Jan 2017.