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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+12.06%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.29B
AUM Growth
+$188M
Cap. Flow
+$14.1M
Cap. Flow %
1.09%
Top 10 Hldgs %
40.92%
Holding
505
New
44
Increased
179
Reduced
150
Closed
24

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$14.4M
2
CME icon
CME Group
CME
+$8.53M
3
GD icon
General Dynamics
GD
+$6.34M
4
CRM icon
Salesforce
CRM
+$4.28M
5
HD icon
Home Depot
HD
+$3.85M

Top Sells

Rank Stock Value
1
COP icon
ConocoPhillips
COP
+$6.99M
2
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$6.91M
3
CVS icon
CVS Health
CVS
+$4.68M
4
MRK icon
Merck
MRK
+$3.75M
5
HON icon
Honeywell
HON
+$3.38M

Sector Composition

Rank Sector Weight
1 Technology 30.86%
2 Financials 8%
3 Industrials 7.71%
4 Healthcare 7.45%
5 Consumer Discretionary 6.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVXL icon
326
Anavex Life Sciences
AVXL
$325M
$347K 0.03%
37,250
+15,500
+71% +$107K
MMM icon
327
3M
MMM
$94.4B
$337K 0.03%
3,682
-1,193
-24% -$95.7K
STZ icon
328
Constellation Brands
STZ
$22.9B
$332K 0.03%
1,374
– –
GILD icon
329
Gilead Sciences
GILD
$168B
$331K 0.03%
4,091
-1,000
-20% -$77.8K
LIN icon
330
Linde
LIN
$226B
$324K 0.03%
790
+55
+7% +$21.7K
TY icon
331
TRI-Continental Corp
TY
$1.9B
$324K 0.03%
11,243
-4
-0% -$109
IJR icon
332
iShares Core S&P Small-Cap ETF
IJR
$112B
$323K 0.03%
2,982
+41
+1% +$3.95K
LQD icon
333
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.6B
$317K 0.02%
2,862
+5
+0.2% +$521
GGG icon
334
Graco
GGG
$13.5B
$315K 0.02%
3,625
– –
EBAY icon
335
eBay
EBAY
$47.2B
$313K 0.02%
7,177
-3,600
-33% -$149K
PEY icon
336
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$310K 0.02%
14,655
– –
TEAM icon
337
Atlassian
TEAM
$39.1B
$305K 0.02%
1,283
+150
+13% +$29.4K
OXLC
338
Oxford Lane Capital
OXLC
$910M
$305K 0.02%
12,354
+154
+1% +$3.79K
PLTR icon
339
Palantir
PLTR
$420B
$304K 0.02%
17,734
+5,000
+39% +$89.1K
HAL icon
340
Halliburton
HAL
$28.2B
$304K 0.02%
8,404
-11,312
-57% -$435K
XLI icon
341
State Street Industrial Select Sector SPDR ETF
XLI
$34.7B
$303K 0.02%
2,661
– –
VOE icon
342
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.4B
$303K 0.02%
2,089
-299
-13% -$40.2K
PEG icon
343
Public Service Enterprise Group
PEG
$37.5B
$303K 0.02%
4,948
+400
+9% +$24.6K
TD icon
344
Toronto Dominion Bank
TD
$201B
$302K 0.02%
4,667
– –
AEP icon
345
American Electric Power
AEP
$67.3B
$298K 0.02%
3,674
– –
QYLD icon
346
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.27B
$296K 0.02%
17,080
– –
PFBC icon
347
Preferred Bank
PFBC
$1.26B
$292K 0.02%
4,000
– –
CCL icon
348
Carnival Corporation Ltd
CCL
$38B
$290K 0.02%
15,635
-4,811
-24% -$69.8K
AMP icon
349
Ameriprise Financial
AMP
$49.7B
$289K 0.02%
762
– –
AAPL icon
350
CALL
Apple
AAPL
$4.45T
– –
0
– –
12 13
14
15 16

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Sheaff Brock Investment Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Sheaff Brock Investment Advisors held 505 positions worth $1.29B, up 17% from $1.1B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2023 filing shows 44 new, 179 increased, 150 reduced and 24 closed positions. Its largest new stake was General Dynamics: 26,004 shares worth $6.75M. The largest sale was ConocoPhillips, an estimated $6.99M.

By sector, the portfolio is most concentrated in Technology at 31% of assets, up from 30% a quarter earlier, followed by Financials and Industrials.

  • Sheaff Brock Investment Advisors's largest Q4 2023 buy was General Dynamics: 26,004 shares worth $6.75M.
  • Sheaff Brock Investment Advisors added most to NVIDIA in Q4 2023, an estimated $14.4M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2023 reduction was ConocoPhillips, cutting an estimated $6.99M.
  • Sheaff Brock Investment Advisors fully exited Berkshire Hathaway Class A in Q4 2023, selling an estimated $6.91M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 41% of its $1.29B portfolio in Q4 2023.
  • Sheaff Brock Investment Advisors opened 44 new positions and closed 24 in Q4 2023.
  • Sheaff Brock Investment Advisors's portfolio value rose 17% quarter-over-quarter to $1.29B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2023, filed 8 Feb 2024.