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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+9.84%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.09B
AUM Growth
+$73.3M
Cap. Flow
+$7.26M
Cap. Flow %
0.67%
Top 10 Hldgs %
35.31%
Holding
557
New
49
Increased
202
Reduced
129
Closed
41

Top Buys

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$6.07M
2
FMC icon
FMC
FMC
+$5.92M
3
ACN icon
Accenture
ACN
+$5.81M
4
JPM icon
JPMorgan Chase
JPM
+$3.78M
5
TSLA icon
Tesla
TSLA
+$2.36M

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$12M
2
COP icon
ConocoPhillips
COP
+$5.56M
3
DIS icon
Walt Disney
DIS
+$3.87M
4
V icon
Visa
V
+$3.69M
5
APA icon
APA Corp
APA
+$3.02M

Sector Composition

Rank Sector Weight
1 Technology 27.4%
2 Financials 9.24%
3 Healthcare 8.7%
4 Industrials 7.75%
5 Consumer Discretionary 6.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOE icon
326
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.4B
$336K 0.03%
2,505
-81
-3% -$11.2K
AEP icon
327
American Electric Power
AEP
$67.3B
$334K 0.03%
3,674
+20
+0.5% +$1.83K
VNQ icon
328
Vanguard Real Estate ETF
VNQ
$38.3B
$331K 0.03%
3,985
-14
-0.4% -$1.2K
PMM
329
Franklin Managed Municipal Income Trust
PMM
$273M
$330K 0.03%
53,900
-11,232
-17% -$76K
DGRO icon
330
iShares Core Dividend Growth ETF
DGRO
$43.7B
$330K 0.03%
6,602
+477
+8% +$23.9K
FUSB icon
331
First US Bancshares
FUSB
$90.6M
$329K 0.03%
43,986
-9,430
-18% -$84.2K
SPYG icon
332
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.9B
$322K 0.03%
5,810
-100
-2% -$5.29K
IP icon
333
International Paper
IP
$22.1B
$320K 0.03%
8,863
– –
IJK icon
334
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$319K 0.03%
4,464
– –
OXLC
335
Oxford Lane Capital
OXLC
$910M
$319K 0.03%
+12,200
New +$340K
ED icon
336
Consolidated Edison
ED
$39.8B
$318K 0.03%
3,322
– –
HBAN icon
337
Huntington Bancshares
HBAN
$35.9B
$317K 0.03%
28,325
+750
+3% +$10.4K
ARKK icon
338
ARK Innovation ETF
ARKK
$6.38B
$315K 0.03%
7,816
– –
STX icon
339
Seagate
STX
$186B
$315K 0.03%
4,764
+100
+2% +$6.37K
QYLD icon
340
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.27B
$315K 0.03%
18,360
+730
+4% +$12.2K
LQD icon
341
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.6B
$313K 0.03%
2,857
-77
-3% -$8.34K
ROKU icon
342
Roku
ROKU
$22.4B
$313K 0.03%
4,753
-1,000
-17% -$58.5K
ELF icon
343
e.l.f. Beauty
ELF
$5.61B
$308K 0.03%
+3,735
New +$252K
CTRA
344
DELISTED
Coterra Energy
CTRA
$305K 0.03%
12,437
-291
-2% -$7.15K
TY icon
345
TRI-Continental Corp
TY
$1.9B
$303K 0.03%
11,404
-6,010
-35% -$161K
LNG icon
346
Cheniere Energy
LNG
$54.8B
$302K 0.03%
1,917
-703
-27% -$106K
LUV icon
347
Southwest Airlines
LUV
$22.3B
$302K 0.03%
9,286
+916
+11% +$31.2K
BAX icon
348
Baxter International
BAX
$14.3B
$300K 0.03%
7,400
– –
VRTX icon
349
Vertex Pharmaceuticals
VRTX
$134B
$300K 0.03%
951
-28
-3% -$8.4K
WBD icon
350
Warner Bros
WBD
$67.9B
$298K 0.03%
19,767
-661
-3% -$9.41K
12 13
14
15 16

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Sheaff Brock Investment Advisors's Q1 2023 Portfolio in Review

As of Q1 2023, Sheaff Brock Investment Advisors held 557 positions worth $1.09B, up 7.2% from $1.01B the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Sheaff Brock Investment Advisors's Q1 2023 filing shows 49 new, 202 increased, 129 reduced and 41 closed positions. Its largest new stake was Berkshire Hathaway Class A: 13 shares worth $6.05M. The largest sale was iShares Select Dividend ETF, an estimated $12M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 23% a quarter earlier, followed by Financials and Healthcare.

  • Sheaff Brock Investment Advisors's largest Q1 2023 buy was Berkshire Hathaway Class A: 13 shares worth $6.05M.
  • Sheaff Brock Investment Advisors added most to Accenture in Q1 2023, an estimated $5.81M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2023 reduction was iShares Select Dividend ETF, cutting an estimated $12M.
  • Sheaff Brock Investment Advisors fully exited ProShares UltraPro QQQ in Q1 2023, selling an estimated $1.42M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 35% of its $1.09B portfolio in Q1 2023.
  • Sheaff Brock Investment Advisors opened 49 new positions and closed 41 in Q1 2023.
  • Sheaff Brock Investment Advisors's portfolio value rose 7.2% quarter-over-quarter to $1.09B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2023, filed 1 May 2023.