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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
-3.12%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.1B
AUM Growth
-$83.1M
Cap. Flow
+$689M
Cap. Flow %
62.34%
Top 10 Hldgs %
38.09%
Holding
504
New
13
Increased
115
Reduced
182
Closed
41

Top Buys

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$694M
2
NVDA icon
NVIDIA
NVDA
+$12.6M
3
PPG icon
PPG Industries
PPG
+$6.52M
4
ALSN icon
Allison Transmission
ALSN
+$6.31M
5
PG icon
Procter & Gamble
PG
+$3.63M

Top Sells

Rank Stock Value
1
ALL icon
Allstate
ALL
+$4.61M
2
HD icon
Home Depot
HD
+$3.75M
3
NKE icon
Nike
NKE
+$3.49M
4
BMI icon
Badger Meter
BMI
+$2.8M
5
LLY icon
Eli Lilly
LLY
+$2.56M

Sector Composition

Rank Sector Weight
1 Technology 30.21%
2 Healthcare 8.85%
3 Financials 7.94%
4 Industrials 7.69%
5 Consumer Discretionary 7.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNR
326
Core Natural Resources Inc
CNR
$4.65B
$305K 0.03%
+2,910
New +$238K
OXLC
327
Oxford Lane Capital
OXLC
$910M
$304K 0.03%
12,200
– –
TY icon
328
TRI-Continental Corp
TY
$1.9B
$299K 0.03%
11,247
-10
-0.1% -$275
HBAN icon
329
Huntington Bancshares
HBAN
$35.9B
$298K 0.03%
28,625
– –
NLY icon
330
Annaly Capital Management
NLY
$17.4B
$296K 0.03%
15,755
+911
+6% +$18.1K
CTVA icon
331
Corteva
CTVA
$50.9B
$295K 0.03%
5,761
-405
-7% -$21.4K
LQD icon
332
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.6B
$291K 0.03%
2,857
– –
VT icon
333
Vanguard Total World Stock ETF
VT
$81.1B
$288K 0.03%
3,090
+41
+1% +$3.98K
QYLD icon
334
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.27B
$286K 0.03%
17,080
-1,280
-7% -$22.5K
CTRA
335
DELISTED
Coterra Energy
CTRA
$285K 0.03%
10,534
+93
+0.9% +$2.53K
GLD icon
336
SPDR Gold Trust
GLD
$143B
$283K 0.03%
1,648
-150
-8% -$26.8K
TD icon
337
Toronto Dominion Bank
TD
$201B
$281K 0.03%
4,667
+36
+0.8% +$2.24K
PEY icon
338
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$281K 0.03%
14,655
+222
+2% +$4.43K
BAX icon
339
Baxter International
BAX
$14.3B
$281K 0.03%
7,440
+39
+0.5% +$1.66K
CCL icon
340
Carnival Corporation Ltd
CCL
$38B
$281K 0.03%
20,446
+4,995
+32% +$82.8K
PGX icon
341
Invesco Preferred ETF
PGX
$3.76B
$279K 0.03%
25,487
-5,558
-18% -$62.2K
ISTB icon
342
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.12B
$278K 0.03%
6,000
– –
IJR icon
343
iShares Core S&P Small-Cap ETF
IJR
$112B
$277K 0.03%
2,941
– –
AEP icon
344
American Electric Power
AEP
$67.3B
$276K 0.03%
3,674
– –
EMR icon
345
Emerson Electric
EMR
$91.7B
$275K 0.02%
2,848
-9,203
-76% -$876K
LIN icon
346
Linde
LIN
$226B
$274K 0.02%
735
-24
-3% -$9.13K
SPXX icon
347
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$343M
$270K 0.02%
18,223
– –
XLI icon
348
State Street Industrial Select Sector SPDR ETF
XLI
$34.7B
$270K 0.02%
2,661
– –
LNG icon
349
Cheniere Energy
LNG
$54.8B
$270K 0.02%
1,625
– –
GGG icon
350
Graco
GGG
$13.5B
$264K 0.02%
3,625
– –
12 13
14
15 16

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CHP
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MW
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TAM
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SIA
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Sheaff Brock Investment Advisors held 504 positions worth $1.1B, down 7% from $1.19B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Sheaff Brock Investment Advisors deployed $689M of net new capital in Q3 2023, opening 13 new positions and adding to 115 existing holdings. Its largest new stake was PPG Industries: 46,454 shares worth $6.03M.

By sector, the portfolio is most concentrated in Technology at 30% of assets, up from 30% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Allstate, an estimated $4.61M trimmed.

  • Sheaff Brock Investment Advisors's largest Q3 2023 buy was PPG Industries: 46,454 shares worth $6.03M.
  • Sheaff Brock Investment Advisors added most to Berkshire Hathaway Class A in Q3 2023, an estimated $694M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2023 reduction was Allstate, cutting an estimated $4.61M.
  • Sheaff Brock Investment Advisors fully exited Badger Meter in Q3 2023, selling an estimated $2.8M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 38% of its $1.1B portfolio in Q3 2023.
  • Sheaff Brock Investment Advisors opened 13 new positions and closed 41 in Q3 2023.
  • Sheaff Brock Investment Advisors's portfolio value fell 7% quarter-over-quarter to $1.1B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2023, filed 8 Nov 2023.